NRI Northern Investors Co. PLC

Holding(s) in Company

Holding(s) in Company

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:Northern Investors Company Plc
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuer 
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
NameBrewin Dolphin Ltd
City and country of registered office (if applicable)London, United Kingdom
4. Full name of shareholder(s) (if different from 3.)v
Name 
City and country of registered office (if applicable) 
5. Date on which the threshold was crossed or reachedvi:23 July 2018
6. Date on which issuer notified (DD/MM/YYYY):24 July 2018
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached4.9500%N/A4.9500%2,496,767
Position of previous notification (if

applicable)		7.9649%N/A7.9649% 





8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of

shares

ISIN code (if possible)		Number of voting rightsix% of voting rights
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
Ord GBP0.25

GB00B08S4K30		N/A123,589N/A4.9500%
     
     
SUBTOTAL 8. A123,5894.9500%
 



 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrumentExpiration

datex		Exercise/

Conversion Periodxi		Number of voting rights that may be acquired if the instrument is

exercised/converted.		% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 



 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration

datex		Exercise/

Conversion Period xi		Physical or cash

settlementxii		Number of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  
 



 



 



 



 



 



9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii 
Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)		X
Namexv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
Indirect – Brewin Nominees Limited  A/c NOM2.1385%N/A2.1385%
Indirect – Brewin Nominees Limited A/c ISA2.1557%N/A2.1557%
Indirect – Brewin Nominees Limited  A/c GROSS0.6236%N/A0.6236%
Indirect – Brewin Nominees Limited A/c OFFBOND0.0322%N/A0.0322%
    
    
GRAND TOTAL  4.9500%
 
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
 
11. Additional informationxvi
Figures based on shares in issue of 2,496,767

The indirect voting rights under (9) relate to shares held in client portfolios, managed by those firms, under discretionary investment management agreements. 





Place of completionNewcastle upon Tyne
Date of completion24th July 2018

EN
25/07/2018

Underlying

NRINorthern Investors Co. PLC

To request access to management, click here to engage with our
partner Phoenix-IR's CorporateAccessNetwork.com

Reports on Northern Investors Co. PLC

 PRESS RELEASE
Free
NRI Northern Invest...

Statement re Cancellation of listing

Statement re Cancellation of listing 12 DECEMBER 2018 NORTHERN INVESTORS COMPANY PLC (“Northern Investors” or the "Company") Cancellation of listing The liquidators of Northern Investors confirm that, following the application by the Company, the UK Listing Authority has cancelled the listing of the Company’s Shares on the Official List and the London Stock Exchange has cancelled the trading of the Company’s Shares on the London Stock Exchange's main market for listed securities, in each case with effect from 8:00 am (London time) today. Enquiries: Liquidators By correspondence: Patr...

December 12, 2018 1 EN
 PRESS RELEASE
Free
NRI Northern Invest...

Statement re Application for cancellation of listing

Statement re Application for cancellation of listing 11 DECEMBER 2018 NORTHERN INVESTORS COMPANY PLC (the “Company”) Application for cancellation of listing of Shares Further to the announcement on 11 December 2018, following the approval of the special resolution at the General Meeting, in accordance with the details set out in the circular published by the Company on 16 November 2018 (the “Circular”), the Company has applied for the listing of its Shares on the Official List and trading on the Main Market of the London Stock Exchange to be cancelled with effect from 8.00 am on 12 Decem...

December 11, 2018 1 EN
 PRESS RELEASE
Free
NRI Northern Invest...

Result of General Meeting

Result of General Meeting 11 DECEMBER 2018 NORTHERN INVESTORS COMPANY PLC RESULT OF GENERAL MEETING Northern Investors Company PLC (“the Company”) announces that at the general meeting held on 11 December 2018 the special resolution set out in the notice of meeting was duly passed by shareholders. Details of proxy voting on the resolution put to shareholders at the general meeting is as follows: Special ResolutionForNo preferenceAgainstVotewithheldThat the company be voluntarily wound up and that Patrick Brazzill and Richard Barker of Ernst and Young be appointed as liquidators, that th...

December 11, 2018 1 EN
 PRESS RELEASE
Free
NRI Northern Invest...

Statement re Suspension

Statement re Suspension 11 DECEMBER 2018 NORTHERN INVESTORS COMPANY PLC Suspension of listing Further to the announcement on 12 November 2018 regarding the publication of the circular in relation to the voluntary liquidation of the Company and pursuant to Listing Rules 5.1 and 5.3, the board of the Company announces that trading in the Company’s Shares on the London Stock Exchange's Main Market for listed securities and the listing of the Company's Shares on the Official List have each been suspended from 7:30 am (London time) today. Enquiries: James Bryce, NVM Private Equity LLP - 019...

December 11, 2018 1 EN
 PRESS RELEASE
Free
NRI Northern Invest...

Half-year report

Half-year report 16 NOVEMBER 2018 NORTHERN INVESTORS COMPANY PLC HALF-YEARLY REPORT Northern Investors Company PLC (“the Company”) announces that a copy of the Company’s unaudited half-yearly financial report for the six months ended 30 September 2018 and a circular to shareholders including the notice of a General Meeting to be held on 11 December 2018 (“the Circular”) have been submitted to the National Storage Mechanism and will shortly be available for inspection at . Copies of the half-yearly financial report and the Circular are also available on the NVM Private Equity website at ...

November 16, 2018 1 EN

ResearchPool Subscriptions

Get the most out of your insights

Get in touch