Report
Jonathan Moreland

Weekly Insider Tables: June 23, 2018

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
American Assets Trust Inc.

American Assets Trust is a self-administered real estate investment trust that owns, operates, acquires and develops retail, office, multifamily and mixed-use properties in Southern California, Northern California, Oregon, Washington, Texas and Hawaii. The company operates in four segments: Retail, which primarily include rental of retail space and other tenant services, including tenant reimbursements, parking and storage space rental; Office, which primarily include rental of office space and other tenant services; Multifamily, which include rental of apartments and other tenant services; and Mixed-use, which include rental of retail space and other tenant services.

Apollo Endosurgery

Apollo Endosurgery is a holding company. Through its subsidiaries, the company is focused on the design, development and commercialization of medical devices to develop gastrointestinal (GI) therapeutic endoscopy. The company's products are used to provide interventional therapy to patients who suffer from obesity and the co-morbidities associated with obesity, other GI conditions including closure of acute perforations and chronic fistulas; inadvertent perforation of the GI tract; tissue closure after the removal of abnormal lesions in the esophagus, stomach or colon and in the treatment of swallowing disorders as well as to suture in place esophageal stents in order to prevent their migration.

Aqua Metals Inc

Aqua Metals is engaged in the business of recycling lead through a proprietary and patent-pending process that the company developed and named AquaRefining. AquaRefining uses an aqueous solvent and an electro-chemical process to produce lead suitable for use in lead acid battery (LAB) production. The company's AquaRefining process has two key elements. The first is the company's use of a proprietary, non-toxic solvent that dissolves lead compounds. The second is a proprietary electro-chemical process and electrolyzer that converts the dissolved lead compounds into high purity lead suitable for use in LAB production. The company's AquaRefining process can generate lead and lead-based products, and recovered plastic chips.

BioSpecifics Technologies

Biospecifics Technologies is a biopharmaceutical company involved in the development of an injectable collagenase clostridium histolyticum (CCH). The company maintains intellectual property with respect to injectable CCH that treats, among other indications, Dupuytren's contracture (DC), Peyronie's disease (PD), frozen shoulder syndrome, and uterine fibroids. Injectable CCH is approved and marketed under the trademark XIAFLEX? for the treatment of both DC and PD. The company is evaluating CCH as a treatment for uterine fibroids. Under its license agreement with Endo International plc's (Endo), Endo has the right to develop CCH for frozen shoulder and plantar fibromatosis, and other licensed indications.

Bruker Corporation

Bruker is a developer, manufacturer and distributor of scientific instruments and analytical and diagnostic solutions. Majority of the company's products are used to detect, measure and visualize structural characteristics of chemical, biological and industrial material samples. The company also develops, manufactures and distributes a range of field analytical systems for chemical, biological, radiological, nuclear and explosives detection. The company also develops, manufactures and markets high and low temperature superconducting materials and devices based primarily on metallic low temperature superconductors. The company's segments include: Bruker Scientific Instruments and Bruker Energy and Supercon Technologies.

Capital Southwest Corp.

Capital Southwest is an internally managed closed-end, non-diversified management investment company. The company's investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.

CAPSTAR FINANCIAL HOLDINGS

CapStar Financial Holdings is a bank holding company. Through its subsidiary, CapStar Bank, the company is engaged as a bank that seeks to establish and maintain relationships with its clients by delivering banking solutions and client service. The company's products and services include commercial real estate loans, private banking and wealth management services for the owners and operators of its business clients and other individuals and correspondent banking services for Tennessee's smaller community banks. The company provides deposit products and services, including demand deposits, interest-bearing transaction accounts, time and savings deposits, certificates of deposit and CDARS? reciprocal products.

Catasys Inc.

Catasys is using predictive analytics, artificial intelligence and telehealth, combined with human intervention to deliver improved member health and cost savings to health plans. The company applies data analytics and predictive modeling to identify members with untreated behavioral health conditions, whether diagnosed or not, and coexisting medical conditions that may be impacted through treatment in the OnTrak program. The company's technology enabled OnTrak solution is an integrated suite of services that includes evidence-based psychosocial and medical interventions delivered either in-person or via telehealth, nurse-led care coaching and local community support.

Century Bancorp Inc. Cl A

Century Bancorp is a bank holding company. Through its subsidiary, Century Bank and Trust Company, the company provides services to commercial enterprises, state and local governments and agencies, non-profit organizations and individuals. The company also provides securities brokerage services through a program called Investment Services at Century Bank, which is supported by LPL Financial, a third party securities brokerage business. The company grants single-family and multi-family residential loans, commercial and commercial real estate loans, municipal loans, and a variety of consumer loans. In addition, the company provides savings accounts, NOW accounts, demand deposits, time deposits and money market accounts.

Contango Oil & Gas Co.

Contango Oil & Gas is an independent oil and natural gas company. The company's business is focused on the production from its offshore properties in the shallow waters of the Gulf of Mexico and onshore properties in Texas and Wyoming. The company is also engaged in the exploration, development, exploitation, production, and acquisition of crude oil and natural gas properties in West Texas, the onshore Texas Gulf Coast and the Rocky Mountain regions of the United States.

Developers Diversified Realty Corporation

Dollar Tree Inc.

Dollar Tree is an operator of discount variety stores. The company's stores operate under the names of Dollar Tree, Family Dollar and Dollar Tree Canada. The company's segments are: Dollar Tree, which is the operator of discount variety stores providing merchandise at the fixed price point of $1.00; and Family Dollar, which operates general merchandise discount retail stores. The merchandise mix in the company's Dollar Tree stores consists of consumable merchandise, variety merchandise, and seasonal goods. The merchandise mix in the company's Family Dollar stores consists of consumable merchandise, home products, apparel and accessories merchandise, and seasonal and electronics merchandise.

EVINE Live

EVINE Live is a digital commerce company. The company provides a range of proprietary, exclusive and name-brand merchandise in the categories of jewelry and watches, home and consumer electronics, beauty and fashion and accessories directly to consumers via television, online and mobile devices. The company's television shopping network, Evine, provides entertaining content in a digital shopping experience 24 hours a day. The company also operates evine.com, a digital commerce platform that sells products which appear on the company's television shopping network as well as an extended assortment of online-only merchandise. The company's programming and products are also marketed via mobile devices and social media channels.

Exela Technologies Inc.

Exela Technologies is a provider of transaction processing solutions, enterprise information management, document management and digital business process services. The company has three segments: Information and Transaction Processing, which provides solutions and services designed to aid businesses in information capture, processing, decisioning and distribution; Healthcare Solutions, which operate and maintain a consulting and outsourcing business focusing on both the healthcare provider and payer markets; and Legal and Loss Prevention Services, which provide a line of legal services in connection with class action, bankruptcy labor, claims adjudication and employment and other legal matters.

FleXos S.A.

Flexos SA.. The Company's principal activity is to undertake activities in the field of computing solutions and security. The Company undertakes selling hardware and software, installation and maintenance of networks, providing different IT services. The Company also provides security to cope with new threats, by providing anti-virus solutions for networks and personal computers, provides firewall facilities for networks and distant access. The Company operates in its domestic market.

Fluidigm

Fluidigm creates, manufactures, and markets a range of products and services, including instruments, reagents and software that are used by researchers worldwide. The company markets technologies and life science tools, including preparatory and analytical instruments for Mass Cytometry, polymerase chain reaction, Library Prep, Single Cell Genomics, and consumables, including integrated fluidic circuits, assays, and reagents. The company's product offerings include: Mass Cytometry, Microfluidics and Single Cell Microfluidics.

Forestar Group Inc.

Forestar Group is a residential lot development company. The company manages its operations through its real estate reporting segment. The majority of the company's real estate projects are single-family residential communities. The company acquires land for use in its development operations. The company's land development work is performed by subcontractors. The company monitors land development activities, participates in main decisions, coordinates the activities of subcontractors and suppliers, reviews the work of subcontractors and monitors compliance with building codes or other regulations. The company also makes short term investments in finished lots and undeveloped land with the intent to sell these assets within a time period.

Frank's International NV

General Finance Corp.

General Finance is a holding company. Through its subsidiaries, the company is a rental services company providing portable storage, modular space and liquid containment solutions. The company's branch locations across North America and the Asia-Pacific provide a range of portable storage units, including its steel containers, office container, mobile office and modular space products and steel tanks that provide the company's customers a way to meet their temporary storage and space needs. The company's customers use its storage and space units for a variety of applications, including the temporary storage of materials, supplies, equipment, retail merchandise inventories, documents and liquid storage and for office use.

Greene County Bancorp Inc.

Greene County Bancorp is a holding company for its subsidiary, The Bank of Greene County (the Bank). Through the Bank, the company is engaged in accepting retail deposits from the general public in the areas surrounding its branches and investing those deposits, together with funds generated from operations and borrowings, primarily in residential mortgage loans, commercial real estate mortgage loans, consumer loans, home equity loans and commercial business loans. The Bank also invests a portion of its assets in state and political subdivision securities and mortgage-backed securities. The company's other subsidiary, Greene Risk Management, Inc., is operating as a pooled captive insurance company.

Immunomedics Inc.

Immunomedics is a clinical-stage biopharmaceutical company developing monoclonal antibody-based products for the targeted treatment of cancer. The company's product candidate is sacituzumab govitecan (IMMU-132), an antibody-drug conjugate for the treatment of patients with metastatic triple-negative breast cancer who previously received at least two prior therapies for metastatic disease. The company also has other product candidates, which target solid tumors and hematologic malignancies in various stages of clinical and preclinical development, such as labetuzumab govitecan that binds the CEACAM5 antigen expressed on CRC and other solid cancers, and IMMU-140 for the treatment of hematologic malignancies.

Infinity Pharmaceuticals

Infinity Pharmaceuticals is a biopharmaceutical company focused on developing medicines for people with cancer. The company is focusing its efforts on developing IPI-549, an orally administered, clinical-stage, immuno-oncology product candidate that selectively inhibits the enzyme phosphoinositide-3-kinase-gamma. The company's ongoing Phase 1/1b study MAcrophage Reprogramming in Immuno-Oncology is designed to evaluate the safety, tolerability, pharmacokinetics, pharmacodynamics, and activity for IPI-549 both as a monotherapy and in combination with nivolumab, also known as Opdivo?, in patients with advanced solid tumors.

Jones Energy

Jones Energy is a holding company. Through its subsidiaries, the company is an oil and gas company engaged in the exploration, development, production and acquisition of oil and natural gas properties in the mid-continent U.S., spanning areas of Texas and Oklahoma. The company's operations are focused on horizontal drilling and completions within two areas in Oklahoma and Texas: the Eastern Anadarko Basin, which targets the Woodford shale and Meramec formations in the Merge area of the STACK/SCOOP plays; and the Western Anadarko Basin, which targets the Cleveland, Granite Wash, Tonkawa and Marmaton formations. As of Dec 31 2017, the company had estimated proved reserves of 104,812,000 barrels of oil equivalent.

Legacy Reserves

Legacy Reserves is engaged in the acquisition and development of oil and natural gas properties. The company owns and operates oil and natural gas producing properties located primarily in East Texas, the Permian Basin (West Texas and Southeast New Mexico), Rocky Mountain and Mid-Continent regions of the United States. The company is focused on two activities: the acquisition of producing oil and natural gas properties and the development of properties in established producing trends. As of Dec 31 2016, the company had proved reserves of 144.8 million barrels of oil equivalent, consisting of 32.5 million barrels of oil, 7.8 million barrels of natural gas liquids, and 627 billion cubic feet of natural gas.

Lexicon Pharmaceuticals Inc.

Lexicon Pharmaceuticals is a biopharmaceutical company. The company is commercializing XERMELO? (telotristat ethyl), an orally-delivered small molecule drug for the treatment of carcinoid syndrome diarrhea in combination with somatostatin analog (SSA) therapy in adults inadequately controlled by SSA therapy. The company is developing Zynquista? (sotagliflozin), an orally-delivered small molecule drug candidate, as a treatment for type 1 2 diabetes. The company is also developing sotagliflozin as a treatment for type 2 diabetes, heart failure and chronic kidney disease. The company is developing LX9211, an orally-delivered small molecule drug candidate, as a treatment for neuropathic pain.

LKQ Corporation

LKQ is a holding company. Through its subsidiaries, the company provides alternative vehicle collision replacement products and alternative vehicle mechanical replacement products. The company is also a provider of alternative vehicle replacement and maintenance products in the United Kingdom, Germany, the Benelux region (Belgium, Netherlands, and Luxembourg), Italy, Czech Republic, Poland, Slovakia, Austria, and other European countries. In addition to its wholesale operations, the company operates self service retail facilities across the United States that sell recycled automotive products from end-of-life-vehicles. The company is also a distributor of specialty vehicle aftermarket equipment and accessories.

Macquarie Infrastructure Corporation

Macquarie Infrastructure is a holding company. The company owns and operates a portfolio of businesses that provide services to other businesses, government agencies and individuals primarily in the U.S. The businesses the company owns and operate are: International-Matex Tank Terminals, which provides bulk liquid terminalling services to third parties in the U.S. and in Canada; Atlantic Aviation, which provides fuel, terminal, aircraft hangaring and other services primarily to owners and operators of general aviation jet aircraft at airports throughout the U.S.; and MIC Hawaii, which consist of energy company that processes and distributes gas and provides related services.

Marriott Vacations Worldwide Corporation

Marriott Vacations Worldwide is a vacation company that provides vacation ownership, exchange, rental and resort and property management, along with related businesses, products and services. The company's reportable segments are; Vacation Ownership, which develops, markets, sells, rents and manages vacation ownership and related products under its licensed brands; and Exchange and Third-Party Management, which includes exchange networks and membership programs comprised of exchange, getaways, interval gold and interval platinum, club interval, sales and marketing support for interval international network resorts, and operational support for interval international network resorts.

MGT CAPITAL INVESTMENTS INC

MMA CAPITAL MANAGEMENT, LLC

OPKO Health Inc.

Opko Health is a healthcare company. The company manages two segments: Diagnostics, which provides laboratory testing services utilized by healthcare providers in the detection, diagnosis, evaluation, monitoring, and treatment of diseases, including esoteric testing, molecular diagnostics, anatomical pathology, genetics, women's health and correctional healthcare; and Pharmaceutical, which includes Rayaldee for the treatment of secondary hyperparathyroidism in adults with chronic kidney disease (CKD) and vitamin D insufficiency, and Alpharen (Fermagate Tablets) for the treatment of hyperphosphatemia in CKD patients requiring regular hemodialysis.

Otelco Inc

Otelco provides a range of telecommunication services on a retail and wholesale basis. These services include local and long distance calling; network access to and from the company's customers; data transport; digital high-speed internet; cable and Internet Protocol television; other telephone related services; and cloud hosting and managed services. The company provides various communications services that are sold to economically similar customers in a comparable manner of distribution. The company also provides cloud hosting and managed services for small and mid-sized companies who rely on mission-critical software applications.

Red Violet

Red Violet focuses on data fusion and analytics, providing cloud-based, mission-critical analytics and information solutions to enterprises with use cases including fraud detection, risk mitigation, due diligence and marketing. Through its platform, CORE?, the company uncovers the relevance of disparate data points utilizing its analytical capabilities to provide real-time and insightful views of people, businesses, assets and their interrelationships. The company markets its solutions primarily through two brands: idiCORE?, which is an investigative solution used to address a variety of organizational challenges; and FOREWARN?, which is an app-based solution tailored for the real estate industry.

RESONANT INC

Resonant is a late-stage development company that creates software, intellectual property, and services platform in the designs of filters for radio frequency (RF), front-ends for the mobile device industry. The RF front-end, is the circuitry in a mobile device responsible for analog signal processing and is located between the device's antenna and its digital circuitry. The software platform the company is developing is based on the technology that the company calls Infinite Synthesized Networks? to configure and connect resonators, the building blocks of RF filters. The company is also developing multiplexer filter designs for two or more bands to address the carrier aggregation requirements of its customers.

REV Group Inc.

REV Group is a holding company. Through its subsidiaries, the company is a designer, manufacturer and distributor of specialty vehicles and related aftermarket parts and services. The company provides customized vehicle solutions for applications including: essential needs (ambulances, fire apparatus, school buses and municipal transit buses), industrial and commercial (terminal trucks, cut-away buses and sweepers) and consumer leisure (recreational vehicles (RVs), and coaches). The company's segments are: Fire and Emergency, which sells fire apparatus equipment and ambulances; Commercial, which produces buses, terminal trucks and sweepers; and Recreation, which provides motorized and towable RV models.

Smith Micro Software Inc.

Smith Micro Software develops software and provides solutions to wireless service providers and cable multiple service operators. The company's portfolio also includes a range of products for creating, sharing and monetizing content, such as visual messaging, optimizing retail content display, analytics capabilities, and 2D/3D graphics applications. The company's business is focused on two industry segments: Wireless, which includes its NetWise?, CommSuite?, and SafePath? family of products; and Graphics, which includes its consumer-based products: Poser?, Moho?, MotionArtist?, Rebelle, PhotoDonut and StuffIt?.

Snap Inc. Class A

Snap is a camera company. The company's primary product, Snapchat, is a camera application that helps people to communicate visually through short videos and images called Snaps. The company's products are: Camera, which includes tools for people to personalize their Snaps; Chat, which includes interacting with friends on Snapchat; Discover, which includes providing Stories and Shows from publishers, creators, and the community; Snap Map, which shows a live map of the user's location; Memories, which enables users to save the Snaps they create in a personal collection called Memories; and Spectacles, which includes creating Memories by using Spectacles, which are the company's sunglasses that make Snaps.

Synovus Financial Corp.

Synovus Financial is a financial services company and a bank holding company. Through its subsidiary bank, Synovus Bank, the company provides commercial banking services and retail banking services. The company's commercial banking services include treasury management, asset management, capital markets services, institutional trust services and commercial, financial and real estate loans. The company's retail banking services include accepting customary types of demand and savings deposits accounts; mortgage, installment and other consumer loans; investment and brokerage services; safe deposit services; automated banking services; automated fund transfers; and Internet-based banking services.

Vical Inc.

Vical researches and develops biopharmaceutical products, including those based on the company's patented DNA delivery technologies, for the prevention and treatment of serious or life-threatening diseases. The company has three active development programs in the area of infectious disease comprised of: HSV-2 therapeutic vaccine, VCL-HB01, to treat patients with symptomatic genital herpes infection; antifungal VL-2397 for the treatment of patients with invasive aspergillosis; and an ongoing early stage development program of a treatment for chronic hepatitis B virus infection based on its DNA and lipid-delivery technologies.

Xenon Pharmaceuticals Inc

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