CAL Caledonia Mining Corporation Plc

Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder

Caledonia Mining Corporation Plc: Notification of relevant change to significant shareholder

ST HELIER, Jersey, Sept. 03, 2020 (GLOBE NEWSWIRE) -- Caledonia Mining Corporation Plc (NYSE AMERICAN: CMCL; AIM: CMCL) (“Caledonia” or the “Company”) announces that it received notification on September 2, 2020, from BlackRock, Inc., which is a “significant shareholder” of the Company as defined by the AIM Rules for Companies, that it has slightly decreased its interest in the Company and on September 1, 2020 crossed a particular threshold for notification of its holdings in the Company. A copy of the notification is below.

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying

issuer of existing shares to which voting

rights are attachedii:		Caledonia Mining Corporation Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuerX
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameBlackRock, Inc.
City and country of registered office (if applicable)Wilmington, DE, USA
4. Full name of shareholder(s) (if different from 3.)v
Name 
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reachedvi:01/09/2020
6. Date on which issuer notified (DD/MM/YYYY):02/09/2020
7. Total positions of person(s) subject to the notification obligation
 % of voting rights

attached to shares

(total of 8. A)		% of voting rights

through financial

instruments

(total of 8.B 1 + 8.B2)		Total of both in %

(8.A + 8.B)		Total number of

voting rights of

issuervii
Resulting situation

on the date on which

threshold was

crossed or reached		4.97%0.65%5.62%11,520,860
Position of previous

notification (if

applicable)		5.22%0.36%5.58% 

 

8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of

shares

ISIN code (if possible)		Number of voting rightsix% of voting rights
Direct

(Art 9 of Directive

2004/109/EC (DTR5.1)		Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)		Direct

(Art 9 of Directive

2004/109/EC) (DTR5.1)		Indirect

(Art 10 of Directive

2004/109/EC)

(DTR5.2.1)
JE00BF0XVB15 572,648 4.97% 
     
     
SUBTOTAL 8. A572,6484.97%
 



 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial

instrument		Expiration

datex		Exercise/

Conversion Periodxi		Number of voting rights

that may be acquired if

the instrument is

exercised/converted.		% of voting rights
Securities Lending  42,0000.36% 
     
     
  SUBTOTAL 8. B 142,0000.36% 
 



 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial

instrument		Expiration

datex		Exercise/

Conversion

Period xi		Physical or

cash

settlementxii		Number of

voting rights 		% of voting rights
CFD  Cash32,9010.28% 
      
      
   SUBTOTAL 8.B.232,9010.28% 
 

 

9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)

Person subject to the notification obligation is not controlled by any natural person or legal entity and does not

control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii		 
Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv

(please add additional rows as necessary)		X
Namexv% of voting rights if

it equals or is higher

than the notifiable

threshold		% of voting rights

through financial

instruments if it

equals or is higher

than the notifiable

threshold		Total of both if it

equals or is higher

than the notifiable

threshold
See Attachment   
 
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional informationxvi
 

BlackRock Regulatory Threshold Reporting Team

 

Jana Blumenstein



020 7743 3650

 

 

Place of completion12 Throgmorton Avenue, London, EC2N 2DL, U.K.
Date of completion2 September, 2020

Section 9 Attachment

Namexv% of voting rights if

it equals or is higher

than the notifiable

threshold		% of voting rights

through financial

instruments if it

equals or is higher

than the notifiable

threshold		Total of both if it

equals or is higher

than the notifiable

threshold
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
BlackRock Holdco 4, LLC   
BlackRock Holdco 6, LLC   
BlackRock Delaware Holdings Inc.   
BlackRock Institutional Trust Company, National Association   
    
BlackRock, Inc.   
Trident Merger, LLC   
BlackRock Investment Management, LLC   
    
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
    
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
BlackRock Capital Holdings, Inc.   
BlackRock Advisors, LLC   
    
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
BlackRock Holdco 4, LLC   
BlackRock Holdco 6, LLC   
BlackRock Delaware Holdings Inc.   
BlackRock Fund Advisors   
    
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
BlackRock International Holdings, Inc.   
BR Jersey International Holdings L.P.   
BlackRock Holdco 3, LLC   
BlackRock Canada Holdings LP   
BlackRock Canada Holdings ULC   
BlackRock Asset Management Canada Limited   
    
BlackRock, Inc.   
BlackRock Holdco 2, Inc.   
BlackRock Financial Management, Inc.   
BlackRock International Holdings, Inc.   
BR Jersey International Holdings L.P.   
BlackRock (Singapore) Holdco Pte. Ltd.   
BlackRock HK Holdco Limited   
BlackRock Lux Finco S.a.r.l.   
BlackRock Japan Holdings GK   
BlackRock Japan Co., Ltd.   
    



For further information please contact:

Caledonia Mining Corporation Plc 
Mark LearmonthTel: 2
Maurice MasonTel: 9
  
WH IrelandTel: 1
Adrian Hadden/James Sinclair-Ford 
  
BlytheweighTel: 4
Tim Blythe/Camilla Horsfall/Megan Ray 
  
3PPB 
Patrick ChidleyTel:
Paul DurhamTel:
EN
03/09/2020

Underlying

CALCaledonia Mining Corporation Plc

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