Report
Jonathan Moreland
EUR 9.60 For Business Accounts Only

InsiderInsights Weekly Tables: February 2, 2019

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Abraxas Petroleum Corp.

Abraxas Petroleum is an independent energy company primarily engaged in the acquisition, exploration, development and production of oil and gas. The company's oil and gas assets are located in the Permian/Delaware Basin, the Rocky Mountain, and South Texas. The company's properties in the Permian/Delaware Basin region are located in two sub-basins, the Delaware Basin and the Eastern Shelf. The company's properties in the Rocky Mountain region are primarily located in the Williston Basin of North Dakota and Montana. The company's properties in the South Texas region are located along the Edwards trend in DeWitt and Lavaca Counties, TX and the Eagle Ford shale and the Austin Chalk in Atascosa and McMullen Counties, TX.

ALLEGIANCE BANCSHARES

Allegiance Bancshares is a bank holding company. Through its wholly-owned subsidiary, Allegiance Bank, the company provides a range of commercial banking services primarily to small to medium-sized businesses within the Houston region, professionals and individual customers. The company provides a range of commercial and retail lending services, including commercial loans, loans to small businesses guaranteed by the Small Business Administration, mortgage loans, home equity loans, personal loans and automobile loans, among others. The company provides a variety of deposit products and services, with an emphasis on small to medium-sized businesses.

Alpine Select AG

Alpine Select AG (Alpine) is a Switzerland-based investment company. The Company's emphasis lies on securities, quoted or otherwise, of Swiss and foreign corporations, which are subject to particular corporate events such as spin-offs, acquisitions, recapitalizations and reorganizations, or circumstances including valuation anomalies or technical market situations. Alpine Select AG's investment portfolio is primarily comprised of quoted securities. As of December 31, 2011, the Company's investments included Absolute Invest AG, Absolute Private Equity AG, AIRE GmbH & Co KGaA, Atrium V Ltd, BB Biotech AG and HBM Bioventures AG, among others. The Company operates through its wholly owned subsidiary, Sumara AG.

AZURRX BIOPHARMA

AzurRx BioPharma is engaged in the research and development of non-systemic biologics for the treatment of patients with gastrointestinal disorders. The company has two therapeutic programs under development. MS1819-SD is a yeast derived recombinant lipase for exocrine pancreatic insufficiency associated with chronic pancreatitis and cystic fibrosis. B-Lactamase Program focuses on products with an enzymatic combination of bacterial origin for the prevention of hospital-acquired infections and antibiotic-associated diarrhea by resistant bacterial strains induced by parenteral administration of several antibiotic classes, and the company's two compounds in pre-clinical development are AZX1101 and AZX1103.

BELLEROPHON THERAPEUTICS

Bellerophon Therapeutics is a clinical-stage therapeutics company focused on developing products for the treatment of cardiopulmonary diseases. The company's focus is on the development of its nitric oxide therapy for patients with pulmonary hypertension (PH) using its proprietary pulsatile nitric oxide delivery platform, INOpulse. The company is developing INOpulse for the treatment of pulmonary hypertension associated with interstitial lung disease, which includes PH associated with idiopathic pulmonary fibrosis as well as other pulmonary fibrosing diseases. The company also initiated development of INOpulse for the treatment of PH associated with Sarcoidosis.

Biogen Inc.

Biogen is a biopharmaceutical company focused on discovering, developing and delivering therapies for people living with neurological and neurodegenerative diseases as well as related therapeutic adjacencies. The company's main growth areas include multiple sclerosis (MS) and neuroimmunology; Alzheimer's disease and dementia; neuromuscular disorders, including spinal muscular atrophy (SMA) and amyotrophic lateral sclerosis; movement disorders, including Parkinson's disease; and ophthalmology. The company's marketed products include TECFIDERA, AVONEX, PLEGRIDY, TYSABRI, VUMERITY and FAMPYRA for the treatment of MS, SPINRAZA for the treatment of SMA and FUMADERM for the treatment of severe plaque psoriasis.

Cancer Genetics Inc

Cancer Genetics develops, commercializes and provides molecular- and biomarker-based tests and services, including proprietary preclinical oncology and immuno-oncology services, that enable biotech and pharmaceutical companies engaged in oncology and immuno-oncology trials to select candidate populations and reduce adverse drug reactions by providing information regarding genomic and molecular factors influencing subject responses to therapeutics. Through the company's clinical services, the company enables physicians to personalize the clinical management of each individual patient by providing genomic information to diagnose, monitor and inform cancer treatment.

Cornerstone Building Brands Inc

NCI Building Systems manufactures and markets metal products for the nonresidential construction industry. The company's products are used in new construction and in repair and retrofit activities. The company segments include: Engineered Building Systems, which consists of engineered structural members and panels that are fabricated and roll-formed in a factory; Metal Components, which includes metal roof and wall systems, metal partitions, metal trim, and doors; Insulated Metal Panels, which includes rigid foam encased between two sheets of coated metal in a variety of modules, lengths and reveal combinations; and Metal Coil Coating, which of cleaning, treating and painting various flat-rolled metals.

Destination Maternity

Destination Maternity is a designer and retailer of maternity apparel. The company operates in various retail locations, including stores in the U.S., Canada and Puerto Rico, and leased departments located within department stores and baby specialty stores throughout the U.S. and in Puerto Rico. The company also sells its merchandise on the Internet, primarily through its Motherhood.com, APeaInThePod.com and DestinationMaternity.com websites. In addition, the company has international store and product supply relationships in the Middle East, South Korea, Mexico and Israel. The company has various international franchised locations, comprised of stand-alone stores and shop-in-shop locations.

DISCOVER FINANCIAL SERVICES

Discover Financial Services is a bank holding, as well as a financial holding company. The company manages its business activities in two segments: Direct Banking, which includes consumer banking and lending products, specifically Discover-branded credit cards issued to individuals on the Discover Network and other consumer banking products and services, including student loans, personal loans, home equity loans, and deposit products; and Payment Services, which includes the PULSE network, Diners Club International and its Network Partners business, which provides payment transaction processing and settlement services on the Discover Network.

DISH Network Corporation Class A

DISH Network is a holding company. Through its subsidiaries, the company operates two business segments: Pay-TV and Wireless. The company provides pay-TV services under: the DISH? brand, which consists of, among other things, Federal Communications Commission licenses authorizing the company to use direct broadcast satellite and Fixed Satellite Service spectrum, the company's owned and leased satellites, and certain other assets utilized in the company's operations; and the Sling? brand, which consists of, among other things, live-linear streaming over-the-top Internet-based domestic, international and Latino video programming services. In addition, the company invests to acquire certain wireless spectrum licenses and related assets.

Dynex Capital Inc.

Dynex Capital is an internally managed mortgage real estate investment trust. The company primarily invests in Agency and non-Agency mortgage-backed securities (MBS) consisting of residential MBS (RMBS), commercial MBS (CMBS) and CMBS interest-only (IO) securities. The company's RMBS are Agency issued securities collateralized primarily by fixed-rate single family mortgage loans. The company also purchase to-be-announced securities as a means of investing in and financing non-specified fixed-rate Agency RMBS. The company's CMBS investments are fixed-rate Agency-issued securities backed by multifamily housing loans. In addition, the company invests in both Agency-issued and non-Agency issued CMBS IO.

E.l.f. Beauty Inc.

e.l.f. Beauty is a beauty company. The company conducts business under the name e.l.f. Cosmetics. The company's portfolio spans the eyes, lips, face, kits, tools and skin care categories. The company's primary trademarks include e.l.f., eyes lips face and play beautifully, all of which are registered with the U.S. Patent and Trademark Office for its goods and services of primary interest. These trademarks are also registered or have registrations pending in Australia, Brazil, Canada, China, the European Union, India, Mexico, Russia and other countries or registries.

Eaton Vance Senior Floating-Rate Fund

Esperion Therapeutics Inc.

Esperion Therapeutics is a pharmaceutical company that develops and commercializes oral, once-daily, non-statin medicines for the treatment of patients with elevated low-density lipoprotein cholesterol (LDL-C). The company's primary products, NEXLETOL? tablet and NEXLIZET? tablets, are oral, once-daily, non-statin LDL-C lowering medicines approved in the U.S. for patients with atherosclerotic cardiovascular disease (ASCVD) or heterozygous familial hypercholesterolemia (HeFH). The U.S. Food and Drug Administration has approved NEXLETOL as an adjunct to diet and maximally tolerated statin therapy for the treatment of adults with HeFH or established ASCVD who require additional lowering of LDL-C.

FedEx Corporation

FedEx provides transportation, e-commerce and business services through companies under the FedEx brand. These companies are included in the following segments: Federal Express Corporation, including TNT Express B.V., is an express transportation company; FedEx Ground Package System, Inc., which is a provider of small-package ground delivery services; FedEx Freight Corporation, which is a provider of less-than-truckload freight services; and FedEx Corporate Services, Inc., which provides sales, marketing, information technology, communications, customer service, technical support, billing and collections services, and certain back-office functions.

First Midwest Bancorp Inc.

First Midwest Bancorp is a bank holding company. Through its principal subsidiary, First Midwest Bank (the Bank), the company provides a range of commercial, retail, treasury management, and wealth management products and services to commercial and industrial, agricultural, commercial real estate, municipal, and consumer customers. The Bank operates in the markets of Illinois as well as other market areas including northwestern Indiana and eastern Iowa. The Bank provides a range of deposit products and services, including checking, Negotiable Order of Withdrawal, money market, and savings accounts and various types of short and long-term certificates of deposit.

ForeScout Technologies

Forescout Technologies is a provider of device visibility and control solutions. The company has developed an agentless approach to device visibility and control that provides real-time identification, classification, assessment and continuous control over the devices, that collectively, comprise an organization's network. The company provides its solution across two product groups: products for visibility and control capabilities, which comprised of CounterACT and SilentDefense; and products for orchestration capabilities, which comprised of portfolio of several Extended Modules that includes advanced threat detection, client management tools, enterprise mobility management, and endpoint protection.

Frequency Electronics Inc.

Frequency Electronics is engaged in precision time and frequency generation technology. The company's segments are: FEI-NY and FEI-Zyfer. The FEI-NY segment includes the operations of the company's wholly-owned subsidiaries, FEI-Asia and FEI-Elcom. FEI-Asia functions as a manufacturing facility for FEI-NY and FEI-Zyfer. FEI-Elcom provides design and technical support for the FEI-NY segment's business. The FEI-Zyfer segment designs and manufactures products which incorporate global positioning systems technologies and clocks designed and manufactured at FEI-NY. FEI-Zyfer sells its products to both commercial and U.S. Government customers and collaborates with FEI-NY on joint product development activities.

Galectin Therapeutics

Galectin Therapeutics is a clinical stage biopharmaceutical company engaged in drug research and development to create therapies for fibrotic disease, severe skin disease, and cancer. The company is using its galectin-3 inhibitor, GR-MD-02 to treat liver fibrosis and liver cirrhosis in non-alcoholic steatohepatitis patients. The company has established several collaborative scientific discovery programs in carbohydrate chemistry and characterization. The company also has established through its subsidiary, Galectin Sciences LLC, a discovery program for the targeted development of small molecules (generally, non-carbohydrate) that bind galectin proteins.

Greif Class A

Greif is a producer of industrial packaging products and services. The company's segments are: Rigid Industrial Packaging and Services, which products including steel, fibre and plastic drums, rigid intermediate bulk containers, closure systems for industrial packaging products, and transit protection products; Paper Packaging and Services, which produces and sells containerboard, corrugated sheets, corrugated containers and other corrugated products; Flexible Products and Services, which produces flexible intermediate bulk containers and related services; and Land Management, which is focused on the harvesting and regeneration of the company's United States timber properties.

GTT Communications Inc.

GTT Communications provides cloud networking services including: wide area networking, which provides a variety of wide area networking solutions, including software-defined wide area networking, multiprotocol label switching, virtual private LAN service, and Ethernet; transport and infrastructure services, which provides a suite of transport and infrastructure services over its global network; internet, which provides clients internet connectivity and IP transit with availability and packet delivery; managed services, which provides managed network services, including managed equipment, security, managed hosting; and voice, which provides local voice service in various countries.

HISTOGENICS CORP

Histogenics is engaged in the development of restorative cell therapies (RCTs). The company is developing RCT product that are designed to provide patients pain relief and restored function through the repair of damaged or worn tissue. The company's investigational product, NeoCart?, is a cell therapy that utilizes various aspects of its RCT platform to treat tissue injury in the field of orthopedics, specifically cartilage damage in the knee. The company's RCT platform is comprised of bioengineering, materials sciences as well as molecular and cellular biology technologies to treat musculoskeletal-related conditions, including cell processing, three-dimensional scaffolds, tissue engineering, and bioadhesives.

Home Bancorp Inc

Home Bancorp is a bank holding company. Through its subsidiary, Home Bank, N.A., the company is primarily engaged in accepting deposits from the general public and using those funds to invest in loans and securities. These funds are primarily used for the origination of loans, including one-to four-family first mortgage loans, home equity loans and lines, commercial real estate loans, construction and land loans, multi-family residential loans, commercial and industrial loans and consumer loans. The company's deposits consist of checking, both interest-bearing and noninterest-bearing, money market, savings and certificate of deposit accounts.

International Flavors & Fragrances Inc.

International Flavors & Fragrances is a creator and manufacturer of taste, scent and complementary adjacent products, including cosmetic active and natural health ingredients. The company's operating segments are Taste and Scent. The Taste segment develops a range of different flavors and taste offerings for its customers, most of which are tailor-made. The company's Taste business is comprised of various portfolios across flavor compounds, savory solutions, inclusions and nutrition and specialty ingredients. The Scent segment creates fragrance compounds and fragrance ingredients for the household and personal care products. The company also produces cosmetic active and functional ingredients for use in cosmetics.

Kinder Morgan Inc Class P

Kinder Morgan is an energy infrastructure company. The company's segments are: Natural Gas Pipelines, which includes the ownership and operation of, among others, main interstate and intrastate natural gas pipeline and storage systems; Products Pipelines, which includes the refined petroleum products, crude oil and condensate pipelines; Terminals, which includes the ownership and/or operation of, among others, liquids and bulk terminal facilities; and carbon dioxide (CO2), which includes the production, transportation and marketing of CO2, ownership interests in and/or operation of oil fields and gasoline processing plants in West Texas.

Landec Corp.

Landec designs, develops, manufactures and sells health and wellness products for food and biomaterials markets. The company operates its business in two reportable business segments: Curation Foods, and Lifecore. The Curation Foods business is comprised of Curation Foods' packaged vegetables business sold primarily under the Eat Smart? brand, O Olive Oil & Vinegar? olive oils and wine vinegars, and Yucatan? and Cabo Fresh? guacamole and avocado food products. Lifecore is involved in the manufactures of pharmaceutical-grade sodium hyaluronate in bulk form as well as formulated and filled syringes and vials for injectable products used in treating a range of medical conditions and procedures.

Ligand Pharmaceuticals Incorporated

Ligand Pharmaceuticals is a biopharmaceutical company focused on developing and acquiring technologies that help pharmaceutical companies discover and develop medicines. The company employs research technologies such as antibody discovery technologies, structure-based drug design, formulation science and liver targeted pro-drug technologies to assist companies in their work toward securing prescription drug and biologic approvals. The company's collaboration partners and licensees have programs in clinical development targeting cancer, seizure, diabetes, cardiovascular disease, muscle wasting, liver disease, and kidney disease, among others.

LONESTAR RESOURCES

Lonestar Resources US is an independent oil and natural gas exploration and production company focused on the exploration, development and production of unconventional oil, natural gas liquids and natural gas in the Eagle Ford Shale (the Eagle Ford) in South Texas. The company's primary operational focus is on its Eagle Ford position in Texas counties, and its properties in the Eagle Ford are divided into the following distinct regions: the Western Eagle Ford (comprised of Dimmit, La Salle and Frio Counties), Central Eagle Ford (comprised of Gonzales, Karnes, Fayette, Wilson, DeWitt and Lavaca Counties) and Eastern Eagle Ford (comprised of Brazos and Robertson Counties).

Medtronic Plc

Methode Electronics Inc.

Methode Electronics is a manufacturer of component and subsystem devices. The company's business segments are: Automotive, which supplies electronic and electro-mechanical devices and related products; Industrial, which manufactures external lighting solutions, industrial safety radio remote controls, braided flexible cables, current-carrying laminated busbars and devices; Interface, which provides a variety of copper and fiber-optic interface and interface solutions for the appliance, commercial food service, construction, consumer, material handling, point-of-sale and telecommunications markets; and Medical, which includes surface support technology aimed at pressure injury prevention.

MFS California Insured Municipal Fund

Neonode Inc.

Neonode develops optical touch and gesture solutions for human interaction with devices. The company provides its primary technology under the brand name zForce. In addition to its licensing business, the company designs and manufactures sensor modules that incorporate its zForce AIR technology. The company sells its embedded sensors components to Original Equipment Manufacturers, Original Design Manufacturers and Tier 1 suppliers for use in their products. The company also sells its Neonode branded AirBar product that incorporates one of its sensor modules through distributors and directly to consumers. The company provides technology licensing, sells embedded sensor modules and engineering consulting services.

Neuberger Berman High Yield St

Nuveen Credit Strategies Incom

Odonate Therapeutics Inc

Odonate Therapeutics is a pharmaceutical company focused on the development of therapeutics that improve and extend the lives of patients with cancer. The company's initial focus is on the development of tesetaxel, an investigational, orally administered chemotherapy agent that belongs to a class of drugs known as taxanes, which are used in the treatment of cancer. In patients with metastatic breast cancer, tesetaxel was shown to have single-agent antitumor activity in two multicenter, Phase 2 studies. The company is conducting a multinational, multicenter, randomized, Phase 3 study in patients with locally advanced or metastatic breast cancer, known as CONTESSA.

Old Line Bancshares Inc.

Old Line Bancshares is a bank holding company. Through its subsidiary, Old Line Bank, the company operates a general commercial banking business, making various types of loans and accepting deposits. The company's lending activities consist generally of short to medium term commercial business loans, commercial real estate loans, real estate construction loans, home equity loans and consumer installment loans, both secured and unsecured. The company also originates residential loans for sale in the secondary market. The company provides a range of deposit products that include demand, negotiable of withdrawal, money market and savings accounts as well as certificates of deposit.

OPKO Health Inc.

Opko Health is a healthcare company. The company manages two segments: Diagnostics, which provides laboratory testing services utilized by healthcare providers in the detection, diagnosis, evaluation, monitoring, and treatment of diseases, including esoteric testing, molecular diagnostics, anatomical pathology, genetics, women's health and correctional healthcare; and Pharmaceutical, which includes Rayaldee for the treatment of secondary hyperparathyroidism in adults with chronic kidney disease (CKD) and vitamin D insufficiency, and Alpharen (Fermagate Tablets) for the treatment of hyperphosphatemia in CKD patients requiring regular hemodialysis.

Phibro Animal Health Corporation Class A

Phibro Animal Health is an animal health and mineral nutrition company. The company develops, manufactures and markets products for a range of food animals including poultry, swine, beef and dairy cattle and aquaculture. The company's products include animal health products such as antibacterials, anticoccidials, nutritional products and vaccines. The company's Animal Health segment also includes antibacterials and other processing aids in the ethanol fermentation industry. The company's mineral nutrition products fortify the animal's diet and help maintain optimal health. The company also manufactures and markets ingredients for use in the personal care, industrial chemical and chemical catalyst industries.

SeaChange International Inc.

SeaChange International is engaged in the delivery of multiscreen, advertising and over the top video management solutions. The company's software products and services facilitate the aggregation, licensing, management and distribution of video and advertising content for service providers, telecommunications companies, satellite operators and broadcasters. The company sells its software products and services to service providers including: operators, telecommunications companies, satellite operators, and broadcasters. The company's business is focused on these product areas: video platform, content management, advertising and user experience. The company provides other services, maintenance and support for its products.

SELECTA BIOSCIENCES

Selecta Biosciences is a biopharmaceutical company using its ImmTOR? platform, designed to induce tolerance to biologic therapies that would otherwise be limited by immunogenicity to treat rare and serious diseases. The company's product candidate, SEL-212, is a combination of a therapeutic uricase enzyme (pegadricase) and its ImmTOR platform that is designed to control serum uric acid levels in patients with chronic refractory gout through monthly administration. The company is applying its ImmTOR platform to mitigate the formation of anti-drug antibodies when dosing gene therapy. The company's investigational gene therapy program targets the treatment of rare genetic diseases, including methylmalonic acidemia.

Simmons First National Corporation Class A

Simmons First National is a financial holding company. The company, through its subsidiaries, provides banking and other financial products and services in markets located in Arkansas, Colorado, Illinois, Kansas, Missouri, Oklahoma, Tennessee and Texas. The company's subsidiary, Simmons Bank, provides loans for corporate purposes, including financing commercial real estate, construction of particular properties, commercial and industrial uses, acquisition and equipment financings, and other general corporate needs. Simmons Bank also engages in small business administration and agricultural finance lending, and it provides corporate credit card products, as well as deposit and treasury management services.

Southern National Bancorp of Virginia Inc.

Southern National Bancorp of Virginia is a bank holding company. Through its subsidiary, Sonabank, the company provides financial services to individuals and small and medium sized businesses. The company focuses on making loans secured primarily by commercial real estate and other types of secured and unsecured commercial loans to small and medium-sized businesses, as well as loans to individuals. The company is a Small Business Administration lender. The company also invests in real estate-related securities, including collateralized mortgage obligations and agency mortgage backed securities. In addition, the company provides deposit products, including checking (NOW), savings, money market accounts and certificates of deposit.

STAG Industrial Inc.

STAG Industrial is a real estate operating company focused on the acquisition and operation of single-tenant industrial properties. The company owns interests in all of its properties and conduct substantially all of its business through its operating partnership, STAG Industrial Operating Partnership, L.P.

Tri-Continental Corp.

UMB Financial Corporation

UMB Financial is a bank holding company and a financial holding company. Through its subsidiaries, the company provides banking services and asset servicing to its customers. The company's segments include: Commercial Banking, which serves the commercial lending and leasing, capital markets, and treasury management needs of the company's mid-market businesses and governmental entities; Institutional Banking, which is a combination of banking services, fund services, and asset management services provided to institutional clients; Personal Banking, which combines consumer services and asset management provided to personal clients; and Healthcare Services, which provides healthcare payment solutions.

Vical Inc.

Vical researches and develops biopharmaceutical products, including those based on the company's patented DNA delivery technologies, for the prevention and treatment of serious or life-threatening diseases. The company has three active development programs in the area of infectious disease comprised of: HSV-2 therapeutic vaccine, VCL-HB01, to treat patients with symptomatic genital herpes infection; antifungal VL-2397 for the treatment of patients with invasive aspergillosis; and an ongoing early stage development program of a treatment for chronic hepatitis B virus infection based on its DNA and lipid-delivery technologies.

Volt Information Sciences Inc

Volt Information Sciences is a provider of staffing services (time and materials-based as well as project-based). The company's staffing services consist of workforce solutions that include providing contingent workers, personnel recruitment services, and managed staffing services programs supporting primarily administrative and light industrial as well as technical, information technology and engineering positions. The company's managed service programs involves managing the procurement and on-boarding of contingent workers from multiple providers. The company's corporate services provide general and administrative functions that support all of its segments.

WAVE Life Sciences

Webster Financial Corporation

Webster Financial is a bank holding company and financial holding company. The company, through its subsidiary, Webster Bank, National Association, delivers banking, investment, and financial services. The company provides mortgage lending, financial planning, trust, and investment services through banking centers, ATMs, a customer care center, and a range of web and mobile-based banking services. The company also provides equipment financing, commercial real estate lending, asset-based lending, and treasury and payment solutions primarily in the eastern United States. The company provides health savings accounts, while also delivers health reimbursement arrangements, and commuter benefit account administration services.

Western Asset Global High Income Fund

Western Asset High Income Fund II

Western Asset High Income Opportunity Fund

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