GBL GAMCO Investors

Jennifer Schlueter Joins GAMCO Investors as Chief Communications Officer

GAMCO Investors, Inc. (NYSE:GBL) announced today that Jennifer L. Schlueter has joined the firm as Chief Communications Officer. Effective immediately, she will oversee investor relations and external communications, with a focus on social media, the Gabelli ESG Fund, convertible portfolio capabilities and the closed end fund group.

“We are delighted to have an individual with Jennifer’s depth and breadth of experience join us and boost our external communications efforts and enhance the visibility of our investment teams. In this newly created position Jennifer will be an excellent addition to our team,” said Mario Gabelli, Chairman.

Ms. Schlueter has over 25 years of global experience in corporate communications and investor relations with NYSE-listed companies including Gartner Inc. and Overseas Shipholding Group. Most recently, Ms. Schlueter was the Director of Corporate Communications at CFA Institute for Asia Pacific in Hong Kong. Previously, she was the Financial Communications Practice Head for Kreab Gavin Anderson and the Director, Corporate Communications at Clearwater Capital Partners, a multi-strategy private equity firm. She is an honors graduate from Portland State University with a B.S. in Finance.

About GAMCO Investors, Inc.

GAMCO Investors, Inc., through its subsidiaries, manages open-end funds and closed-end funds (Gabelli Funds, LLC) and private advisory accounts (GAMCO Asset Management Inc.).

SPECIAL NOTE REGARDING FORWARD-LOOKING INFORMATION

Forward-looking statements convey our current expectations or forecasts of future events. You can identify these statements because they do not relate strictly to historical or current facts. They use words such as “anticipate,” “estimate,” “expect,” “project,” “intend,” “plan,” “believe,” and other words and terms of similar meaning. They also appear in any discussion of future operating or financial performance. In particular, these include statements relating to future actions, future performance of our products, expenses, the outcome of any legal proceedings, and financial results. Although we believe that we are basing our expectations and beliefs on reasonable assumptions within the bounds of what we currently know about our business and operations, the economy, the effects of the Tax Cuts and Jobs Act, and other conditions, there can be no assurance that our actual results will not differ materially from what we expect or believe. Therefore, you should proceed with caution in relying on any of these forward-looking statements. They are neither statements of historical fact nor guarantees or assurances of future performance.

Forward-looking statements involve a number of known and unknown risks, uncertainties and other important factors, some of which are listed below, that are difficult to predict and could cause actual results and outcomes to differ materially from any future results or outcomes expressed or implied by such forward-looking statements. Some of the factors that could cause our actual results to differ from our expectations or beliefs include a decline in the securities markets that adversely affect our assets under management, negative performance of our products, the failure to perform as required under our investment management agreements, a general downturn in the economy that negatively impacts our operations, and the ongoing impacts of the Tax Cuts and Jobs Act with respect to tax rates and the non-deductibility of certain portions of NEO compensation. We also direct your attention to the more specific discussions of these and other risks, uncertainties and other important factors contained in our Form 10-K and other public filings. Other factors that could cause our actual results to differ may emerge from time to time, and it is not possible for us to predict all of them. We do not undertake to update publicly any forward-looking statements if we subsequently learn that we are unlikely to achieve our expectations whether as a result of new information, future developments or otherwise, except as may be required by law.

EN
22/01/2020

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