A0MV32 Middlefield Canadian Income Trusts Investment Co. Pfd.

Middlefield Canadian Income PCC - Holding(s) in Company

Middlefield Canadian Income PCC - Holding(s) in Company

TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i
 
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:Middlefield Canadian Income PCC
1b. Please indicate if the issuer is a non-UK issuer  (please mark with an “X” if appropriate)
Non-UK issuerX
2. Reason for the notification (please mark the appropriate box or boxes with an “X”)
An acquisition or disposal of voting rightsX
An acquisition or disposal of financial instruments 
An event changing the breakdown of voting rights 
Other (please specify)iii: 
3. Details of person subject to the notification obligationiv
Name1607 Capital Partners, LLC
City and country of registered office (if applicable)Richmond, VA (USA)
4. Full name of shareholder(s) (if different from 3.)v
NameNorthern Trust           6,846,000
Bny Mellon           6,177,576
City and country of registered office (if applicable)London, United Kingdom
5. Date on which the threshold was crossed or reachedvi:20/01/2021
6. Date on which issuer notified (DD/MM/YYYY):22/01/2021
7. Total positions of person(s) subject to the notification obligation
 % of voting rights attached to shares (total of 8. A)% of voting rights through financial instruments

(total of 8.B 1 + 8.B 2)		Total of both in % (8.A + 8.B)Total number of voting rights of issuervii
Resulting situation on the date on which threshold was crossed or reached12.23% 12.23%106,487,250
Position of previous notification (if

applicable)		11.04% 11.04%N/A





8. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii
A: Voting rights attached to shares
Class/type of

shares

ISIN code (if possible)		Number of voting rightsix% of voting rights
Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)		Direct

(Art 9 of Directive 2004/109/EC) (DTR5.1)		Indirect

(Art 10 of Directive 2004/109/EC) (DTR5.2.1)
GB00B15PV034 13,023,576 12.23%
     
     
SUBTOTAL 8. A13,023,57612.23%
 



 
B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
Type of financial instrumentExpiration

datex		Exercise/

Conversion Periodxi		Number of voting rights that may be acquired if the instrument is

exercised/converted.		% of voting rights
     
     
     
  SUBTOTAL 8. B 1  
 



 
B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
Type of financial instrumentExpiration

datex		Exercise/

Conversion Period xi		Physical or cash

settlementxii		Number of voting rights % of voting rights
      
      
      
   SUBTOTAL 8.B.2  



9. Information in relation to the person subject to the notification obligation (please mark the

applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiiiX
Full chain of controlled undertakings through which the voting rights and/or the

financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary)		 
Namexv% of voting rights if it equals or is higher than the notifiable threshold% of voting rights through financial instruments if it equals or is higher than the notifiable thresholdTotal of both if it equals or is higher than the notifiable threshold
    
    
    
    
10. In case of proxy voting, please identify:
Name of the proxy holder 
The number and % of voting rights held 
The date until which the voting rights will be held 
11. Additional informationxvi
Bryan Huntley, CCO

804-525-1741



Place of completionLondon, United Kingdom
Date of completion25/01/2021



EN
25/01/2021

Underlying

A0MV32Middlefield Canadian Income Trusts Investment Co. Pfd.

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