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TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
04-Jan-2021 / 18:45 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: |
TUI AG |
| Street: |
Karl-Wiechert-Allee 4 |
| Postal code: |
30625 |
| City: |
Hannover
Germany |
| Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
Non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: PARIS, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
0.37 % |
4.64 % |
5.01 % |
590415100 |
| Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000TUAG000 |
2172640 |
0 |
0.37 % |
0.00 % |
| Total |
2172640 |
0.37 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to recall lent securities |
N/A |
N/A |
2749804 |
0.47 % |
| Listed Call Options |
18.06.2021 |
Until 18.06.2021 |
67500 |
0.01 % |
| Certificates |
08.01.2021-18.03.2022 |
08.01.2021-18.03.2022 |
4349167 |
0.74 % |
| |
|
Total |
7166471 |
1.21 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| Equity Linked Swaps on Basket |
30.12.2020 |
30.12.2020 |
Cash |
75000 |
0.01 % |
| OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
1233566 |
0.21 % |
| Certificates |
03.01.2033 |
Until 03.01.2033 |
Cash |
44620 |
0.01 % |
| Contracts For Difference |
N/A |
N/A |
Cash |
2409059 |
0.41 % |
| OTC Call Options |
19.03.2021-03.01.2033 |
Until 19.03.2021-03.01.2033 |
Cash |
7206447 |
1.22 % |
| OTC Put Options |
19.03.2021-03.01.2033 |
Until 19.03.2021-03.01.2033 |
Cash |
1289124 |
0.22 % |
| OTC Put Options |
16.12.2022 |
Until 16.12.2022 |
Physical |
230000 |
0.04 % |
| Listed Put Options |
18.06.2021 |
18.06.2021 |
Physical |
1000000 |
0.17 % |
| Listed Call Warrants |
19.03.2021-03.01.2033 |
Until 19.03.2021-03.01.2033 |
Cash |
5461666 |
0.93 % |
| Listed Put Warrants |
19.03.2021-03.01.2033 |
Until 19.03.2021-03.01.2033 |
Cash |
1289547 |
0.22 % |
| |
|
|
Total |
20239029 |
3.43 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| -Société Générale S.A. |
% |
% |
% |
| -Société Générale Effekten GmbH |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
|
