Report
Jonathan Moreland
EUR 9.54 For Business Accounts Only

InsiderInsights Weekly Tables: July 17, 2021

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
180 Degree Capital

ACNB Corp.

ACNB is a financial holding company. The company provides banking, insurance, and financial services to businesses and consumers through its wholly-owned subsidiaries, ACNB Bank (the Bank) and Russell Insurance Group, Inc. (RIG). The Bank engages in commercial and consumer banking and wealth management services through its community banking office locations in Adams, Cumberland, Franklin, and York Counties, PA. Through its nonbanking subsidiary, RIG, the company provides a range of property and casualty and group life and health insurance to both commercial and individual clients.

Acura Pharmaceuticals, Inc.

Air T Inc.

Air T is a holding company. Through its subsidiaries, the company operates the following industry segments: overnight air cargo, which operates in the air express delivery services industry; ground equipment sales, which manufactures and provides mobile deicers and other equipment products; ground support services, which provides ground support equipment maintenance and facilities maintenance services; commercial aircraft, engines and parts, which provides services including commercial aircraft disassembly/part-out services; and printing equipment and maintenance, which designs, manufactures and sells digital print production equipment and provides maintenance services to commercial customers.

AmeriServ Financial

AmeriServ Financial is a bank holding company. The company's principal activities consist of owning and operating its three subsidiary entities: AmeriServ Financial Bank, which conducts a general banking business, providing retail banking services, such as demand, savings and time deposits, checking accounts, money market accounts, secured and unsecured consumer loans, and mortgage loans; AmeriServ Trust and Financial Services Company, which focuses on wealth management, including personal trust products and services; and AmeriServ Life Insurance Company, a captive insurance company engaged in underwriting as reinsurer of credit life and disability insurance within the company's market area.

Anixa Biosciences

Anixa Biosciences is a biotechnology company focused on using the body's immune system to diagnose, treat and prevent cancer. The company's subsidiary, Anixa Diagnostics Corporation, develops Cchek?, a platform for non-invasive blood tests for the early detection of cancer. The company's subsidiary, Certainty Therapeutics, Inc., develops immuno-therapy drugs against cancer. The company has focused on the development of a treatment for ovarian cancer. The company is also engaged in limited patent licensing activities in the area of encrypted audio/video conference calling.

ASPEN GROUP INC

Braemar Hotels & Resorts

Braemar Hotels & Resorts invests primarily in hotels and resorts. The company conducts its business and owns substantially all of its assets through its operating partnership, Braemar OP. The company operates in the direct hotel investment segment of the hotel lodging industry. The company owns interests in hotel properties in various states, the District of Columbia and St. Thomas, U.S. Virgin Islands. The hotel properties in the company's portfolio are primarily located in U.S. urban and resort locations. The company is advised by Ashford LLC, a subsidiary of Ashford Inc., through an advisory agreement. All of the hotel properties in the company's portfolio are asset-managed by Ashford LLC.

CEL-SCI Corp.

CEL-SCI is a clinical-stage biotechnology company. The company is focused on the development of the following product candidates and technologies: Multikine, an investigational immunotherapy under development for the treatment of certain head and neck cancers; and Ligand Epitope Antigen Presentation System (LEAPS) technology, with two investigational therapies, CEL-2000 and CEL-4000, vaccine product candidates under development for the treatment of rheumatoid arthritis, and LEAPS-H1N1-DC, a product candidate under development for the potential treatment of pandemic influenza in hospitalized patients.

Clough Global Dividend and Inc

Clough Global Equity Fund

Clough Global Opportunities Fund

Conagra Brands Inc.

Conagra Brands is a packaged goods food company. The company's segments are: Grocery and Snacks, which includes branded, shelf stable food products sold in various retail channels; Refrigerated and Frozen, which includes branded, temperature controlled food products sold in various retail channels; International, which includes branded food products sold in retail and foodservice channels outside of the U.S.; Foodservice, which includes customized food products for sale to restaurants and other foodservice establishments; Pinnacle Foods, which includes and private-label food products; and Commercial Foods, which included commercially branded and private label food and ingredients, among others.

Delcath Systems

DXP Enterprises Inc.

DXP Enterprises is engaged in the business of distributing maintenance, repair and operating (MRO) products, equipment and service to energy and industrial customers. The company's segments include: Service Centers, which is engaged in providing MRO products, equipment and integrated services, including technical services and logistics capabilities, to energy and industrial customers with the ability to provide same day delivery; Supply Chain Services, which manages all or part of its customers' supply chains including procurement and inventory management; and Innovative Pumping Solutions, which provides custom pump skid packages, pump remanufacturing and manufactures branded private label pumps.

electroCore

ElectroCore is a commercial-stage bioelectronic medicine company with a proprietary non-invasive vagus nerve stimulation (nVNS) therapy. nVNS is a platform therapy that modulates neurotransmitters and immune function through its pharmacologic effects on both the peripheral and central nervous systems. The company is focused on neurology and rheumatology, and its therapy, gammaCore for use by adults for the following neurology indications: the acute treatment of pain associated with each of migraine and episodic cluster headache; and the prevention of cluster headaches. The company is also engaging in clinical development for potential labeling claims in rheumatology, with a focus on rheumatoid arthritis.

ExlService Holdings Inc.

ExlService Holdings is a holding company. Through its subsidiaries, the company is an operations management and analytics company. The company's operations management services involve the transfer to the company's business operations of a client such as claims processing, clinical operations, or financial transaction processing, after which the company administers and manages those operations for its client on an ongoing basis, or in case of consulting, consulting services related to transformation services, including digital transformation services. The company's Analytics services focus on driving business outcomes for its customers by generating data-driven insights across various parts of its customers' business.

Fast Acquisition

FG New America Acquisition Corp.

Fulcrum Therapeutics

Fulcrum is a clinical-stage biopharmaceutical company focused on improving the lives of patients with genetically defined diseases in areas of high unmet medical need, with an initial focus on rare diseases.

Fulton Financial Corporation

Fulton Financial is a bank holding company. Through its subsidiary, Fulton Bank, N.A., the company provides a range of consumer and commercial banking products and services in its local market area. Personal banking services include various checking account and savings deposit products, certificates of deposit and individual retirement accounts. Secured consumer loan products include home equity loans and lines of credit, which are underwritten based on loan-to-value limits specified in the company's lending policy. The company also provides a variety of fixed, variable and adjustable rate products, including construction loans and jumbo residential mortgage loans.

GCM Grosvenor Inc (A)

Global Healthcare REIT Inc

Hibbett Sports Inc.

Hibbett Sports is an athletic-inspired fashion retailer primarily located in small and mid-sized communities across the country primarily in the South, Southwest, Mid-Atlantic and the Midwest regions. The company's merchandise assortment features a primary selection of brand name merchandise focusing on athletic footwear, athletic and fashion apparel, team sports equipment and related accessories. The company's Hibbett Sports stores includes free-standing stores, and stores in enclosed malls. The company's City Gear stores are located primarily in strip centers. The company's Sports Additions stores provides athletic footwear with the remainder consisting of headwear and apparel.

Hooker Furniture Corp.

Hooker Furniture is a designer, marketer and importer of casegoods (wooden and metal furniture), leather furniture and fabric-upholstered furniture. The company is organized into two segments: Hooker Branded, which includes Hooker Casegoods that covers a range of design categories and includes home entertainment, home office, accent, dining and bedroom furniture in the upper-medium price points sold under the Hooker Furniture brand; and Home Meridian, which includes Accentrics Home, home furnishings centered around a mix of pieces and materials that provide a take on home fashion, and Samuel Lawrence Furniture, focuses on offerings in bedroom, dining room, home office and youth furnishings.

i3 Verticals

i3 Verticals is a holding company. Through its subsidiaries, the company provides integrated payment and software solutions to small-and medium-sized businesses and organizations in vertical markets. The company's payment processing services enable clients to accept electronic payments, facilitating the exchange of funds and transaction data between clients, financial institutions and payment networks. The company has two reportable segments: Merchant Services, which provides payment solutions to businesses and organizations; and Proprietary Software and Payments, which provides embedded payment solutions to its clients through company-owned software.

Kingsway Financial Services

Kingsway Financial Services is a holding company. Through its subsidiaries, Co. operates as a merchant bank engaged in the property and casualty insurance business. Co. operates three segments: Insurance Underwriting, which markets automobile insurance products that provide coverage in three main areas: liability, accident benefits and physical damage; Insurance Services, which includes IWS Acquisition Corporation, a licensed motor vehicle service agreement company, and Trinity Warranty Solutions LLC, a provider of warranty products and maintenance support; and Leased Real Estate, which includes Co.'s subsidiary, CMC Industries, Inc., that owns a parcel of real property located in Texas.

Limestone Bancorp

Limestone Bancorp is a bank holding company. Through its wholly owned subsidiary, Limestone Bank, Inc. (the Bank), the company provides a range of financial products and services. The Bank's lending services include real estate, commercial, mortgage, agriculture, and consumer loans. In addition, the company provides customers drive-through banking facilities, automatic teller machines, night depository, personalized checks, credit cards, debit cards, internet banking, mobile banking, treasury management services, remote deposit services, electronic funds transfers through ACH services, domestic and foreign wire transfers, cash management and vault services, and loan and deposit sweep accounts.

MediciNova

MediciNova is a biopharmaceutical company focused on developing small molecule therapeutics for the treatment of diseases. The company is focusing its development activities on MN-166 (ibudilast) for neurological disorders such as progressive multiple sclerosis, amyotrophic lateral sclerosis, chemotherapy-induced peripheral neuropathy, degenerative cervical myelopathy, glioblastoma, and substance dependence and addiction, and MN-001 (tipelukast) for fibrotic diseases such as nonalcoholic steatohepatitis and idiopathic pulmonary fibrosis. The company's pipeline also includes MN-221 (bedoradrine) for the treatment of acute exacerbation of asthma and MN-029 (denibulin) for solid tumor cancers.

Molecular Templates

Molecular Templates is a clinical-stage company focused on the discovery and development of biologic therapeutic for cancer and other serious diseases. The company utilizes its proprietary biologic drug platform to design and generate engineered toxin bodies (ETBs). The company is developing ETBs for various targets, including CD20, CD38, HER2, PD-L1, CTLA-4, SLAMF-7, and CD45. CD20 is central to B cell malignancies and is clinically validated as a target for the treatment of lymphomas and autoimmune disease. CD38 has been validated as a clinical target in the treatment of various myeloma. PD-L1 is central to immune checkpoint pathways and is a target expressed in a variety of solid tumor cancers.

Neuberger Berman MLP Income Fund Inc.

Northern Technologies International

Northern Technologies International develops and markets proprietary products and services either directly or via a network of subsidiaries, joint ventures, independent distributors, and agents. The company's primary business is corrosion prevention marketed mainly under the ZERUST? brand. The company sells its proprietary ZERUST? products and services to the automotive, electronics, electrical, mechanical, military and retail consumer markets, and the oil and gas industry. The company also markets and sells a portfolio of bio-based and certified compostable (fully biodegradable) polymer resin compounds and finished products under the Natur-Tec? brand.

Palatin Technologies Inc.

Palatin Technologies is a biopharmaceutical company developing medicines that modulate the activity of the melanocortin and natriuretic peptide receptor systems. The company's product candidates are targeted, receptor-specific therapeutics for the treatment of diseases with unmet medical need and commercial potential. The company's primary product, Vyleesi? is indicated for the treatment of premenopausal women with acquired, generalized hypoactive sexual desire disorder, characterized by low sexual desire that causes marked distress or interpersonal difficulty. The company's product development activities focus on melanocortin receptors, MC1r agonists, with potential to treat inflammatory and autoimmune diseases.

PIMCO Energy & Tactical Credit Opportunities Fund

Ring Energy Inc.

Ring Energy is an exploration and production company that is engaged in oil and natural gas acquisition, exploration, development and production activities. The company's primary drilling operations target the Central Basin Platform in Andrews County and Gaines County, TX and the Delaware Basin in Reeves County and Culberson County, TX, all of which are part of the Permian Basin. The company principally sell its oil and natural gas production to end users, marketers and other purchasers that have access to nearby pipeline facilities. In areas where there is no practical access to pipelines, oil is trucked to storage facilities.

RumbleON Inc

RumbleON is a development stage company. The company is engaged in developing a capital light e-commerce platform facilitating the ability of both consumers and dealers to Buy-Sell-Trade-Finance pre-owned recreation vehicles in one online location. Serving both consumers and dealers, through its online marketplace platform, the company makes cash offers for the purchase of pre-owned vehicles. In addition, the company provides an inventory of pre-owned vehicles for sale along with third-party financing and associated products. The company utilizes regional partners in the acquisition of pre-owned vehicles to provide inspection, reconditioning and distribution services.

Seneca Foods Corp. Cl A

Seneca Foods is a provider of packaged fruits and vegetables. The company's product offerings include canned, frozen and bottled produce and snack chips and its products are sold under private label as well as national and regional brands that the company owns or licenses, including Seneca?, Libby's?, Aunt Nellie's?, READ?, Green Valley?, and CherryMan?. The company manages its business on the basis of three reportable segments - the primary segment is the packaging and sale of fruits and vegetables, another segment is prepared food and the last segment is the packaging and sale of chip products. These three segments constitute the food operation.

Source Capital Inc.

The Greenbrier Companies, Inc.

Timberline Resources Corp.

TPG Pace Beneficial Finance

Trecora Resources

Trecora Resources is engaged in the manufacturing of various petrochemical products and synthetic waxes and the provision of custom processing services. The company also owns an interest in Al Masane Al Kobra Mining Company, a Saudi Arabian closed joint stock mining company, which is engaged in the commercial production of copper and zinc concentrates and silver and gold dore, and an interest in Pioche Ely Valley Mines, Inc., a mining corporation which owns undeveloped properties in the U.S. The company has two segment: the manufacturing of various specialty petrochemical products through South Hampton Resources, Inc. and the manufacturing of specialty synthetic waxes through Trecora Chemical, Inc.

U S WELL SERVICES INC

Vincerx Inc

Vista Gold Corp.

Vista Gold and its subsidiaries operate in the gold mining industry. Co. is focused on the evaluation, acquisition, exploration and advancement of gold exploration and potential development projects. Co.'s principal asset is its 100.0% owned Mt. Todd gold project in the Northern Territory, Australia. Co. also holds 4.2% of the outstanding common shares in the capital of Midas Gold Corp., non-core projects in Mexico, and royalty interests in Indonesia and the U.S.

Xbiotech

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Analysts
Jonathan Moreland

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