ICG : Notification of Major Holdings
TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
GB00BYT1DJ19
Issuer Name
INTERMEDIATE CAPITAL GROUP PLC
UK or Non-UK Issuer
UK
2. Reason for Notification
An acquisition or disposal of financial instruments
3. Details of person subject to the notification obligation
Name
JPMorgan Chase & Co.
City of registered office (if applicable)
Country of registered office (if applicable)
US
4. Details of the shareholder
| Name | City of registered office | Country of registered office |
| J.P. Morgan Securities plc |
5. Date on which the threshold was crossed or reached
15-Aug-2024
6. Date on which Issuer notified
19-Aug-2024
7. Total positions of person(s) subject to the notification obligation
| . | % of voting rights attached to shares (total of 8.A) | % of voting rights through financial instruments (total of 8.B 1 + 8.B 2) | Total of both in % (8.A + 8.B) | Total number of voting rights held in issuer |
| Resulting situation on the date on which threshold was crossed or reached | 1.137514 | 4.156747 | 5.294261 | 15385805 |
| Position of previous notification (if applicable) | 1.778781 | 3.276274 | 5.055055 |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
| Class/Type of shares ISIN code(if possible) | Number of direct voting rights (DTR5.1) | Number of indirect voting rights (DTR5.2.1) | % of direct voting rights (DTR5.1) | % of indirect voting rights (DTR5.2.1) |
| GB00BYT1DJ19 | 3305764 | 1.137514 | ||
| Sub Total 8.A | 3305764 | 1.137514% | ||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
| Type of financial instrument | Expiration date | Exercise/conversion period | Number of voting rights that may be acquired if the instrument is exercised/converted | % of voting rights |
| Sub Total 8.B1 | ||||
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
| Type of financial instrument | Expiration date | Exercise/conversion period | Physical or cash settlement | Number of voting rights | % of voting rights |
| Cash-settled Equity Swap | 31/10/2024 | 31/10/2024 | Cash | 11968 | 0.004118 |
| Cash-settled Equity Swap | 10/12/2024 | 10/12/2024 | Cash | 1982727 | 0.682257 |
| Cash-settled Equity Swap | 19/12/2024 | 19/12/2024 | Cash | 974078 | 0.335181 |
| Cash-settled Equity Swap | 31/12/2024 | 31/12/2024 | Cash | 3196 | 0.001100 |
| Cash-settled Equity Swap | 04/02/2025 | 04/02/2025 | Cash | 68285 | 0.023497 |
| Cash-settled Equity Swap | 11/03/2025 | 11/03/2025 | Cash | 692154 | 0.238170 |
| Cash-settled Equity Swap | 02/07/2025 | 02/07/2025 | Cash | 56390 | 0.019404 |
| Cash-settled Equity Swap | 13/08/2025 | 13/08/2025 | Cash | 1994219 | 0.686211 |
| Cash-settled Equity Swap | 26/08/2025 | 26/08/2025 | Cash | 300 | 0.000103 |
| Cash-settled Equity Swap | 02/09/2025 | 02/09/2025 | Cash | 49557 | 0.017053 |
| Cash-settled Equity Swap | 12/09/2025 | 12/09/2025 | Cash | 3652 | 0.001257 |
| Cash-settled Equity Swap | 16/10/2026 | 16/10/2026 | Cash | 22474 | 0.007733 |
| Cash-settled Equity Swap | 01/12/2027 | 01/12/2027 | Cash | 3315 | 0.001141 |
| Cash-settled Equity Swap | 02/12/2027 | 02/12/2027 | Cash | 3243 | 0.001116 |
| Cash-settled Equity Swap | 30/05/2028 | 30/05/2028 | Cash | 5278 | 0.001816 |
| Cash-settled Equity Swap | 04/07/2029 | 04/07/2029 | Cash | 3864 | 0.001330 |
| Cash-settled Equity Swap | 28/11/2024 | 28/11/2024 | Cash | 5138 | 0.001768 |
| Cash-settled Equity Swap | 17/09/2025 | 17/09/2025 | Cash | 4810 | 0.001655 |
| Cash-settled Equity Swap | 09/12/2024 | 09/12/2024 | Cash | 3429058 | 1.179940 |
| Cash-settled Equity Swap | 18/12/2024 | 18/12/2024 | Cash | 2763534 | 0.950933 |
| Cash-settled Equity Swap | 02/10/2025 | 02/10/2025 | Cash | 2527 | 0.000870 |
| Cash-settled Equity Swap | 17/08/2029 | 17/08/2029 | Cash | 274 | 0.000094 |
| Sub Total 8.B2 | 12080041 | 4.156747% | |||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
| Ultimate controlling person | Name of controlled undertaking | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
| JPMorgan Chase & Co. | J.P. Morgan Securities plc | 4.156746 | 5.281181% | |
| JPMorgan Chase & Co. | J.P. Morgan Securities LLC | |||
| JPMorgan Chase & Co. | J.P. Morgan SE |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Chain of controlled undertakings:
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
JPMorgan Chase & Co.
JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
12. Date of Completion
19-Aug-2024
13. Place Of Completion
London, United Kingdom
