Report
Jonathan Moreland
EUR 9.54 For Business Accounts Only

InsiderInsights Weekly Report: September 30, 2023

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
AbCellera Biologics

Advance Auto Parts Inc.

Advance Auto Parts is an automotive aftermarket parts provider in North America, serving both professional installers (Professional), and do-it-yourself (DIY), customers as well as independently owned operators. The company's stores and branches provide a range selection of brand name, original equipment manufacturer and private label automotive replacement parts, accessories, batteries and maintenance items for domestic and imported cars, vans, sport utility vehicles and light and heavy duty trucks. Through its integrated operating approach, the company serves its Professional and DIY customers through a variety of channels ranging from brick and mortar store locations to self-service e-commerce sites.

Avid Bioservices

Avid Biosciences is a contract development and manufacturing organization that provides a range of services from process development to Current Good Manufacturing Practices (CGMP) commercial manufacturing focused on biopharmaceutical products derived from mammalian cell culture. The company's services include CGMP clinical and commercial product manufacturing, purification, bulk packaging, stability testing and regulatory submissions and support. The company also provides a variety of process development services, including cell line development and optimization, cell culture and feed optimization, analytical methods development and product characterization.

Bridgewater Bancshares

Bridgewater Bancshares is a financial holding company. Through its subsidiaries, Bridgewater Bank (the Bank) and Bridgewater Risk Management, Inc., the company provides a range of loan and deposit products primarily for commercial clients. Additionally, the company provides support and personalized solutions tailored for each client. The Bank focuses primarily on commercial lending as well as commercial real estate loans that consist of owner and non-owner occupied properties. In addition, the Bank is engaged in construction lending, which includes single family residential construction loans, land development, finished lots and raw land loans, and commercial and multifamily construction.

Broadridge Financial Solutions Inc.

Broadridge Financial Solutions is a holding company. Through its subsidiaries, the company provides investor communications and technology-driven solutions to financial services clients. The company's services include investor communications, securities processing, data and analytics, and customer communications solutions. The company has two segments: Investor Communication Solutions, which involves the processing and distribution of proxy materials to investors in equity securities and mutual funds, as well as the facilitation of related vote processing; and Global Technology and Operations, which provides securities processing solutions for capital markets, wealth management, and asset management firms.

Capitol Federal Financial Inc.

Capitol Federal Financial is a savings and loan holding company. Through its Capitol Federal Savings Bank subsidiary, the company accepts deposits from the public and businesses and invests those funds in permanent loans secured by first mortgages on owner-occupied, one- to four-family residences. The company also originates and participates in commercial loans, originates consumer loans secured by mortgages on one- to four-family residences, and invests in certain investment securities and mortgage-backed securities. The company provides a variety of deposit accounts, which include savings accounts, money market accounts, interest-bearing and non-interest-bearing checking accounts, and certificates of deposit.

Champions Oncology

Champions Oncology is engaged in the development and sale of technology solutions and products to personalize the development and use of oncology drugs. The company's TumorGraft Technology Platform is an approach to personalizing cancer care. The company provides solutions for two consumer groups: Translational Oncology Solutions, which provides a technology platform to pharmaceutical and biotechnology companies using proprietary TumorGraft studies; and Personalized Oncology Solutions, which assists physicians in developing personalized treatment options for their cancer patients through tumor specific data obtained from drug panels and related personalized oncology services.

Compa SA

Cracker Barrel Old Country Store Inc.

Cracker Barrel Old Country Store is principally engaged in the operation and development of the Cracker Barrel Old Country Store? concept. The format of the company's stores consists of a trademarked rustic old country-store design providing a restaurant menu that features home-style country food and a variety of items such as rocking chairs, holiday and seasonal gifts, toys, apparel, cookware and foods. The company's restaurants serve breakfast, lunch and dinner daily. Lunch and dinner items include southern fried chicken, chicken and dumplings, chicken fried chicken, meatloaf, country fried steak, pork chops, fish, steak, roast beef, vegetable plates, sandwiches and a variety of salads.

Dollar Tree Inc.

Dollar Tree is an operator of discount variety stores. The company's stores operate under the names of Dollar Tree, Family Dollar and Dollar Tree Canada. The company's segments are: Dollar Tree, which is the operator of discount variety stores providing merchandise at the fixed price point of $1.00; and Family Dollar, which operates general merchandise discount retail stores. The merchandise mix in the company's Dollar Tree stores consists of consumable merchandise, variety merchandise, and seasonal goods. The merchandise mix in the company's Family Dollar stores consists of consumable merchandise, home products, apparel and accessories merchandise, and seasonal and electronics merchandise.

Enphase Energy Inc.

Enphase Energy is a global energy technology company. The company designs, develops, manufactures and sells home energy solutions that connect energy generation, energy storage and control and communications management on one platform. The company's semiconductor-based microinverter converts energy at the individual solar module level and, combines with its proprietary networking and software technologies to provide energy monitoring and control. The Enphase Home Energy Solution with IQ consists of four primary components: Enphase microinverters, the AC Battery?, an Envoy gateway, and Enlighten cloud-based software.

FMC Corporation

FMC is an agricultural sciences company. The company provides solutions to growers around the world with a product portfolio fueled by a discovery and development pipeline in crop protection, plant health, and personnel pest and turf management. This combination of technologies includes insect control products based on Rynaxypyr? and Cyazypyr? active ingredients; Authority?, Boral?, Centium?, Command? and Gamit? branded herbicides; Talstar? and Hero? insecticides; and flutriafol-based fungicides. The company's products are used in agriculture to improve crop yield and quality by controlling a range of insects, weeds and disease, as well as in non-agricultural markets for pest control.

General American Investors Co. Inc.

Global Partners LP

H&Q Healthcare Investors

Heritage Global

HighPeak Energy Inc (A)

Horizon Therapeutics Public Limited Company

Iovance Biotherapeutics Inc

Iovance Biotherapeutics is a clinical-stage biopharmaceutical company focused on the development and commercialization of cancer immunotherapy products. The company's main product candidate, LN-144 for metastatic melanoma, is an autologous adoptive cell therapy utilizing tumor-infiltrating lymphocytes, which are T cells derived from patients' tumors. The ongoing studies include LN-145 for metastatic or persistent cervical carcinoma and LN-145 for recurrent and/or metastatic squamous cell carcinoma of the head and neck.

Ligand Pharmaceuticals Incorporated

Ligand Pharmaceuticals is a biopharmaceutical company focused on developing and acquiring technologies that help pharmaceutical companies discover and develop medicines. The company employs research technologies such as antibody discovery technologies, structure-based drug design, formulation science and liver targeted pro-drug technologies to assist companies in their work toward securing prescription drug and biologic approvals. The company's collaboration partners and licensees have programs in clinical development targeting cancer, seizure, diabetes, cardiovascular disease, muscle wasting, liver disease, and kidney disease, among others.

Lovesac

Lovesac is a technology omni-channel company that designs, manufactures and sells furniture comprised of couches called Sactionals and foam beanbag chairs called Sacs. The company markets and sells its products through showrooms and online sales.

MEI PHARMA INC.

Methode Electronics Inc.

Methode Electronics is a manufacturer of component and subsystem devices. The company's business segments are: Automotive, which supplies electronic and electro-mechanical devices and related products; Industrial, which manufactures external lighting solutions, industrial safety radio remote controls, braided flexible cables, current-carrying laminated busbars and devices; Interface, which provides a variety of copper and fiber-optic interface and interface solutions for the appliance, commercial food service, construction, consumer, material handling, point-of-sale and telecommunications markets; and Medical, which includes surface support technology aimed at pressure injury prevention.

Motorcar Parts of America Inc.

Motorcar Parts of America is a supplier of automotive aftermarket non-discretionary replacement parts and diagnostic equipment. The company's non-discretionary replacement parts are sold to automotive retail chain stores and warehouse distributors throughout North America and to main automobile manufacturers for both their aftermarket programs and warranty replacement programs. The company's hard parts portfolio includes: rotating electrical products such as alternators and starters, wheel hub assemblies and bearings, and brake master cylinders. The company's diagnostic equipment portfolio includes: bench top alternator and starter testing, production alternator and starter, and alternator and starter endurance.

Northwest Bancshares Inc.

Northwest Bancshares is a savings and loan holding company for its wholly owned subsidiary, Northwest Bank. Northwest Bank is a financial institution providing personal and business banking solutions, investment management and trust services and insurance products. The company's principal lending activities are the origination of loans secured by first mortgages on owner-occupied, one-to-four-family residences, shorter term consumer loans, and commercial business and commercial real estate loans. The company's deposit instruments include checking accounts, savings accounts, money market deposit accounts, term certificate accounts and individual retirement accounts.

Orthofix International N.V.

Orthofix International is a medical device company focused on musculoskeletal healing products and services. Co.'s business units are: BioStim, which manufactures, distributes, and provides support services for bone growth stimulation devices; Extremity Fixation, which provides products and solutions that allow physicians to treat a range of orthopedic conditions unrelated to the spine; Spine Fixation, which focuses on the design, development and marketing of a portfolio of implant products used in surgical procedures of the spine; and Biologics, which provides a portfolio of regenerative products and tissue forms that allow physicians to treat a range of spinal and orthopedic conditions.

PIMCO Energy & Tactical Credit Opportunities Fund

Plains GP Holdings LP Class A

Porch Group Inc (A)

Prospect Capital Corporation

Prospect Capital is a financial services company that primarily lends to and invests in middle market privately-held companies. The company is a closed-end investment company. The company's investment objective is to generate both income and long-term capital appreciation through debt and equity investments. The company invests primarily in senior and subordinated debt and equity of private companies in need of capital for acquisitions, divestitures, growth, development, recapitalizations and other purposes.

SEMLER SCIENTIFC

Soleno Therapeutics Inc

Soleno Therapeutics is focused on the development and commercialization of therapeutics for the treatment of rare diseases. The company's primary candidate, Diazoxide Choline Controlled Release (DCCR) tablets, a once-daily oral tablet for the treatment of Prader-Willi Syndrome (PWS), is being evaluated in a Phase III clinical development program. The company's research and development efforts are primarily focused on developing its primary candidate, DCCR tablets for the treatment of PWS, through late-stage clinical development.

SONIM TECHNOLOGIES INC

Sunshine Silver Mining and Refining Corp

T2 BIOSYSTEMS INC.

Tekla Life Sciences Investors

The Hain Celestial Group, Inc.

TRINSEO PLC

United Security Bancshare

United Security Bancshares is a bank holding company. Through its bank subsidiary, United Security Bank, the company provides commercial banking services to the business and community and individuals, including deposit instruments such as personal and business checking accounts and savings accounts, and interest-bearing negotiable order of withdrawal accounts. The company also provides lending activities, including real estate mortgage, commercial and industrial, and real estate construction. In addition, the company provides services to commercial customers and account holders, including online banking, mobile banking, safe deposit boxes, interactive teller machine services, and automated teller machine services.

Virtu Financial Inc. Class A

Virtu Financial is a holding company. Through its subsidiaries, the company is a financial firm. The company has two operating segments: Market Making, which principally consists of market making in the cash, futures, and options markets across global equities, options, fixed income, currencies and commodities; and Execution Services, which provides agency execution services and trading venues that provide transparent trading in global equities, ETFs, fixed income, currencies, and commodities to institutions, banks and broker dealers, as well as provides soft dollar and commission recapture programs.

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Analysts
Jonathan Moreland

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