Report
Jonathan Moreland
EUR 9.34 For Business Accounts Only

InsiderInsights Weekly Tables: January 12, 2019

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Abraxas Petroleum Corp.

Abraxas Petroleum is an independent energy company primarily engaged in the acquisition, exploration, development and production of oil and gas. The company's oil and gas assets are located in the Permian/Delaware Basin, the Rocky Mountain, and South Texas. The company's properties in the Permian/Delaware Basin region are located in two sub-basins, the Delaware Basin and the Eastern Shelf. The company's properties in the Rocky Mountain region are primarily located in the Williston Basin of North Dakota and Montana. The company's properties in the South Texas region are located along the Edwards trend in DeWitt and Lavaca Counties, TX and the Eagle Ford shale and the Austin Chalk in Atascosa and McMullen Counties, TX.

ALLEGIANCE BANCSHARES

Allegiance Bancshares is a bank holding company. Through its wholly-owned subsidiary, Allegiance Bank, the company provides a range of commercial banking services primarily to small to medium-sized businesses within the Houston region, professionals and individual customers. The company provides a range of commercial and retail lending services, including commercial loans, loans to small businesses guaranteed by the Small Business Administration, mortgage loans, home equity loans, personal loans and automobile loans, among others. The company provides a variety of deposit products and services, with an emphasis on small to medium-sized businesses.

Ares Dynamic Credit Allocation

AZURRX BIOPHARMA

AzurRx BioPharma is engaged in the research and development of non-systemic biologics for the treatment of patients with gastrointestinal disorders. The company has two therapeutic programs under development. MS1819-SD is a yeast derived recombinant lipase for exocrine pancreatic insufficiency associated with chronic pancreatitis and cystic fibrosis. B-Lactamase Program focuses on products with an enzymatic combination of bacterial origin for the prevention of hospital-acquired infections and antibiotic-associated diarrhea by resistant bacterial strains induced by parenteral administration of several antibiotic classes, and the company's two compounds in pre-clinical development are AZX1101 and AZX1103.

BlueLinx Holdings

BlueLinx Holdings is a distributor of building and industrial products. The company operates its distribution business through a network of distribution centers. The company serves various metropolitan areas in the U.S. The company distributes products in two principal categories: structural products and specialty products. Structural products include plywood, oriented strand board, rebar and remesh, lumber, spruce and other wood products primarily used for structural support, walls, and flooring in construction projects. Specialty products include engineered wood products, moulding, siding (including vinyl products), cedar, metal products (excluding rebar and remesh) and insulation.

Cornerstone Building Brands Inc

NCI Building Systems manufactures and markets metal products for the nonresidential construction industry. The company's products are used in new construction and in repair and retrofit activities. The company segments include: Engineered Building Systems, which consists of engineered structural members and panels that are fabricated and roll-formed in a factory; Metal Components, which includes metal roof and wall systems, metal partitions, metal trim, and doors; Insulated Metal Panels, which includes rigid foam encased between two sheets of coated metal in a variety of modules, lengths and reveal combinations; and Metal Coil Coating, which of cleaning, treating and painting various flat-rolled metals.

Corvus Pharmaceuticals

Corvus Pharmaceuticals is a biopharmaceutical company focused on the development and commercialization of precisely targeted oncology therapies. The company develops small molecules that are designed to selectively inhibit the binding of immunosuppressive adenosine to either A2A receptors or to A2B receptors. The company's initial product candidate, ciforadenant, is an oral, small molecule antagonist of the A2A receptor for adenosine. The company's second clinical product candidate, CPI-006, is an anti-CD73 monoclonal antibody that is designed to both inhibit the production of adenosine and stimulate various immune cells. The company's third clinical product candidate, CPI-818, is a selective, covalent inhibitor of ITK.

CSI Compressco LP

Cue Biopharma Inc

Cue Biopharma is a biopharmaceutical company engaged in designing and developing a proprietary class of biologic product candidates engineered to selectively modulate the human immune system. The company's Immuno-STAT? (Selective Targeting and Alteration of T Cells) platform enables the company to engineer product candidates that it calls Immuno-STATs? or Immuno-STAT biologics? that directly engage with and direct the activity of antigen specific T cells in a patient's body through a singular molecular framework.

Eaton Vance Senior Floating-Rate Fund

Enochian Biosciences Inc

Esperion Therapeutics Inc.

Esperion Therapeutics is a pharmaceutical company that develops and commercializes oral, once-daily, non-statin medicines for the treatment of patients with elevated low-density lipoprotein cholesterol (LDL-C). The company's primary products, NEXLETOL? tablet and NEXLIZET? tablets, are oral, once-daily, non-statin LDL-C lowering medicines approved in the U.S. for patients with atherosclerotic cardiovascular disease (ASCVD) or heterozygous familial hypercholesterolemia (HeFH). The U.S. Food and Drug Administration has approved NEXLETOL as an adjunct to diet and maximally tolerated statin therapy for the treatment of adults with HeFH or established ASCVD who require additional lowering of LDL-C.

Falcon Minerals (A)

Falcon Minerals owns and acquires royalty interests, mineral interests, non-participating royalty interest and overriding royalty interests (Royalties), in oil and natural gas properties in North America, substantially all of which are located in the Eagle Ford Shale. The company own Royalties that entitle it to a portion of the production of oil, natural gas and natural gas liquids. The company's assets consisted of Royalties that are concentrated in the liquids condensate region of the Eagle Ford Shale in Karnes, DeWitt and Gonzales Counties, TX. In all three of these counties, the company also has substantial exposure to the Austin Chalk and Upper Eagle Ford formations.

FalconStor Software, Inc.

FedEx Corporation

FedEx provides transportation, e-commerce and business services through companies under the FedEx brand. These companies are included in the following segments: Federal Express Corporation, including TNT Express B.V., is an express transportation company; FedEx Ground Package System, Inc., which is a provider of small-package ground delivery services; FedEx Freight Corporation, which is a provider of less-than-truckload freight services; and FedEx Corporate Services, Inc., which provides sales, marketing, information technology, communications, customer service, technical support, billing and collections services, and certain back-office functions.

First Bancorp (North Carolina)

First Bancorp is a bank holding company. Through its subsidiary, First Bank, the company is engaged in a range of banking activities, with the acceptance of deposits and the making of loans being its basic activities. The company provides deposit products such as checking, savings, and money market accounts, as well as time deposits, including various types of certificates of deposits and individual retirement accounts. The company provides loans for a range of consumer and commercial purposes, including loans for business, real estate, personal uses, home improvement and automobiles. The company also provides credit cards, debit cards, letters of credit, safe deposit box rentals and electronic funds transfer services.

FitLife Brands Inc

ForeScout Technologies

Forescout Technologies is a provider of device visibility and control solutions. The company has developed an agentless approach to device visibility and control that provides real-time identification, classification, assessment and continuous control over the devices, that collectively, comprise an organization's network. The company provides its solution across two product groups: products for visibility and control capabilities, which comprised of CounterACT and SilentDefense; and products for orchestration capabilities, which comprised of portfolio of several Extended Modules that includes advanced threat detection, client management tools, enterprise mobility management, and endpoint protection.

Frequency Electronics Inc.

Frequency Electronics is engaged in precision time and frequency generation technology. The company's segments are: FEI-NY and FEI-Zyfer. The FEI-NY segment includes the operations of the company's wholly-owned subsidiaries, FEI-Asia and FEI-Elcom. FEI-Asia functions as a manufacturing facility for FEI-NY and FEI-Zyfer. FEI-Elcom provides design and technical support for the FEI-NY segment's business. The FEI-Zyfer segment designs and manufactures products which incorporate global positioning systems technologies and clocks designed and manufactured at FEI-NY. FEI-Zyfer sells its products to both commercial and U.S. Government customers and collaborates with FEI-NY on joint product development activities.

Greif Class A

Greif is a producer of industrial packaging products and services. The company's segments are: Rigid Industrial Packaging and Services, which products including steel, fibre and plastic drums, rigid intermediate bulk containers, closure systems for industrial packaging products, and transit protection products; Paper Packaging and Services, which produces and sells containerboard, corrugated sheets, corrugated containers and other corrugated products; Flexible Products and Services, which produces flexible intermediate bulk containers and related services; and Land Management, which is focused on the harvesting and regeneration of the company's United States timber properties.

Highwoods Properties Inc.

Highwoods Properties is a real estate investment trust. The company owns, develops, acquires, leases and manages properties primarily in the business districts of Atlanta, Charlotte, Nashville, Orlando, Pittsburgh, Raleigh, Richmond and Tampa. The company's primary business is the operation, acquisition and development of office properties. The company conducts its activities through its subsidiary, Highwoods Realty Limited Partnership. The company provides a line of real estate services to its customers. The company provides its customers with services such as build-to-suit construction and space modification, including tenant improvements and expansions.

Horizon Therapeutics Public Limited Company

Independence Contract Drilling

Independence Contract Drilling provides land-based contract drilling services for oil and natural gas producers targeting unconventional resource plays in the U.S. The company owns and operates a fleet comprised of drilling rigs which includes ShaleDriller? rigs. The company's marketed rig fleet includes AC powered (AC) rigs and 1500-HP ultra-modern SCR rigs. The company's two idle rigs that are not included in its marketed fleet include one non-walking 1500-HP AC rig and one 1500-HP SCR that will be converted to AC pad-optimal statu prior to entering its fleet. The company's rigs are operating in the Permian Basin and the Haynesville Shale.

Landec Corp.

Landec designs, develops, manufactures and sells health and wellness products for food and biomaterials markets. The company operates its business in two reportable business segments: Curation Foods, and Lifecore. The Curation Foods business is comprised of Curation Foods' packaged vegetables business sold primarily under the Eat Smart? brand, O Olive Oil & Vinegar? olive oils and wine vinegars, and Yucatan? and Cabo Fresh? guacamole and avocado food products. Lifecore is involved in the manufactures of pharmaceutical-grade sodium hyaluronate in bulk form as well as formulated and filled syringes and vials for injectable products used in treating a range of medical conditions and procedures.

LKQ Corporation

LKQ is a holding company. Through its subsidiaries, the company provides alternative vehicle collision replacement products and alternative vehicle mechanical replacement products. The company is also a provider of alternative vehicle replacement and maintenance products in the United Kingdom, Germany, the Benelux region (Belgium, Netherlands, and Luxembourg), Italy, Czech Republic, Poland, Slovakia, Austria, and other European countries. In addition to its wholesale operations, the company operates self service retail facilities across the United States that sell recycled automotive products from end-of-life-vehicles. The company is also a distributor of specialty vehicle aftermarket equipment and accessories.

Marvell Technology Group Ltd.

Marvell Technology Group is a semiconductor provider of application-specific products. The company is focused on the development of System-on-a-Chip devices, utilizing its technology portfolio of intellectual property in the areas of analog, mixed-signal, digital signal processing, and embedded and standalone integrated circuits. The company develops integrated hardware platforms along with software that incorporates digital computing technologies. In storage, the company is engaged in fibre channel products and data storage controller solutions spanning cloud, enterprise, edge and personal computing markets. The company's networking products include ethernet solutions, embedded processors and WiFi connectivity solutions.

Medtronic Plc

Meet Group

Meet Group is a portfolio of mobile social entertainment apps designed to meet the need for human connection. The company's primary apps are MeetMe?, LOVOO?, Skout?, Tagged? and Growlr?. The company operates social networks for meeting new people, primarily on mobile platforms, including on iPhone, Android, iPad and other tablets. The company also provides online marketing capabilities, which enable marketers to display their advertisements on its apps.

Methode Electronics Inc.

Methode Electronics is a manufacturer of component and subsystem devices. The company's business segments are: Automotive, which supplies electronic and electro-mechanical devices and related products; Industrial, which manufactures external lighting solutions, industrial safety radio remote controls, braided flexible cables, current-carrying laminated busbars and devices; Interface, which provides a variety of copper and fiber-optic interface and interface solutions for the appliance, commercial food service, construction, consumer, material handling, point-of-sale and telecommunications markets; and Medical, which includes surface support technology aimed at pressure injury prevention.

Natural Gas Services Group Inc.

Natural Gas Services Group is a provider of natural gas compression services and equipment to the energy industry. The company manufactures, fabricates, rents, sells and maintains natural gas compressors and flare systems for oil and natural gas production and plant facilities. The company's operating units include: Rental, which provides small, medium and large horsepower applications for oil and natural gas production; Engineered Equipment Sales, which includes compressor fabrication, parts sales and compressor rebuilds, flare fabrication, and compressor manufacturing; and Service and Maintenance, which services and maintains compressors owned by its customers on an as needed and contract basis.

Neonode Inc.

Neonode develops optical touch and gesture solutions for human interaction with devices. The company provides its primary technology under the brand name zForce. In addition to its licensing business, the company designs and manufactures sensor modules that incorporate its zForce AIR technology. The company sells its embedded sensors components to Original Equipment Manufacturers, Original Design Manufacturers and Tier 1 suppliers for use in their products. The company also sells its Neonode branded AirBar product that incorporates one of its sensor modules through distributors and directly to consumers. The company provides technology licensing, sells embedded sensor modules and engineering consulting services.

Non-Invasive Monitoring Systems Inc.

Oceaneering International Inc.

Oceaneering International is a provider of engineered services and products, primarily to the offshore oil and gas industry. The company's segments are: Energy Services and Products; and Advanced Technologies. The company's business segments within the Energy Services and Products business are remotely operated vehicles, subsea products, subsea projects and asset integrity. The company's Advanced Technologies segment consists of government; and commercial business units: Government services and products include engineering and related manufacturing in defense and space exploration activities. The company's commercial business unit provides a turnkey solution that includes program management, and engineering design.

Odonate Therapeutics Inc

Odonate Therapeutics is a pharmaceutical company focused on the development of therapeutics that improve and extend the lives of patients with cancer. The company's initial focus is on the development of tesetaxel, an investigational, orally administered chemotherapy agent that belongs to a class of drugs known as taxanes, which are used in the treatment of cancer. In patients with metastatic breast cancer, tesetaxel was shown to have single-agent antitumor activity in two multicenter, Phase 2 studies. The company is conducting a multinational, multicenter, randomized, Phase 3 study in patients with locally advanced or metastatic breast cancer, known as CONTESSA.

Opiant Pharmaceuticals

Opiant Pharmaceuticals is a pharmaceutical company developing medicines for addictions and drug overdose. The company has developed NARCAN? (naloxone hydrochloride) Nasal Spray, a treatment to reverse opioid overdoses. The company's pipeline includes medicines in development for Opioid Overdose Reversal (OOR), Alcohol Use Disorder, Opioid Use Disorder, and Acute Cannabinoid Overdose. The company's principal products include OPNT003 - Intranasal Nalmefene for OOR; OPNT001 - Intranasal Naloxone for Eating Disorders; OPNT002 - Nasal Naltrexone for Alcohol Use Disorder; and OPNT004 - Drinabant Injection for Acute Cannabinoid Overdose.

OPKO Health Inc.

Opko Health is a healthcare company. The company manages two segments: Diagnostics, which provides laboratory testing services utilized by healthcare providers in the detection, diagnosis, evaluation, monitoring, and treatment of diseases, including esoteric testing, molecular diagnostics, anatomical pathology, genetics, women's health and correctional healthcare; and Pharmaceutical, which includes Rayaldee for the treatment of secondary hyperparathyroidism in adults with chronic kidney disease (CKD) and vitamin D insufficiency, and Alpharen (Fermagate Tablets) for the treatment of hyperphosphatemia in CKD patients requiring regular hemodialysis.

Potbelly Corp.

Potbelly is a sandwich concept providing warm toasty sandwiches, salads, hand-dipped shakes and other menu items, customized just the way customers want them. The company's menu includes toasty warm sandwiches, salads, soups, chili, sides, desserts and, in its breakfast locations, breakfast sandwiches and steel cut oatmeal. The company's main sandwich offerings include Turkey Breast, Italian, Grilled Chicken and Cheddar, Smoked Ham, A Wreck, Chicken Salad, Meatball, Pizza Sandwich, Mediterranean, Roast Beef, Tuna Salad and the Turkey Club. Additionally, customers can choose side dishes of coleslaw, macaroni salad, potato salad, potato chips or a whole dill pickle.

Prospect Capital Corporation

Prospect Capital is a financial services company that primarily lends to and invests in middle market privately-held companies. The company is a closed-end investment company. The company's investment objective is to generate both income and long-term capital appreciation through debt and equity investments. The company invests primarily in senior and subordinated debt and equity of private companies in need of capital for acquisitions, divestitures, growth, development, recapitalizations and other purposes.

Provention Bio Inc

Provention Bio is a clinical stage biopharmaceutical company focused on the development and commercialization of therapeutics and solutions to intercept and prevent immune-mediated diseases. The company's principal product candidates include: PRV-031 (teplizumab, anti-CD3 mAb) for the interception of type 1 diabetes; PRV-015 (anti-IL-15 mAb) for the treatment of gluten-free diet non-responding celiac disease; PRV-6527 (oral CSF-1R inhibitor) for the treatment of Crohn's disease; PRV-300 (anti-TLR3 mAb) for the treatment of ulcerative colitis; and PRV-3279 (humanized anti-CD32B and CD79B bispecific) for the treatment of lupus.

Quidel Corporation

Quidel is engaged in the development, manufacturing and marketing of diagnostic testing solutions. The company provides diagnostic testing solutions under various brand names, including, among others, the following: Quidel?, QuickVue?, QuickVue+?, Sofia?, Triage?, AmpliVue?, Solana?, Virena?, MicroVue?, Lyra?, FreshCells?, D3?, FastPoint?, ReadyCells?, Super E-Mix?, InflammaDry?, AdenoPlus?, ELVIRA?, ELVIS? and Thyretain?. The company's diagnostic testing solutions are separated into its four product categories: rapid immunoassay, cardiac immunoassay, specialized diagnostic solutions and molecular diagnostic solutions.

SeaChange International Inc.

SeaChange International is engaged in the delivery of multiscreen, advertising and over the top video management solutions. The company's software products and services facilitate the aggregation, licensing, management and distribution of video and advertising content for service providers, telecommunications companies, satellite operators and broadcasters. The company sells its software products and services to service providers including: operators, telecommunications companies, satellite operators, and broadcasters. The company's business is focused on these product areas: video platform, content management, advertising and user experience. The company provides other services, maintenance and support for its products.

Soleno Therapeutics Inc

Soleno Therapeutics is focused on the development and commercialization of therapeutics for the treatment of rare diseases. The company's primary candidate, Diazoxide Choline Controlled Release (DCCR) tablets, a once-daily oral tablet for the treatment of Prader-Willi Syndrome (PWS), is being evaluated in a Phase III clinical development program. The company's research and development efforts are primarily focused on developing its primary candidate, DCCR tablets for the treatment of PWS, through late-stage clinical development.

STAG Industrial Inc.

STAG Industrial is a real estate operating company focused on the acquisition and operation of single-tenant industrial properties. The company owns interests in all of its properties and conduct substantially all of its business through its operating partnership, STAG Industrial Operating Partnership, L.P.

Stellus Capital Investment Corp

Stellus Capital Investment is an externally managed, closed-end, non-diversified management investment company. The company's investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation through debt and related equity investments in middle-market companies.

TETRA Technologies Inc.

TETRA Technologies is an oil and gas services company, focused on completion fluids and associated products and services, water management, frac flowback, production well testing and offshore rig cooling services, and compression services and equipment. The company has three divisions: Completion Fluids & Products, which manufactures and markets clear brine fluids, additives, and associated products and services as well as markets liquid and dry calcium chloride products; Water and Flowback Services, which provides water management services; Compression, which provides compression services and equipment for natural gas and oil production, gathering, transportation, processing, and storage.

Texas Pacific Land Corporation

Texas Pacific Land Trust is engaged in holding title to tracts of land in several counties in West Texas. The company has two segments: Land and Resource Management, which encompasses the business of managing the land and related resources in West Texas owned by the company; and Water Service and Operations, which encompasses the business of providing water offerings to operators in the Permian Basin. Texas Pacific Water Resources LLC, a single member LLC and wholly owned subsidiary of the company, provides water offerings. These services include, but are not limited to, water sourcing, produced-water gathering/treatment, infrastructure development, water tracking, analytics and well testing services.

The Charles Schwab Corporation

TPG RE Finance Trust Inc.

TPG RE Finance Trust is a holding company. Through its subsidiaries, the company conducts its operations as a real estate investment trust. The company originates and acquires a portfolio of commercial real estate-related assets consisting primarily of first mortgage loans and senior participation interests in first mortgage loans secured by institutional-quality properties in primary and select secondary markets in the United States and, to a lesser extent, commercial mortgage-backed securities. The company is externally managed and advised by TPG RE Finance Trust Management, L.P.

Tri-Continental Corp.

U.S. Physical Therapy, Inc.

Western Asset Global High Income Fund

Western Asset High Income Fund II

Xbiotech

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Jonathan Moreland

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