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Umicore - Transparency notifications by BlackRock, Inc.

Umicore - Transparency notifications by BlackRock, Inc.

  1. Transparency notification of 17 July 2019

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 17 July 2019 that on 16 July 2019 it has crossed the statutory threshold of 3% upwards for direct voting rights. In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.93% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 17 July 2019
  • Date on which the threshold is crossed: 16 July 2019
  • Threshold of direct voting rights crossed upwards: 3%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

 Previous notificationAfter the transaction
Holders of voting rights# voting rights# voting rights% voting rights
BlackRock, Inc.000.00%
BlackRock (Netherlands) B.V.30,94730,9470.01%
BlackRock (Singapore) Limited8,8628,8620.00%
BlackRock Advisors (UK) Limited745,393722,2150.29%
BlackRock Advisors, LLC696,325696,3250.28%
BlackRock Asset Management Canada Limited135,886135,8860.06%
BlackRock Asset Management Deutschland AG425,730431,8900.18%
BlackRock Asset Management North Asia Limited1,7521,7520.00%
BlackRock Financial Management, Inc.14,96914,9690.01%
BlackRock Fund Advisors2,343,8822,344,2070.95%
BlackRock Institutional Trust Company, National Association716,866710,8280.29%
BlackRock International Limited282,394282,3940.11%
BlackRock Investment Management (Australia) Limited59,96059,9600.02%
BlackRock Investment Management (UK) Limited1,444,4791,930,8690.78%
BlackRock Investment Management, LLC281,881281,8810.11%
BlackRock Japan Co., Ltd.72,85472,8540.03%
Subtotal7,262,1807,725,8393.14%

B) Equivalent financial instruments

Holders of equivalent financial instrumentsType of financial instrument# voting rights that may be acquired if the instrument is exercised% voting rightsSettlement
BlackRock Advisors (UK) LimitedSecurities Lent706,1150.29%physical
BlackRock Fund AdvisorsSecurities Lent244,3600.10%physical
BlackRock Institutional Trust Company, National AssociationSecurities Lent2,070,4950.84%physical
BlackRock Investment Management (UK) LimitedSecurities Lent3,711,0801.51%physical
BlackRock Japan Co., Ltd.Securities Lent115,8880.05%physical
BlackRock Institutional Trust Company, National AssociationContract For Difference38,8370.02%  cash
BlackRock Investment Management (UK) LimitedContract For Difference4210.00%Cash
BlackRock Investment Management, LLCDepositary Receipt310.00% 
Subtotal 6,887,2272.80% 

C) Total A & B

 # voting rights% voting rights
TOTAL14,613,0665.93%

The chain of control has been described at the end of the declaration.

  1. Transparency notification of 16 July 2019

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 16 July 2019 that on 15 July 2019 it has crossed the statutory threshold of 3% downwards for direct voting rights. In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.94% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 16 July 2019
  • Date on which the threshold is crossed: 15 July 2019
  • Threshold of direct voting rights crossed downwards: 3%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

 Previous notificationAfter the transaction
Holders of voting rights# voting rights# voting rights% voting rights
BlackRock, Inc.000.00%
BlackRock (Netherlands) B.V.30,94730,9470.01%
BlackRock (Singapore) Limited8,8628,8620.00%
BlackRock Advisors (UK) Limited605,285745,3930.30%
BlackRock Advisors, LLC696,325696,3250.28%
BlackRock Asset Management Canada Limited131,728135,8860.06%
BlackRock Asset Management Deutschland AG429,012425,7300.17%
BlackRock Asset Management North Asia Limited1,7521,7520.00%
BlackRock Financial Management, Inc.14,96914,9690.01%
BlackRock Fund Advisors2,342,7382,343,8820.95%
BlackRock Institutional Trust Company, National Association717,797716,8660.29%
BlackRock International Limited282,394282,3940.11%
BlackRock Investment Management (Australia) Limited59,96059,9600.02%
BlackRock Investment Management (UK) Limited2,177,2791,444,4790.59%
BlackRock Investment Management, LLC284,636281,8810.11%
BlackRock Japan Co., Ltd.72,85472,8540.03%
Subtotal7,856,5387,262,1802.95%

B) Equivalent financial instruments

Holders of equivalent financial instrumentsType of financial instrument# voting rights that may be acquired if the instrument is exercised% voting rightsSettlement
BlackRock Advisors (UK) LimitedSecurities Lent706,1150.29%physical
BlackRock Fund AdvisorsSecurities Lent244,3600.10%physical
BlackRock Institutional Trust Company, National AssociationSecurities Lent2,064,4570.84%physical
BlackRock Investment Management (UK) LimitedSecurities Lent4,195,5801.70%physical
BlackRock Japan Co., Ltd.Securities Lent115,8880.05%physical
BlackRock Institutional Trust Company, National AssociationContract For Difference38,8370.02%  cash
BlackRock Investment Management (UK) LimitedContract For Difference4210.00%Cash
BlackRock Investment Management, LLCDepositary Receipt310.00% 
Subtotal 7,365,6892.99% 

C) Total A & B

 # voting rights% voting rights
TOTAL14,627,8695.94%

The chain of control has been described at the end of the declaration.

The notification can be found .

This press release is available on .



For more information

Investor Relations

Evelien Goovaerts                                                           

Eva Behaeghe                                                                      

Aurélie Bultynck                                                                   

About Umicore

Umicore is a global materials technology and recycling group. It focuses on application areas where its expertise in materials science, chemistry and metallurgy makes a real difference. Its activities are organised in three business groups: Catalysis, Energy & Surface Technologies and Recycling. Each business group is divided into market-focused business units offering materials and solutions that are at the cutting edge of new technological developments and essential to everyday life.

Umicore generates the majority of its revenues and dedicates most of its R&D efforts to clean mobility materials and recycling. Umicore’s overriding goal of sustainable value creation is based on an ambition to develop, produce and recycle materials in a way that fulfils its mission: materials for a better life.

Umicore’s industrial and commercial operations as well as R&D activities are located across the world to best serve its global customer base. The Group generated revenues (excluding metal) of € 3.3 billion (turnover of € 13.7 billion) in 2018 and currently employs 10,400 people.

EN
18/07/2019

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