Report
Jonathan Moreland
EUR 8.70 For Business Accounts Only

Weekly Insider Tables: Mar 24, 2018

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Achaogen Inc.

Achaogen is a biopharmaceutical company engaged in discovering, developing, and commercializing antibacterial treatments against multi-drug resistant (MDR) gram-negative infections. The company develops plazomicin for the treatment of serious bacterial infections, including complicated urinary tract infection (cUTI), blood stream infections and other infections due to MDR Enterobacteriaceae, including carbapenem-resistant Enterobacteriaceae. The company also develops antibacterial candidate, C-Scape, an orally-administered combination of ceftibuten and clavulanate for oral treatment for patients with cUTI, and acute pyelonephritis, caused by expanded spectrum beta-lactamases-producing Enterobacteriaceae.

Adaptimmune Therapeutics ADS

Allergan Inc.

Angi Inc. Class A

ANGI Homeservices connects homeowners to home service professionals through its portfolio of digital home services brands. The company has two segments: North America (United States and Canada), which includes HomeAdvisor digital marketplace service (HomeAdvisor), Angie's List, its subsidiary, Handy Technologies, Inc. (Handy), mHelpDesk and HomeStars; and Europe, which includes Travaux, MyHammer, My Builder, Werkspot and Instapro. HomeAdvisor provides consumers with tools and resources to help them find local, pre-screened and customer-rated service professionals, as well as book appointments online. Handy connects individuals looking for household services with pre-screened service professionals.

Axogen Inc.

Axogen provides surgical solutions for physical damage or transection to peripheral nerves. The company's products include: Avance Nerve Graft, which is an off-the-shelf processed human nerve allograft for bridging severed peripheral nerves without the comorbidities associated with a second surgical site; Axoguard Nerve Connector, which is a porcine submucosa extracellular matrix (ECM) coaptation aid for tensionless repair of severed peripheral nerves; Axoguard Nerve Protector, which is a porcine submucosa ECM product used to wrap and protect injured peripheral nerves and reinforce the nerve reconstruction while preventing soft tissue attachments.

B Riley Securities Inc

B. Riley Financial and its subsidiaries provide investment banking and financial services to corporate, institutional and high net worth clients, and asset disposition, valuation and appraisal and capital advisory services to a range of retail, wholesale and industrial clients, as well as lenders, capital providers, private equity investors and professional services firms throughout the U.S., Australia, Canada, and Europe. The company also provides consumer Internet access and related subscription services. The company's operating segments are: Capital Markets, Auction and Liquidation, Valuation and Appraisal, and Principal Investments - United Online and magicJack.

BWX Technologies Inc.

BWX Technologies is a manufacturer of nuclear components, a developer of nuclear technologies and a service provider. The company operates three segments: Nuclear Operations Group, which engineers, designs and manufactures precision naval nuclear components, reactors and nuclear fuel for the U.S. Department of Energy/National Nuclear Security Administration's Naval Nuclear Propulsion Program; Nuclear Services Group, which provides services including nuclear materials processing and management and operating services; and Nuclear Power Group, which designs and manufactures commercial nuclear steam generators, heat exchangers, pressure vessels, reactor components and other auxiliary equipment.

CASI Pharmaceuticals

CASI Pharmaceuticals is a biopharmaceutical company focused on developing and commercializing therapeutics and pharmaceutical products. The company's primary product and candidates in hematology/oncology include: EVOMELA (Melphalan for Injection), an intravenous formulation of melphalan commercialized in the multiple myeloma treatment setting in the United States; CNCT19, which targets CD19, a B-cell surface protein expressed during all phases of B-cell development and a validated target for B-cell driven hematological malignancies; CID-103, an investigational anti-CD38 monoclonal antibody being developed for the treatment of patients with multiple myeloma.

Centerspace

Investors Real Estate Trust is a self-advised equity real estate investment trust engaged in acquiring, owning and leasing real estate. The company conducts its day-to-day business operations through its operating partnership, IRET Properties. The company's investments consist of multifamily and healthcare properties located primarily in the Midwest states of Minnesota and North Dakota. As of Apr 30 2017, the company held for investment 87 multifamily properties containing apartment units and 42 commercial properties, consisting of healthcare, and office, retail and industrial. The company operates in two reportable real estate segments: multifamily and healthcare.

Century Bancorp Inc. Cl A

Century Bancorp is a bank holding company. Through its subsidiary, Century Bank and Trust Company, the company provides services to commercial enterprises, state and local governments and agencies, non-profit organizations and individuals. The company also provides securities brokerage services through a program called Investment Services at Century Bank, which is supported by LPL Financial, a third party securities brokerage business. The company grants single-family and multi-family residential loans, commercial and commercial real estate loans, municipal loans, and a variety of consumer loans. In addition, the company provides savings accounts, NOW accounts, demand deposits, time deposits and money market accounts.

Counterpath

Ellington Residential Mortgage REIT

Ellington Residential Mortgaging Real Estate Investment Trust is focused on acquiring, investing in, and managing residential mortgage- and real estate-related assets. The company conducts business through its subsidiaries, EARN OP GP LLC and Ellington Residential Mortgage LP. The company may acquire and mortgage servicing rights, credit risk transfer securities, residential mortgage loans, and other mortgage- and real estate-related assets. The company may also invest in other instruments, including forward-settling To-Be-Announced Agency pass-through certificates, interest rate swaps and swaptions, U.S. Treasury securities, Eurodollar and U.S. Treasury futures, other financial derivatives, and cash equivalents.

Entercom Communications Corp. Class A

Entercom Communications is a holding company. Through its subsidiaries, Co, is a media and entertainment company primarily engaged in the sale of advertising time to local, regional and national advertisers and national network advertisers who purchase commercials in varying lengths. The company focuses on station-related digital product suites, which allow for audience interaction and participation, and integrated digital advertising solutions. The company's stations are classified by their format, such as news, sports, talk, classic rock, urban, adult contemporary, alternative and country, among others.

ForeScout Technologies

Forescout Technologies is a provider of device visibility and control solutions. The company has developed an agentless approach to device visibility and control that provides real-time identification, classification, assessment and continuous control over the devices, that collectively, comprise an organization's network. The company provides its solution across two product groups: products for visibility and control capabilities, which comprised of CounterACT and SilentDefense; and products for orchestration capabilities, which comprised of portfolio of several Extended Modules that includes advanced threat detection, client management tools, enterprise mobility management, and endpoint protection.

FS KKR Capital Corp.

FS KKR Capital is an externally managed, non-diversified, closed-end management investment company. The company is managed by FS/KKR Advisor, LLC, an investment adviser, which oversees the management of the company's operations. The company's portfolio is comprised of investments in senior secured loans and second lien secured loans of private middle market U.S. companies and, to a lesser extent, subordinated loans of private U.S. companies. The company may purchase interests in loans or make other debt investments, including investments in senior secured bonds, through secondary market transactions in the over-the-counter, market or directly from its target companies as primary market or directly originated investments.

Harvest Capital Credit Corp

Harvest Capital Credit is an externally managed, closed-end, non-diversified management investment company. The company's investment objective is to generate both income and capital appreciation primarily by making direct investments in the form of subordinated debt, senior debt, and to a lesser extent, minority equity investments in privately-held United States small to mid-sized companies.

Hawaiian Holdings Inc.

Hawaiian Holdings is a holding company. Through its wholly-owned subsidiary, Hawaiian Airlines, Inc., the company is engaged in the scheduled air transportation of passengers and cargo amongst the Hawaiian Islands, between the Hawaiian Islands and certain cities in the United States, and between the Hawaiian Islands and the South Pacific, Australia, New Zealand and Asia. The company provides non-stop service to Hawai'i from various United States gateway cities and also provides daily flights between the Hawaiian Islands. In addition, the company operates various charter flights. The company's flight operations are based in Honolulu, HI. The company operates scheduled flights with various ad hoc charters.

International Flavors & Fragrances Inc.

International Flavors & Fragrances is a creator and manufacturer of taste, scent and complementary adjacent products, including cosmetic active and natural health ingredients. The company's operating segments are Taste and Scent. The Taste segment develops a range of different flavors and taste offerings for its customers, most of which are tailor-made. The company's Taste business is comprised of various portfolios across flavor compounds, savory solutions, inclusions and nutrition and specialty ingredients. The Scent segment creates fragrance compounds and fragrance ingredients for the household and personal care products. The company also produces cosmetic active and functional ingredients for use in cosmetics.

Invuity Inc

Invuity is a medical technology company that utilizes its proprietary Intelligent Photonics technology to develop illuminated surgical devices to provide surgeons with illumination and visualization of surgical cavities during access procedures. As of Dec 31 2017, the company marketed six categories of illuminated surgical devices, consisting of over 40 devices, which includes reusable illuminated surgical retractors that include a Photonguide, handheld illuminated aspiration devices and drop-in intracavity illuminators. The company's Photonguides are integrated into these devices to deliver improved visualization of the surgical cavity. The company's accessories include sterilization trays and light cables.

Kingstone Cos. Inc.

Kingstone Companies is an insurance holding company. Through its wholly-owned subsidiary, Kingstone Insurance Company (KICO), the company provides property and casualty insurance products to individuals and small businesses. KICO is a licensed property and casualty insurance company in New York, New Jersey, Connecticut, Massachusetts, Pennsylvania, Rhode Island, Maine and New Hampshire. The company's product lines include: personal lines, which provide homeowners and dwelling fire multi-peril, cooperative/condominiums and personal umbrella policies; commercial liability, which provides businessowners policies; and livery physical damage, which writes for-hire vehicle physical damage only policies.

La Jolla Pharmaceutical Company

La Jolla Pharmaceutical is a biopharmaceutical company focused on the discovery, development and commercialization of therapies for patients suffering from life-threatening diseases. GIAPREZATM (angiotensin II) is approved by the United States Food and Drug Administration as a vasoconstrictor indicated to increase blood pressure in adults with septic or other distributive shock. LJPC-0118 is the company's investigational product for the treatment of severe malaria. LJPC-401 (synthetic human hepcidin), a clinical-stage investigational product, is being developed for the treatment of conditions characterized by iron overload, such as hereditary hemochromatosis, beta thalassemia and polycythemia vera.

Legacy Reserves

Legacy Reserves is engaged in the acquisition and development of oil and natural gas properties. The company owns and operates oil and natural gas producing properties located primarily in East Texas, the Permian Basin (West Texas and Southeast New Mexico), Rocky Mountain and Mid-Continent regions of the United States. The company is focused on two activities: the acquisition of producing oil and natural gas properties and the development of properties in established producing trends. As of Dec 31 2016, the company had proved reserves of 144.8 million barrels of oil equivalent, consisting of 32.5 million barrels of oil, 7.8 million barrels of natural gas liquids, and 627 billion cubic feet of natural gas.

Monroe Capital Corp

Monroe Capital is an externally managed non-diversified, closed-end management investment company. The company's investment objective is to provide the total return to its stockholders in the form of income and capital appreciation through investment in senior secured, unitranche secured and junior secured debt and unsecured subordinated debt and equity investments.

Motorcar Parts of America Inc.

Motorcar Parts of America is a supplier of automotive aftermarket non-discretionary replacement parts and diagnostic equipment. The company's non-discretionary replacement parts are sold to automotive retail chain stores and warehouse distributors throughout North America and to main automobile manufacturers for both their aftermarket programs and warranty replacement programs. The company's hard parts portfolio includes: rotating electrical products such as alternators and starters, wheel hub assemblies and bearings, and brake master cylinders. The company's diagnostic equipment portfolio includes: bench top alternator and starter testing, production alternator and starter, and alternator and starter endurance.

National Healthcare Corp.

National HealthCare is engaged in the operation of skilled nursing facilities, assisted living facilities, independent living facilities and homecare programs. The company's business activities include providing sub-acute and post-acute skilled nursing care, intermediate nursing care, rehabilitative care, memory and Alzheimer's care, senior living services, and home health care services. The company has a non-controlling ownership interest in a hospice care business that services the company-owned health care centers and others. In addition, the company provides management services, accounting and financial services, as well as insurance services to third party operators of health care facilities.

NGL Energy Partners LP

Noble Midstream Partners LP

North American Construction Group

OPKO Health Inc.

Opko Health is a healthcare company. The company manages two segments: Diagnostics, which provides laboratory testing services utilized by healthcare providers in the detection, diagnosis, evaluation, monitoring, and treatment of diseases, including esoteric testing, molecular diagnostics, anatomical pathology, genetics, women's health and correctional healthcare; and Pharmaceutical, which includes Rayaldee for the treatment of secondary hyperparathyroidism in adults with chronic kidney disease (CKD) and vitamin D insufficiency, and Alpharen (Fermagate Tablets) for the treatment of hyperphosphatemia in CKD patients requiring regular hemodialysis.

PAPA MURPHYS HOLDINGS

Papa Murphy's Holding is a holding company. Through its subsidiaries, the company is a franchisor and operator of Take 'N' Bake pizza chains. The company's main menu offerings include: Signature pizzas, which include classic combinations with appeal; Gourmet Delite pizzas: which are its thin crust pizzas; Stuffed pizzas, which are two-layer, four-pound pizzas with meats and vegetables stuffed in two layers of dough; Fresh Pan pizza, which features pizzas with a thick, buttery crust; and Create Your Own pizzas, which comprise a customer selection of crust, sauce and any combination of its cheese, meat and vegetable toppings. As of Jan 1 2018, the company and its franchise owners operated 1,523 stores.

Prospect Capital Corporation

Prospect Capital is a financial services company that primarily lends to and invests in middle market privately-held companies. The company is a closed-end investment company. The company's investment objective is to generate both income and long-term capital appreciation through debt and equity investments. The company invests primarily in senior and subordinated debt and equity of private companies in need of capital for acquisitions, divestitures, growth, development, recapitalizations and other purposes.

RiceBran Technologies

RiceBran Technologies is an ingredient company serving food, animal nutrition and specialty markets focused on processing and marketing of healthy, natural and nutrient dense products derived from raw rice bran, an underutilized by-product of the rice milling industry. The company converts raw rice bran into various products including: stabilized rice bran (SRB); RiBalance, a rice bran nutritional package derived from further processing of SRB; RiSolubles, a nutritious, carbohydrate and lipid rich fraction of RiBalance; RiFiber, a protein and fiber rich insoluble derivative of RiBalance; and its family of ProRyza products, which includes derivatives composed of protein and protein/fiber blends.

Seacoast Banking Corporation of Florida

Seacoast Banking is a financial holding company. Through its subsidiary, Seacoast National Bank (Seacoast Bank), the company provides financial services including commercial and retail banking, wealth management, and mortgage services through banking solutions and Seacoast Bank's network of various branches and various commercial banking centers. Seacoast Bank also provides brokerage and annuity services. Seacoast Bank personnel managing the sale of these services are dual employees with LPL Financial, the company through which Seacoast Bank conducts brokerage and annuity services. The company's subsidiary, Seacoast Insurance Services, Inc., provides customers with access to a range of insurance products.

Stellus Capital Investment Corp

Stellus Capital Investment is an externally managed, closed-end, non-diversified management investment company. The company's investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation through debt and related equity investments in middle-market companies.

TCW Strategic Income Fund Inc.

Trinity Industries Inc.

Trinity Industries is a provider of railcar products and services in North America. The company has the following reportable segments: Railcar Leasing and Management Services Group, which provides operating leases for freight and tank railcars, as well as originates and manages railcar leases for third-party investors and provides fleet maintenance and management services to industrial shippers; Rail Products Group, which manufactures freight and tank railcars in North America used for transporting a variety of liquids, gases, and dry cargo, and also provides a range of maintenance services and solutions; and All Other, which includes the company's highway products business.

UMH Properties Inc.

UMH Properties is a self-administered and self-managed qualified real estate investment trust (REIT). The company's primary business is the ownership and operation of manufactured home communities, which includes leasing manufactured home spaces on an annual or month-to-month basis to residential manufactured home owners. The company also leases homes to residents, and through its wholly-owned REIT subsidiary, UMH Sales and Finance, Inc., sells and finances homes to residents and prospective residents of its communities. The company also owns a portfolio of REIT securities. The company owns and operates home communities located in New Jersey, New York, Ohio, Pennsylvania, Tennessee, Indiana, Michigan and Maryland.

Universal Insurance Holdings Inc.

Universal Insurance Holdings is a holding company. Through its subsidiaries, the company provides property and casualty insurance and insurance services. The company's products and services include: Insurance Products, which provide various types of personal residential insurance such as homeowners, renters/tenants, condo unit owners, and dwelling/fire; Risk Management, in which its subsidiary, Evolution Risk Advisors, Inc., advises on actuarial issues, oversees distribution, administers claims payments, performs policy administration and underwriting, and assists with reinsurance negotiations; and Distribution, which provides policies through its direct-to-consumer online distribution platforms.

W. P. Carey Inc.

W. P. Carey is an internally-managed diversified real estate investment trust (REIT). The company's business operates in two segments: Real Estate, in which the company invests in commercial real estate properties that are net-leased to tenants, primarily located in the U.S. and Northern and Western Europe; and Investment Management, in which the company manages tjhe portfolios of certain non-traded investment programs through its investment management business, non-traded REITs that have invested in lodging and lodging-related properties, and a private limited partnership formed for the purpose of developing, owning, and operating student housing properties and similar investments in Europe.

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Analysts
Jonathan Moreland

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