Report
Jonathan Moreland
EUR 9.46 For Business Accounts Only

InsiderInsights Weekly Tables: October 24, 2020

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
ACNB Corp.

ACNB is a financial holding company. The company provides banking, insurance, and financial services to businesses and consumers through its wholly-owned subsidiaries, ACNB Bank (the Bank) and Russell Insurance Group, Inc. (RIG). The Bank engages in commercial and consumer banking and wealth management services through its community banking office locations in Adams, Cumberland, Franklin, and York Counties, PA. Through its nonbanking subsidiary, RIG, the company provides a range of property and casualty and group life and health insurance to both commercial and individual clients.

Amazon.com Inc.

Amazon.com serves consumers through its online and physical stores. The company also manufactures and sells electronic devices, including Kindle, Fire tablet, Fire TV, Echo, and Ring, and the company develops and produces media content. The company operates customer service centers and provides programs that enable sellers to grow their businesses, sell their products in its stores, and fulfill orders through the company The company serves developers and enterprises of various sizes, including start-ups, government agencies, and academic institutions, through its Amazon Web Services segment, which provides a set of global compute, storage, database, and other service offerings. The company also provides services, such as advertising.

American Equity Investment Life Holding Company

American Equity Investment Life Holding is a holding company. The company is engaged in the development and sale of fixed index and fixed rate annuity products. The company issues fixed annuity products through its subsidiaries, American Equity Investment Life Insurance Company, American Equity Investment Life Insurance Company of New York and Eagle Life Insurance Company. The company's products include: Fixed Index Annuities, which allow policyholders to earn index credits based on the performance of a particular index without the risk of loss of their account value; and Fixed Rate Annuities, which include annual reset and multi-year rate guaranteed products, and also sell single premium immediate annuities.

Arcutis Biotherapeutics, Inc.

Cadence Bancorporation

Cadence is a bank holding company. The company is engaged in commercial lending to middle-market customers and provide a range of commercial loans to middle-market commercial businesses, individuals and business owners. The company's loan portfolio includes commercial and industrial loans, residential real estate loans, commercial real estate loans and other consumer loans. The company also provides its customers a variety of deposit products, including checking accounts, savings accounts, money market accounts and other deposit accounts, through multiple channels, including its network of full-service branches, drive-thru branches, ATMs, ITMs, and its online, mobile and telephone banking platforms.

Catalyst Pharmaceuticals

Catalyst Pharmaceuticals is a biopharmaceutical company focused on developing and commercializing therapies for people with rare, debilitating, chronic neuromuscular and neurological diseases. The company has licensed the North American rights to Firdapse?, a proprietary form of amifampridine phosphate, or chemically known as 3,4-diaminopyridine phosphate, from BioMarin Pharmaceutical Inc. for the treatment of patients with Lambert-Eaton Myasthenic Syndrome, Congenital Myasthenic Syndromes and Myasthenia Gravis. In addition, the company has launched Firdapse? in the United States, selling through a field force in neurologic, central nervous system or rare disease products consisting of field personnel.

Cigna Corporation

Cigna is a global health service organization. The company's segments are: Integrated Medical, which includes its employer-sponsored medical coverage and Medicare offerings for seniors and individual insurance offerings to non-seniors both on and off the public health insurance exchanges; Health Services, which consists of the pharmacy benefit management and certain health management services; International Markets, which provides a range of medical and supplemental health, life, and accident benefits to individuals and employers; and Group Disability and Other, which includes its commercial long- and short-term disability products, and its term life group insurance products.

Continental Resources Inc.

Continental Resources is an independent crude oil and natural gas company engaged in the exploration, development, and production of crude oil and natural gas mainly in the North, South and East regions of the U.S. The North region consists of properties north of Kansas and west of the Mississippi River and includes North Dakota Bakken, Montana Bakken, and the Red River units. The South region includes all properties south of Nebraska and west of the Mississippi River including various plays in the South Central Oklahoma Oil Province and Sooner Trend Anadarko Canadian Kingfisher areas of Oklahoma. The East region is comprised of undeveloped leasehold acreage east of the Mississippi River.

Corporate Office Properties Trust

Corporate Office Properties Trust is a real estate investment trust. Corporate Office Properties, L.P. (COPLP) and subsidiaries is the entity through which the company, the sole general partner of COPLP, conducts almost all of its operations and owns almost all of its assets. The company owns, manages, leases, develops and selectively acquires office and data center properties. The majority of the company's portfolio is in locations that support the United States Government and its contractors that engaged in national security, defense and information technology related activities servicing. The company also owns office properties in select urban/urban-like submarkets in the Greater Washington, DC/Baltimore region.

Eaton Vance Floating Rate Income Trust

Eton Pharmaceuticals

Eton Pharmaceuticals is a specialty pharmaceutical company focused on developing and commercializing pharmaceutical products utilizing the FDA's 505(b)(2) regulatory pathway. The company's product candidates focuses on liquid formulation, including injectables, oral liquids, and ophthalmics. The company's formula products include: EM-100, an ophthalmic solution indicated for the treatment of allergic conjunctivitis; ET-202, an injectable product candidate to be used in the hospital setting; ET-103, an oral liquid formulation of levothyroxine for the treatment of hypothyroidism; and ET-203, an injectable product candidate to be used in the hospital setting.

Eyenovia Inc

Eyenovia is a clinical stage ophthalmic biopharmaceutical company developing a pipeline of microdose therapeutics utilizing the company's patented piezo-print delivery technology, branded the Optejet?. The company's MicroStat is a fixed combination formulation of phenylephrine-tropicamide for mydriasis (pupil dilation). MicroPine is a topical therapy for the treatment of progressive myopia. MicroProst is a latanoprost formulation for lowering intraocular pressure in patients with ocular hypertension, primary open angle glaucoma, and chronic angle closure glaucoma. MicroTears is the company's over-the-counter product candidate for hyperemia (red eye), pruritis (itch) and dry eye.

First American Financial Corporation

Five Prime Therapeutics Inc.

Five Prime Therapeutics is a clinical-stage biotechnology company focused on discovering and developing protein therapeutics. The company's key product candidates are: FPA150, which is a CD8 T cell checkpoint inhibitor antibody that targets B7-H4 that it is studying in a clinical trial in multiple cancers; FPT155, which is a soluble CD80 fusion protein that enhances co-stimulation of T cells through CD28 that the company is studying in a clinical trial in multiple cancers; and Cabiralizumab (FPA008) is an antibody that the company and its partner Bristol-Myers Squibb Company, or BMS, are studying in clinical trials in multiple cancers in combination with BMS's PD-1 immune checkpoint inhibitor, Opdivo? (nivolumab).

Franklin Wireless Corp.

GEOVAX LABS INC

Gossamer Bio

Gossamer Bio is a clinical-stage biopharmaceutical company focused on discovering, acquiring, developing and commercializing therapeutics in immunology, inflammation and oncology. The company has four clinical-stage product candidates: GB001 (Prostaglandin D2 receptor 2 Antagonist), which is for the treatment of moderate-to-severe eosinophilic asthma and other allergic conditions; GB002 (Platelet-derived growth factor Receptor Kinase Inhibitor), which is for the treatment of pulmonary arterial hypertension; GB004 (Hypoxia inducible factor-1a Stabilizer), which is for the treatment of inflammatory bowel disease; and GB1275 (CD11b Modulator), which is for the treatment of oncology indications.

Great Elm Capital Corp

H&Q Healthcare Investors

Hartford Financial Services Group Inc.

Hartford Financial Services Group is a holding company. Through its subsidiaries, the company provides property and casualty insurance, group benefits insurance and services, and mutual funds and exchange-traded products. The company has five segments: Commercial Lines, which provides automobile, property, general liability, and marine coverages; Personal Lines, which provides automobile and homeowners coverages; Property and Casualty Other Operations, which provides group life, group disability, and other products; and Hartford Funds, which provides mutual fund, exchange-traded products, and Talcott Resolution life and annuity separate accounts.

Heritage Global

InspireMD

Invesco Dynamic Credit Opportu

LogicBio Therapeutics

LogicBio Therapeutics is a genome editing company focused on developing medicines to treat rare diseases in patients with unmet medical need using GeneRide, its proprietary technology platform. The company's GeneRide technology is designed to integrate corrective genes into a patient's genome to provide a stable therapeutic effect. The company is initially targeting rare liver disorders in pediatric patients where it is critical to provide treatment early in a patient's life before irreversible disease pathology can occur. The company's main product candidate, LB-001, is for the treatment of Methylmalonic Acidemia, a life-threatening disease that presents at birth.

Loop Industries

Marchex Inc. Cl B

Marchex is a call analytics company that helps businesses connect, drive, measure and convert callers into customers. The company's primary product offerings include: Marchex Call Analytics, which is an analytics platform for enterprises; Marchex Display and Video Analytics, which is a product for marketers that buy digital display advertising; Marchex Site Analytics, which is a product for marketers that can drive phone calls from websites; Marchex Social Analytics, which is a product for marketers that buy social media advertising; Marchex Call Marketplace, which is a mobile advertising network for businesses; and Local Leads, which is an advertising solution for small business resellers.

Medpace Holdings Inc.

Medpace Holdings is a holding company. Through its subsidiaries, the company is a clinical contract research organization focused on providing scientifically-driven outsourced clinical development services to the biotechnology, pharmaceutical and medical device industries. The company provides a range of services supporting the clinical development process from Phase I to Phase IV. The company provides these services across a range of therapeutic areas. The company's line of clinical development services includes, but is not limited to, study start-up, patient recruitment and retention, clinical monitoring, risk-based monitoring, medical writing, data management, pharmacovigilance, and molecular and genetic testing.

Neonode Inc.

Neonode develops optical touch and gesture solutions for human interaction with devices. The company provides its primary technology under the brand name zForce. In addition to its licensing business, the company designs and manufactures sensor modules that incorporate its zForce AIR technology. The company sells its embedded sensors components to Original Equipment Manufacturers, Original Design Manufacturers and Tier 1 suppliers for use in their products. The company also sells its Neonode branded AirBar product that incorporates one of its sensor modules through distributors and directly to consumers. The company provides technology licensing, sells embedded sensor modules and engineering consulting services.

Net 1 U.E.P.S. Technologies Inc.

Net 1 UEPS Technologies provides financial technology, products and services. The company has developed and owns most of its payment technologies, and where possible, utilizes this technology to provide financial and services to its customers by including them into the formal financial system. The company's primary payment technology is called the Universal Electronic Payment System (UEPS), and its EMV interoperable derivative, UEPS/EMV, utilizes a form of distributed ledger technology, providing decentralized and biometrically secure smart cards that operate in real-time but both off-line and on-line. The company's financial inclusion products and services are delivered through its UEPS-based core banking system.

Neuberger Berman MLP Income Fund Inc.

Oak Valley Bancorp

Oak Valley is a bank holding company. Through its subsidiary, Oak Valley Community Bank (the Bank), the company provides basic banking services to individuals and business enterprises in Oakdale, CA and the surrounding areas. The Bank provides a complement of business checking and savings accounts for its business customers. The Bank also provides commercial and real estate loans, as well as lines of credit. The Bank provides other services for both individuals and businesses including online banking, remote deposit capture, mobile banking, merchant services, night depository, extended hours, wire transfer of funds, note collection, and automated teller machines in a national network.

Patriot Minefinders Inc.

PROTEON THERAPEUTICS INC

Pure Cycle Corp.

Pure Cycle is a wholesale water and wastewater company. The company provides wholesale water and wastewater services; designs, constructs, operates and maintains water and wastewater systems; supplies untreated water for hydraulic fracturing and other commercial/industrial uses; and operates a land development segment that is developing a master planned mixed-use community. The company owns or controls the infrastructure required to withdraw, treat, store and deliver water (such as wells, diversion structures, pipelines, reservoirs and treatment facilities); collect, treat, store and reuse wastewater; and treat and deliver reclaimed water for irrigation use.

Royce Focus Trust, Inc.

Royce Value Trust Inc.

Safety Insurance Group Inc.

Safety Insurance Group is a holding company. Through its subsidiaries, the company is a provider of private passenger, commercial automobile and homeowners insurance in Massachusetts. The company's product lines include: Private Passenger Automobile, which provides coverage for bodily injury and property damage to others, no-fault personal injury coverage for the insured/insured's car occupants, and physical damage coverage for an insured's own vehicle for collision or other perils; Commercial Automobile, which provides insurance for commercial vehicles used for business purposes; and Inland Marine, which provides inland marine coverage as an endorsement for all homeowners and business owner policies.

SELECTA BIOSCIENCES

Selecta Biosciences is a biopharmaceutical company using its ImmTOR? platform, designed to induce tolerance to biologic therapies that would otherwise be limited by immunogenicity to treat rare and serious diseases. The company's product candidate, SEL-212, is a combination of a therapeutic uricase enzyme (pegadricase) and its ImmTOR platform that is designed to control serum uric acid levels in patients with chronic refractory gout through monthly administration. The company is applying its ImmTOR platform to mitigate the formation of anti-drug antibodies when dosing gene therapy. The company's investigational gene therapy program targets the treatment of rare genetic diseases, including methylmalonic acidemia.

Sound Financial Bancorp Inc

Sound Financial Bancorp is a bank holding company. Through its subsidiary, Sound Community Bank, the company is engaged in accepting retail and commercial deposits from the general public and investing those funds, along with borrowed funds, in loans secured by first and second mortgages on one- to four-family residences (including home equity loans and lines of credit), commercial and multifamily real estate, construction and land, consumer and commercial business loans. The company provides a variety of deposit accounts to both consumers and businesses, including savings accounts, money market deposit accounts, negotiable order of withdrawal accounts, demand accounts and certificates of deposit.

Source Capital Inc.

Stone Harbor Emerging Markets Income Fund

Tejon Ranch Co.

Tejon Ranch is a real estate development and agribusiness company. The company's segments are: Real Estate-Commercial/Industrial, which is involved in building, land lease activities, and land and building sales; Real Estate-Resort/Residential, which is involved in the land entitlement and development process internally and through a joint venture; mineral resources, which includes oil and gas royalty leases, rock and aggregate mining leases, a lease with National Cement and sales of water; Farming Operations, which is engaged in the sale of wine grapes, almonds and pistachios; and Ranch Operations, which consists of game management and ancillary land uses such as grazing leases and filming.

Tekla Life Sciences Investors

Tucows Inc.

Tucows is a distributor of Internet services, including domain name registration, digital certificates, and email. Co. provides these services primarily through an Internet-based distribution network of Internet Service Providers, web hosting companies and other providers of Internet services to end-users. Co. is organized and managed in two segments: Network Access Services, which includes mobile, fixed Internet access services, Internet hosting and network consulting services; and Domain Services, which includes wholesale and retail domain name registration services, other services and portfolio services.

Winmark Corp.

Winmark is a franchisor of retail store concepts that buy, sell, and trade used merchandise. Each of the company's retail store brands provide used merchandise at savings from the price of new merchandise. The company's concepts also provide some new merchandise to customers. The company has two reportable business segments, franchising and leasing. The franchising segment franchises retail store concepts that buy, sell, trade and consign merchandise as well as provides consulting services related to franchising. The leasing segment includes Winmark Capital Corporation, its middle-market equipment leasing business and Wirth Business Credit, Inc., its small-ticket financing business.

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Analysts
Jonathan Moreland

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