Report
Jonathan Moreland
EUR 9.34 For Business Accounts Only

InsiderInsights Weekly Report: November 5, 2022

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Align Technology Inc.

Align Technology is a medical device company engaged in the design, manufacture and marketing of Invisalign? clear aligners and iTero? intraoral scanners and services for orthodontics, restorative and aesthetic dentistry. The company's segments are: Clear Aligner, which includes the Invisalign System, a method for treating malocclusion based on a proprietary computer-simulated virtual treatment plan and a series of doctor-prescribed, custom manufactured, clear plastic, removable aligners; and Scanners and Services, which includes Intraoral scanning that enables the dental practitioner to create a 3D image of the patient's teeth (digital scan) using a handheld intraoral scanner.

American Assets Trust Inc.

American Assets Trust is a self-administered real estate investment trust that owns, operates, acquires and develops retail, office, multifamily and mixed-use properties in Southern California, Northern California, Oregon, Washington, Texas and Hawaii. The company operates in four segments: Retail, which primarily include rental of retail space and other tenant services, including tenant reimbursements, parking and storage space rental; Office, which primarily include rental of office space and other tenant services; Multifamily, which include rental of apartments and other tenant services; and Mixed-use, which include rental of retail space and other tenant services.

Appian

Appian provides low-code automation platform that accelerates the creation of business applications, enabling its customers to automate their business. The company's platform automates the creation of forms, data flows, records, reports and other software elements that would otherwise need to be manually coded. The company'snSelf-Assembling Interface Layer technology ensures that applications developed on its platform can be deployed across a range of mobile and desktop devices, including desktop web browsers, tablets and mobile phones. The company's platform can be deployed in the cloud or on-premises, with organizations able to access the same functionality and data sources in various cases.

APPLIED BLOCKCHAIN INC

Atlantic Union Bankshares Corp

Audiovox Corporation

Bank of the James Financial Group Inc.

Bank of the James Financial Group is a bank holding company. Through its wholly-owned subsidiary bank, Bank of the James (the Bank), the company is engaged in lending and deposit gathering activities in Region 2000 and other markets in Central Virginia. The company conducts two principal activities: general retail and commercial banking through the Bank; and mortgage brokerage services through the Bank, a division of the Bank. In addition, the company provides securities brokerage and other investment services through BOTJ Investment, a division of the Bank, and acts as an agent for insurance and annuity products through BOTJ Insurance, Inc., a wholly-owned subsidiary of the Bank.

Barnes Group Inc.

Barnes Group provides engineered products, industrial technologies, and solutions. The company's products and services are used in applications including aerospace, transportation, manufacturing, automation, healthcare, and packaging. The company's segments are: Industrial, which provides precision components, products and systems for critical applications serving various customer base in end-markets such as transportation, industrial equipment, automation, personal care, packaging, electronics, and medical devices; and Aerospace, which manufactures fabricated and precision machined components and assemblies for turbine engines, nacelles and structures for both commercial and military aircraft.

Black Diamond Therapeutics, Inc.

Charter Communications Inc. Class A

Charter Communications is a holding company. Through its subsidiaries, the company is a cable operator and a broadband communications company providing video, Internet and voice services. The company also provides its mobile service to residential customers. In addition, the company sells video and online advertising inventory to local, regional and national advertising customers and communications and managed solutions to enterprise customers. The company also owns and operates regional sports networks and local sports, news and community channels. The company owns and operates a two-way telecommunications network which passes various households and small and medium businesses across United States.

ClearBridge Energy MLP Opportunity Fund Inc.

Clene Inc

Coinbase Global, Inc.

CVD Equipment

CVD Equipment designs, develops and manufactures a range of chemical vapor deposition, gas control and other equipment and process solutions used to develop and manufacture materials and coatings for research and industrial applications. The company operates through three segments: CVD/First Nano, which supplies chemical vapor deposition systems; SDC, which designs and manufactures ultra-high purity gas and chemical delivery control systems; and CVD Materials, which has several elements and product groups including the Tantaline corrosion resistant surface treatment, the MesoScribe direct write, the Electronic Materials for electronics and Carbon Composite products.

Daleigh Holdings Corp

DaVita Inc.

DaVita is a healthcare provider focused on transforming care delivery to improve quality of life for patients. The company's United States dialysis business provides kidney dialysis services for patients suffering from end stage renal disease (ESRD). The company's dialysis services include outpatient hemodialysis services, hospital inpatient hemodialysis services, home-based dialysis services, ESRD laboratory services, and management services. The company's ancillary services and strategic initiatives businesses include disease management services, physician services, ESRD Seamless Care Organization joint ventures, clinical research programs, vascular access services, as well as international dialysis operations.

First US Bancshares Inc

First US Bancshares is a bank holding company. Through its First US Bank subsidiary (the Bank), the company conducts a commercial banking business and provides banking services such as demand, savings, individual retirement account and time deposits, personal and commercial loans, safe deposit box services and remote deposit capture. The Bank's subsidiaries are: Acceptance Loan Company, Inc. (ALC), which is a finance company that performs indirect lending through third-party retailers and consumer finance lending through a branch network; and FUSB Reinsurance, Inc., which underwrites credit life and credit accident and health insurance policies sold to the Bank's and ALC's consumer loan customers.

Fortress Transportation and Infrastructure Investors LLC

Guaranty Bancshares Inc.

Guaranty Bancshares is a bank holding company. Through its subsidiary, the company provides a variety of loans, including commercial lines of credit, working capital loans, commercial real estate-backed loans, term loans, equipment financing, acquisition, expansion and development loans, borrowing base loans, real estate construction loans, homebuilder loans, letters of credit and other loan products. The company provides a range of deposit products and services, including a variety of checking and savings accounts, certificates of deposit, money market accounts, debit cards, remote deposit capture, online banking, mobile banking, e-Statements, bank-by-mail and direct deposit services.

Harmony Biosciences Holdings

Horizon Bancorp Inc

Horizon Bancorp is a bank holding company. Through its bank subsidiary, Horizon Bank (the Bank) and other affiliated entities and its subsidiary, Horizon Risk Management, Inc., the company provides a range of banking services in northern and central Indiana and southern and central Michigan. The Bank is a commercial bank providing commercial and retail banking services, corporate and individual trust and agency services and other services incident to banking. The Bank's subsidiaries include: Horizon Investments, Inc., which manages the investment portfolio of the Bank; and Horizon Properties, Inc., which manages the real estate investment trust.

Insmed Incorporated

Insmed is a biopharmaceutical company focused on improving the lives of patients with rare diseases. The company's proprietary Pulmovance? technology uses charge-neutral liposomes to deliver amikacin directly to the lungs where liposomal amikacin is taken up by the lung macrophages where the MAC infection resides. The company's product pipeline: INS1007, an oral, reversible inhibitor of dipeptidyl peptidase 1, an enzyme responsible for activating neutrophil serine proteases in neutrophils when they are formed in the bone marrow; INS1009, an investigational inhaled treprostinil prodrug formulation that has the potential to manage certain of the limitations of existing prostanoid therapies.

Intel Corporation

Intel is a data-centric company. The company's operating segments are: Data Center Group, which develops platforms for compute, storage, and network functions; Internet of Things Group, which facilitates its customers creating, storing, and processing data; Mobileye, which provides assistance and automation solutions; Non-Volatile Memory Solutions Group, which provides memory and storage products based on Intel? Optane? technology and Intel? 3D NAND technology; Programmable Solutions Group, which provides programmable semiconductors; and Client Computing Group, which connects people to data, allowing each person to focus, create, and engage in ways that unlock their individual potential.

JELD-WEN Holding Inc.

JELD-WEN Holding is a holding company. Through its subsidiaries, the company is a door and window manufacturer. The company designs, produces, and distributes a range of interior and exterior doors, wood, vinyl, and aluminum windows, and related products for use in the construction and repair and remodel of residential homes and, to a lesser extent, non-residential buildings. The company markets its products under the JELD-WEN brand, along with several brands such as Swedoor and DANA in Europe and Corinthian, Stegbar, and Trend in Australia. The company's customers include wholesale distributors and retailers as well as individual contractors and consumers. The company has three segments: North America, Europe, and Australasia.

MERUS B V

Newmont Corporation

NGM Biopharmaceuticals

NGM Biopharmaceuticals is a biopharmaceutical company. The company is focused on the following programs: Aldafermin, which is for the treatment of non-alcoholic steatohepatitis (NASH); NGM313 (MK-3655), which is for the treatment of NASH and type 2 diabetes; NGM120, which is designed to block the effects of elevated growth differentiation factor 15 levels on cancer anorexia/cachexia syndrome, and, possibly, tumors; NGM217, which is designed to restore pancreatic islet function and increase insulin production in patients with diabetes; NGM621, which is designed to decrease levels of this protein implicated in the dry form of AMD; and NGM395, which is for the treatment of metabolic syndrome.

PACIFIC CITY FINANCIAL CORP

Prudential Global Short Duration High Yield Fund, Inc.

Rocket Companies

TELA Bio

Tela Bio is a commercial stage medical technology company focused on designing, developing and marketing a new category of tissue reinforcement materials to address unmet needs in soft tissue reconstruction. The company offers a portfolio of advanced reinforced tissue matrices that improve clinical outcomes and reduce overall costs of care in hernia repair, abdominal wall reconstruction and plastic and reconstructive surgery. The company's products are an innovative solution that integrate multiple layers of minimally-processed biologic material with interwoven polymers in a unique embroidered pattern, which the company refers to as a reinforced tissue matrix. The company serves customers in the United States.

Templeton Global Income Fund

TriMas Corporation

TriMas is an industrial manufacturer of products for customers in the consumer products, aerospace, industrial, petrochemical, refinery and oil and gas end markets. The company's brands include Rieke?, TriMas Aerospace?, Lamons? and Norris Cylinder? and Arrow? Engine Company. The company operates businesses in three reportable segments: Packaging, which is a designer and manufacturer of closure and dispensing systems for a range of end markets; Aerospace segment, which is comprised of TriMas Aerospace, which includes the Monogram Aerospace Fasteners, Allfast Fastening Systems and Martinic Engineering brands; Specialty Products segment, which is comprised of Norris Cylinder, Lamons and Arrow Engine Company.

Tronox Holdings Plc

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Analysts
Jonathan Moreland

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