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TUI AG (TUI)
TUI AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
03-Feb-2021 / 13:44 CET/CEST
Dissemination of a Regulatory Announcement, transmitted by EQS Group.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings
1. Details of issuer
| Name: |
TUI AG |
| Street: |
Karl-Wiechert-Allee 4 |
| Postal code: |
30625 |
| City: |
Hannover
Germany |
| Legal Entity Identifier (LEI): |
529900SL2WSPV293B552 |
2. Reason for notification
| |
Acquisition/disposal of shares with voting rights |
| |
Acquisition/disposal of instruments |
| |
Change of breakdown of voting rights |
| X |
Other reason:
Settlement of rights issue |
3. Details of person subject to the notification obligation
Legal entity: Citigroup Inc.
City of registered office, country: Wilmington, Delaware, United States of America (USA) |
4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached:
6. Total positions
| |
% of voting rights attached to shares
(total of 7.a.) |
% of voting rights through instruments
(total of 7.b.1 + 7.b.2) |
Total of both in %
(7.a. + 7.b.) |
Total number of voting rights pursuant to Sec. 41 WpHG |
| New |
0.002094245345 % |
0.26 % |
0.26 % |
1099393634 |
| Previous notification |
8.69 % |
0.30 % |
8.99 % |
/ |
7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)
| ISIN |
Absolute |
In % |
| |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
Direct
(Sec. 33 WpHG) |
Indirect
(Sec. 34 WpHG) |
| DE000TUAG000 |
0 |
23024 |
0.00 % |
0 % |
| Total |
23024 |
0.002094245345 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Voting rights absolute |
Voting rights in % |
| Shares on Loan (right to recall) |
|
|
1734743 |
0.16 % |
| |
|
Total |
1734743 |
0.16 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG
| Type of instrument |
Expiration or maturity date |
Exercise or conversion period |
Cash or physical settlement |
Voting rights absolute |
Voting rights in % |
| OTC Swap |
01.04.2021 - 27.02.2023 |
|
Cash |
1099194 |
0.10 % |
| Warrants |
16.12.2021 |
|
Cash |
119 |
0 % |
| |
|
|
Total |
1099313 |
0.10 % |
8. Information in relation to the person subject to the notification obligation| |
Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). |
| X |
Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name |
% of voting rights (if at least 3% or more) |
% of voting rights through instruments (if at least 5% or more) |
Total of both (if at least 5% or more) |
| Citigroup Inc. |
% |
% |
% |
| Citigroup Global Markets Holdings Inc. |
% |
% |
% |
| Citigroup Financial Products Inc. |
% |
% |
% |
| Citigroup Global Markets Holding Bahamas Limited |
% |
% |
% |
| Citigroup Global Markets Limited |
% |
% |
% |
| Citigroup Global Markets Europe AG |
% |
% |
% |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)
Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights |
Proportion of instruments |
Total of both |
| % |
% |
% |
10. Other explanatory remarks:
Date
|
