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TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
05-Aug-2021 / 09:52 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: |
TUI AG |
| Street: |
Karl-Wiechert-Allee 4 |
| Postal code: |
30625 |
| City: |
Hannover
Germany |
| Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| X |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
non-applying of trading book exemption according to sec. 36 para. 1 WpHG |
3. Details of person subject to the notification obligation
Legal entity: Société Générale S.A.
City of registered office, country: Paris, France |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
0.18 % |
4.90 % |
5.09 % |
1099393634 |
| Previous notification |
0 % |
0 % |
0 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000TUAG000 |
1889258 |
100000 |
0.17 % |
0.01 % |
| Total |
1989258 |
0.18 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Right to recall lent securities |
N/A |
N/A |
5406007 |
0.49 % |
| Convertible Bonds |
16.04.2028 |
16.04.2028 |
7999105 |
0.73 % |
| Certificates |
20.08.2021-24.08.2022 |
20.08.2021-24.08.2022 |
6026031 |
0.55 % |
| |
|
Total |
19431143 |
1.77 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| OTC Call Options on Basket |
03.01.2033 |
Until 03.01.2033 |
Cash |
2215375 |
0.20 % |
| Certificates |
03.01.2033 |
Until 03.01.2033 |
Cash |
85392 |
0.01 % |
| Certificates |
17.06.2022 |
17.06.2022 |
Cash |
236000 |
0.02 % |
| Contracts For Difference |
N/A |
N/A |
Cash |
3238691 |
0.29 % |
| OTC Call Options |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
9543284 |
0.87 % |
| OTC Call Options |
17.09.2021-18.03.2022 |
17.09.2021-18.03.2022 |
Cash |
727590 |
0.07 % |
| OTC Put Options |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
2234638 |
0.20 % |
| OTC Put Options |
17.12.2021 |
17.12.2021 |
Cash |
8099 |
0 % |
| OTC Put Options |
16.12.2022 |
Until 16.12.2022 |
Physical |
366205 |
0.03 % |
| Listed Put Options |
17.12.2021-16.12.2022 |
Until 17.12.2021-16.12.2022 |
Physical |
3588000 |
0.33 % |
| Listed Call Warrants |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
9243854 |
0.84 % |
| Listed Call Warrants |
17.09.2021-18.03.2022 |
17.09.2021-18.03.2022 |
Cash |
760561 |
0.07 % |
| Listed Put Warrants |
17.09.2021-03.01.2033 |
Until 17.09.2021-03.01.2033 |
Cash |
2234638 |
0.20 % |
| Listed Put Warrants |
17.12.2021 |
17.12.2021 |
Cash |
8099 |
0 % |
| |
|
|
Total |
34490426 |
3.14 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Société Générale S.A. |
% |
% |
% |
| Société Générale Effekten GmbH |
% |
% |
% |
| - |
% |
% |
% |
| Société Générale S.A. |
% |
% |
% |
| SG AMERICAS Securities Holdings, LLC |
% |
% |
% |
| SG AMERICAS Securities, LLC |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
|
