NVJP Umicore

Umicore - Transparency notifications by BlackRock, Inc.

Umicore - Transparency notifications by BlackRock, Inc.

  1. Transparency notification of 22 April 2020

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 22 April 2020 that on 21 April 2020 it has crossed the statutory threshold of 5% downwards.

In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.00% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 22 April 2020
  • Date on which the threshold is crossed: 21 April 2020
  • Threshold of direct voting rights + equivalent financial instruments crossed downwards: 5%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

 Previous notificationAfter the transaction
Holders of voting rights# voting rights# voting rights% voting rights
BlackRock, Inc.000.00%
BlackRock (Netherlands) B.V.30,79430,7940.01%
BlackRock (Singapore) Limited3,7743,7740.00%
BlackRock Advisors (UK) Limited902,040940,8640.38%
BlackRock Advisors, LLC278,277278,2770.11%
BlackRock Asset Management Canada Limited140,339140,3390.06%
BlackRock Asset Management Deutschland AG297,246301,8360.12%
BlackRock Asset Management North Asia Limited1,6191,6190.00%
BlackRock Financial Management, Inc.17,61017,6100.01%
BlackRock Fund Advisors2,668,6312,663,1551.08%
BlackRock Institutional Trust Company, National Association2,830,5972,831,7581.15%
BlackRock International Limited86,19986,1990.03%
BlackRock Investment Management (Australia) Limited86,04086,0400.03%
BlackRock Investment Management (UK) Limited2,010,1121,882,3070.76%
BlackRock Investment Management, LLC313,308313,8900.13%
BlackRock Japan Co., Ltd.91,97532,6970.01%
Subtotal9,758,5619,611,1593.90%

B) Equivalent financial instruments

Holders of equivalent financial instrumentsType of financial instrument# voting rights that may be acquired if the instrument is exercised% voting rightsSettlement
BlackRock Advisors (UK) LimitedSecurities Lent835,7900.34%physical
BlackRock Investment Management (UK) LimitedSecurities Lent1,721,2340.70%physical
BlackRock Investment Management, LLCSecurities Lent8,1060.00%physical
BlackRock Japan Co., Ltd.Securities Lent110,5850.04%physical
BlackRock Advisors, LLCContract for Difference9350.00%cash
BlackRock Institutional Trust Company, National AssociationContract for Difference23,9640.01%cash
BlackRock Investment Management (UK) LimitedContract for Difference1,4410.00%cash
Subtotal 2,702,0551.10% 

C) Total A & B

 # voting rights% voting rights
TOTAL12,313,2145.00%


  1. Transparency notification of 21 April 2020

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 21 April 2020 that on 20 April 2020 it has crossed the statutory threshold of 5% upwards.

In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 5.00% of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 21 April 2020
  • Date on which the threshold is crossed: 20 April 2020
  • Threshold of direct voting rights + equivalent financial instruments crossed upwards: 5%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

 Previous notificationAfter the transaction
Holders of voting rights# voting rights# voting rights% voting rights
BlackRock, Inc.000.00%
BlackRock (Netherlands) B.V.30,79430,7940.01%
BlackRock (Singapore) Limited3,7743,7740.00%
BlackRock Advisors (UK) Limited713,294902,0400.37%
BlackRock Advisors, LLC278,277278,2770.11%
BlackRock Asset Management Canada Limited140,339140,3390.06%
BlackRock Asset Management Deutschland AG297,246297,2460.12%
BlackRock Asset Management North Asia Limited1,6191,6190.00%
BlackRock Financial Management, Inc.17,61017,6100.01%
BlackRock Fund Advisors2,676,7432,668,6311.08%
BlackRock Institutional Trust Company, National Association2,823,2112,830,5971.15%
BlackRock International Limited86,19986,1990.03%
BlackRock Investment Management (Australia) Limited86,04086,0400.03%
BlackRock Investment Management (UK) Limited2,106,8662,010,1120.82%
BlackRock Investment Management, LLC312,548313,3080.13%
BlackRock Japan Co., Ltd.32,69791,9750.04%
Subtotal9,607,2579,758,5613.96%

B) Equivalent financial instruments

Holders of equivalent financial instrumentsType of financial instrument# voting rights that may be acquired if the instrument is exercised% voting rightsSettlement
BlackRock Advisors (UK) LimitedSecurities Lent828,6110.34%physical
BlackRock Investment Management (UK) LimitedSecurities Lent1,593,4290.65%physical
BlackRock Investment Management, LLCSecurities Lent8,1060.00%physical
BlackRock Japan Co., Ltd.Securities Lent110,5850.04%physical
BlackRock Advisors, LLCContract for Difference3750.00%cash
BlackRock Institutional Trust Company, National AssociationContract for Difference24,4380.01%cash
BlackRock Investment Management (UK) LimitedContract for Difference1,3930.00%cash
Subtotal 2,566,9371.04% 

C) Total A & B

 # voting rights% voting rights
TOTAL12,325,4985.00%

The chain of control has been described at the end of the declaration.



  1. Transparency notification of 20 April 2020:

In accordance with article 14, § 1 of the law of 2 May 2007 on disclosure of major holdings BlackRock, Inc. has notified Umicore on 20 April 2020 that on 17 April 2020 it has crossed the statutory threshold of 5% downwards.

In total (direct voting rights + equivalent financial instruments) Blackrock Inc. holds 4.96 % of Umicore's shares and voting rights.

Notification details:

  • Date of notification: 20 April 2020
  • Date on which the threshold is crossed: 17 April 2020
  • Threshold of direct voting rights + equivalent financial instruments crossed downwards: 5%
  • Notification by: BlackRock, Inc.
  • Denominator: 246,400,000
  • Notification details:

A) Voting rights

 Previous notificationAfter the transaction
Holders of voting rights# voting rights# voting rights% voting rights
BlackRock, Inc.000.00%
BlackRock (Netherlands) B.V.30,79430,7940.01%
BlackRock (Singapore) Limited3,7743,7740.00%
BlackRock Advisors (UK) Limited1,100,032713,2940.29%
BlackRock Advisors, LLC269,732278,2770.11%
BlackRock Asset Management Canada Limited139,227140,3390.06%
BlackRock Asset Management Deutschland AG300,476297,2460.12%
BlackRock Asset Management North Asia Limited1,6191,6190.00%
BlackRock Financial Management, Inc.14,71417,6100.01%
BlackRock Fund Advisors2,657,0522,676,7431.09%
BlackRock Institutional Trust Company, National Association2,759,9102,823,2111.15%
BlackRock International Limited86,19986,1990.03%
BlackRock Investment Management (Australia) Limited85,77486,0400.03%
BlackRock Investment Management (UK) Limited1,770,3162,106,8660.86%
BlackRock Investment Management, LLC439,069312,5480.13%
BlackRock Japan Co., Ltd.32,69732,6970.01%
Subtotal9,691,3859,607,2573.90%

B) Equivalent financial instruments

Holders of equivalent financial instrumentsType of financial instrument# voting rights that may be acquired if the instrument is exercised% voting rightsSettlement
BlackRock Advisors (UK) LimitedSecurities Lent870,4050.35%physical
BlackRock Investment Management (UK) LimitedSecurities Lent1,593,4290.65%physical
BlackRock Investment Management, LLCSecurities Lent8,1060.00%physical
BlackRock Japan Co., Ltd.Securities Lent110,5850.04%physical
BlackRock Advisors, LLCContract for Difference3750.00%cash
BlackRock Institutional Trust Company, National AssociationContract for Difference25,2360.01%cash
BlackRock Investment Management (UK) LimitedContract for Difference1,3930.00%cash
Subtotal 2,609,5291.06% 

C) Total A & B

 # voting rights% voting rights
TOTAL12,216,7864.96%

The chain of control has been described at the end of the declaration.

The notification can be found .



For more information

Investor Relations

Evelien Goovaerts                                                           

Eva Behaeghe                                                                      

Aurélie Bultynck                                                                   



About Umicore

Umicore is a global materials technology and recycling group. It focuses on application areas where its expertise in materials science, chemistry and metallurgy makes a real difference. Its activities are organised in three business groups: Catalysis, Energy & Surface Technologies and Recycling. Each business group is divided into market-focused business units offering materials and solutions that are at the cutting edge of new technological developments and essential to everyday life.

Umicore generates the majority of its revenues and dedicates most of its R&D efforts to clean mobility materials and recycling. Umicore’s overriding goal of sustainable value creation is based on an ambition to develop, produce and recycle materials in a way that fulfils its mission: materials for a better life.

Umicore’s industrial and commercial operations as well as R&D activities are located across the world to best serve its global customer base. The Group generated in 2019 revenues (excluding metal) of € 3.4 billion (turnover of € 17.5 billion) and currently employs 11,152 people.

 

EN
23/04/2020

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