Report
Jonathan Moreland
EUR 9.24 For Business Accounts Only

Monthly Insider Special Screens: December 1, 2020

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Aptevo Therapeutics

Aptevo Therapeutics is a biotechnology company focused on oncology (cancer) and hematology (blood disease) therapeutics. The company's core technology is the ADAPTIR? (modular protein technology) platform. The company's product candidates include: APVO436, an ADAPTIR bispecific immunotherapeutic protein targeting CD123, a cell surface receptor expressed on several hematological malignancies and CD3, a component of the T-cell receptor; APVO210, an anti-inflammatory molecule engineered using the company's ADAPTIR platform technology; and ALG.APV-527, a bispecific antibody candidate, featuring a mechanism of action designed to target 4-1BB (CD137) and 5T4, a tumor antigen overexpressed in various types of cancer.

Babcock & Wilcox Enterprises

Babcock & Wilcox Enterprises is a technology-based provider of steam production from fossil and renewable sources. The company's segments are: Babcock & Wilcox, which focuses on the supply of, and aftermarket services for, steam-generating, environmental, and auxiliary equipment for power generation and other industrial applications; Volund & Other Renewable, which provides steam-generating systems, environmental and auxiliary equipment for the waste-to-energy and biomass power generation industries, and plant operations and maintenance services for its systems and equipment; and SPIG S.p.A. (SPIG), which provides custom-engineered cooling systems, services and aftermarket products.

BASF SE ADS

BlackRock Capital Investment

BlackRock Capital Investment is a non-diversified closed-end management investment company. The company provides middle-market companies with financing solutions, including senior and junior secured, unsecured and subordinated debt securities and loans, and equity securities. The company's investment objective is to generate both income and capital appreciation through its debt and equity investments. The company invests primarily in middle-market companies and target investments throughout the capital structure. The company also invests throughout the capital structure, which include common and preferred equity, options and warrants, credit derivatives, high-yield bonds, distressed debt and other structured securities.

CERECOR INC

Cerecor is a biopharmaceutical company. The company is building a pipeline of therapies in neurology, pediatric healthcare, and orphan rare diseases. The company's neurology pipeline is led by CERC-301, which is in a Phase I safety study for Neurogenic Orthostatic Hypotension. The company is also developing two other neurological clinical and preclinical stage compounds. The company's pediatric orphan rare disease pipeline is led by CERC-801, CERC-802 and CERC-803. All three of these compounds are preclinical therapies for inherited metabolic disorders known as Congenital Disorders of Glycosylation by means of substrate replacement therapy.

Charles & Colvard Ltd.

Charles & Colvard manufactures, markets, and distributes Charles & Colvard Created Moissanite? (which the company refers to as moissanite or moissanite jewels) and finished jewelry featuring its proprietary moissanite gemstone for sale in the worldwide jewelry market. The company sells loose moissanite jewels and finished jewelry through various operating segments: its Online Channels segment, which comprises its charlesandcolvard.com website, e-commerce outlets, including marketplaces, drop-ship customers, and other e-commerce customers; and its Traditional segment, which consists of domestic and international distributors and retail customers.

Cidara Therapeutics

Cidara Therapeutics is a biotechnology company focused on the discovery, development and commercialization of anti-infectives for the treatment and prevention of diseases. The company is developing a pipeline of product and development candidates, with a focus on fungal and infections. The company's primary product candidate is rezafungin acetate, an intravenous formulation of a echinocandin. Rezafungin is being developed as a once-weekly therapy for the first-line treatment and prevention of fungal infections. In addition, the company is using its Cloudbreak? platform to develop Antiviral Fc-Conjugates, for the prevention and treatment of influenza and other infections.

CIM Commercial Trust Corporation

ClearBridge Energy MLP Fund Inc.

Clough Global Equity Fund

Computer Task Group Inc.

Computer Task Group provides information technology (IT) services. These services include IT Solutions and IT and Other Staffing. The company's IT solutions include engagements with a duration and deliverables that achieve value-based outcomes. The company's services deliver ongoing support with service-level responsibility for a range of IT functions to ensure system availability and client satisfaction. The company's staffing services address a range of IT and business resource needs, from filling talent gaps to managing staffing programs. The company recruits, retains, and manages IT and other talent for its clients, which are primarily technology service providers and other companies.

Cryo-Cell International

Cyclerion Therapeutics

Cyclerion Therapeutics is a clinical-stage biopharmaceutical company harnessing the power of sGC pharmacology to discover, develop and commercialize breakthrough treatments for serious and orphan diseases. The company's focus is enabling the full therapeutic potential of next-generation sGC stimulators. sGC stimulators are small molecules that act synergistically with nitric oxide on sGC to boost production of cyclic guanosine monophosphate, or cGMP. cGMP is a key second messenger that, when produced by sGC, regulates diverse and critical biological functions throughout the body including blood flow and vascular dynamics, inflammatory and fibrotic processes, metabolism and neuronal function.

Delcath Systems

Diversicare Healthcare Services

Diversicare Healthcare Services provides post-acute care services to patients and residents including skilled nursing, ancillary health care services and assisted living. In addition, the company provides rehabilitative, nutritional, respiratory, and other ancillary services. The company's nursing centers provide skilled nursing health care services, including nutrition services, recreational therapy, social services, housekeeping and laundry services. This care includes individualized care plan development based on identified areas of risk and care needs and skilled interventions such as IV services. The company also provides for the delivery of ancillary medical services at the nursing centers it operates.

Embassy Bancorp Inc.

Entravision Communications Corp.

Entravision Communications is a media company that, through its television and radio segments, reaches and engages U.S. Hispanics across acculturation levels and media channels. The company has three segments: television broadcasting, which owns and/or operates television stations in California, Colorado, Connecticut, Florida, Kansas, Massachusetts, Nevada, New Mexico, Texas and Washington, D.C.; radio broadcasting, which owns and operates radio stations in Arizona, California, Colorado, Florida, Nevada, New Mexico and Texas, as well as sells advertisements and syndicates radio programming; and Digital Media, which provides users with news information and other content.

Flexsteel Industries Inc.

Flexsteel Industries is a manufacturer, importer and marketer of residential and contract upholstered and wooden furniture products. With offerings for use in home, healthcare, and recreational seating, the company distributes its furniture throughout the United States and Canada through the company's sales force and various independent representatives. The company operates in one reportable segment, furniture products. The company's furniture products business involves the distribution of manufactured and imported products consisting of a line of upholstered and wooden furniture for residential and contract markets.

Flotek Industries Inc.

Flotek Industries is a global, technology-driven company. The company's operating segment is Energy Chemistry Technologies, which designs, develops, manufactures, packages, distributes, delivers, and markets reservoir-centric fluid systems, including chemistries, for use in oil and gas well drilling, cementing, completion, remediation, and stimulation activities. This segment has a research laboratory and technical services laboratories that focus on design improvements, development and viability testing of new chemistry formulations, and continued improvement of existing products. The company's flagship patented chemistry technologies include Complex nano-Fluid?, Pressure reducing Fluids?, and MicroSolv?.

FTS International Inc. Class A

FTS International is a provider of hydraulic fracturing services. The company's services improve hydrocarbon flow from oil and natural gas wells drilled by exploration and production (E&P) companies in shale and other resource formations. The company manufactures various components used by its fleets, including fabrication of pumps and consumables used in pumps. The company performs substantially all the maintenance, repair and refurbishment of its fleets, including the rebuilding of engines and transmissions. The company's primary service is providing hydraulic fracturing services to E&P companies. These services improve hydrocarbon flow in oil and natural gas wells, thus increasing the amount of hydrocarbons recovered.

GlycoMimetics Inc.

GlycoMimetics is a clinical stage biotechnology company focused on the discovery and development of glycomimetic drugs to address unmet medical needs resulting from diseases in which carbohydrate biology plays a main role. The company is developing uproleselan, a specific E-selectin inhibitor, to be used in combination with chemotherapy to treat patients with acute myeloid leukemia and other hematologic cancers. The company is also developing an additional drug candidate, GMI-1359, that simultaneously targets both E-selectin and a chemokine receptor known as CXCR4.

Hall of Fame Resort and Entertainment Company (A)

Image Sensing Systems Inc.

Image Sensing Systems develops and markets video and radar processing products for use in traffic applications such as intersection control, highway, bridge and tunnel traffic management and traffic data collection. The company's family of products, which it markets as Autoscope? video or video products, RTMS? radar or radar products, and IntellitraffiQ? or iQ products, provides end users with the tools needed to support traffic flow and improve driver safety. The company's technology analyzes signals from sensors and transmits the information to management systems and controllers or directly to users. The company's products provide end users with solutions for the intersection and transportation markets.

Jones Soda (US)

Lazydays Holdings

Lazydays operates recreation vehicle (RV) dealerships and provides a portfolio of products and services for RV owners and outdoor enthusiasts. The company arranges for financing for vehicle purchases through third-party financing sources in exchange for a commission payable to it. The company provides third-party protection plans and services to the purchasers of its RVs as part of the delivery process, including extended vehicle service contracts, tire and wheel protection, guaranteed auto protection and property insurance. The company's parts and services and other include: repair and maintenance, installation of parts and accessories, collision repair, parts and accessories store, RV rentals, and RV campground.

Mackinac Financial Corp.

Mackinac Financial is a bank holding company. Through its banking subsidiary, mBank (the Bank), the company is engaged in the commercial banking business, providing a range of loan and deposit products. These banking services include customary retail and commercial banking services, including checking and savings accounts, time deposits, interest bearing transaction accounts, safe deposit facilities, real estate mortgage lending, commercial lending, commercial and governmental lease financing, and direct and indirect consumer financing. The Bank also provides various consumers loan products including installment, mortgages and home equity loans.

miRagen Therapeutics

Net 1 U.E.P.S. Technologies Inc.

Net 1 UEPS Technologies provides financial technology, products and services. The company has developed and owns most of its payment technologies, and where possible, utilizes this technology to provide financial and services to its customers by including them into the formal financial system. The company's primary payment technology is called the Universal Electronic Payment System (UEPS), and its EMV interoperable derivative, UEPS/EMV, utilizes a form of distributed ledger technology, providing decentralized and biometrically secure smart cards that operate in real-time but both off-line and on-line. The company's financial inclusion products and services are delivered through its UEPS-based core banking system.

Neuberger Berman MLP Income Fund Inc.

OFS Capital LLC

OFS Capital is an externally managed, closed-end, non-diversified management investment company. The company's investment objective is to provide its stockholders with both income and capital appreciation primarily through debt investments and, to a lesser extent, equity investments.

Patriot Minefinders Inc.

PLx Pharma Inc

PLx Pharma is a pharmaceutical company focused on developing its PLxGuard delivery system. The company's PLxGuard delivery system works by targeting the release of active pharmaceutical ingredients to various portions of the gastrointestinal tract. The company's primary product, VAZALORE 325 mg, is a formulation of aspirin using the PLxGuard delivery system to provide antiplatelet effectiveness for vascular disease prevention and treatment and reduce gastric side effects. The company is focused on collecting the data, including initiating a bioequivalence study, required for post-approval manufacturing changes for VAZALORE 325 mg and to support approval of low dose VAZALORE 81 mg.

Ra Medical Systems

Ring Energy Inc.

Ring Energy is an exploration and production company that is engaged in oil and natural gas acquisition, exploration, development and production activities. The company's primary drilling operations target the Central Basin Platform in Andrews County and Gaines County, TX and the Delaware Basin in Reeves County and Culberson County, TX, all of which are part of the Permian Basin. The company principally sell its oil and natural gas production to end users, marketers and other purchasers that have access to nearby pipeline facilities. In areas where there is no practical access to pipelines, oil is trucked to storage facilities.

SMTC Corp.

Spok Holdings

Spok Holdings provides a suite of unified clinical communication and collaboration solutions that include call center operations, clinical alerting and notifications, one-way and two-way wireless messaging services, mobile communications and public safety solutions. The company also develops, sells and supports enterprise-wide systems for hospitals and other organizations needing to automate, centralize and standardize mission clinical communications. These solutions are used for contact centers, clinical alerting and notification, mobile communications and messaging and for public safety notifications.

Stone Harbor Emerging Markets Income Fund

Superior Industries International Inc.

Superior Industries International is engaged in the design and manufacture of aluminum wheels for sale to original equipment manufacturers (OEMs) in North America and Europe and aftermarket distributors in Europe. The company's OEM aluminum wheels are primarily sold for factory installation on vehicle models manufactured by BMW (including Mini), Daimler AG Company (Mercedes-Benz, AMG, Smart), FCA, Ford, GM, Honda, Jaguar-Land Rover, Mazda, Nissan, PSA, Renault, Subaru, Suzuki, Toyota, VW Group (Volkswagen, Audi, SEAT, Skoda, Porsche, Bentley) and Volvo. The company also sells aluminum wheels to the European aftermarket under the brands ATS, RIAL, ALUTEC and ANZIO.

Surge Holdings, Inc.

SUTTER ROCK CAPITAL CORP.

Synalloy Corp.

Synalloy is engaged in the following segments, the Metals segment and the Specialty Chemicals segment. The Metals segment manufactures welded pipe and tube, primarily from stainless steel, duplex, and nickel alloys; manufactures fiberglass and steel storage tanks; distributes hot finish, seamless, carbon steel pipe and tubing; and manufactures ornamental stainless steel tubing. The Specialty Chemicals segment manufactures lubricants, surfactants, defoamers, reaction intermediaries, and sulfated fats and oils, and provides chemical tolling manufacturing resources to global and regional companies and contracts with other chemical companies to manufacture certain pre-defined products.

Tessco Technologies Inc.

TESSCO Technologies is a technology distributor, manufacturer, and solutions provider serving commercial and retail customers in the wireless infrastructure and mobile device accessories markets. The company supplies products from manufacturers in mobile communications, Wi-Fi, Internet of Things, and wireless backhaul. The company's segments are commercial and retail. The commercial segment consists of the following two customer markets: public carriers that are responsible for building and maintaining the infrastructure system and provide airtime service to individual subscribers; and value-added resellers and integrators. The retail segment includes retailers, independent dealer agents and carriers.

THL Credit Senior Loan Fund

United Bancorp Inc.

United Bancorp is a bank holding company. Through its subsidiary, Unified Bank (the Bank), the company serves customers in northeastern, eastern, southeastern and south central Ohio and is engaged in the business of commercial and retail banking in Belmont, Harrison, Jefferson, Tuscarawas, Carroll, Athens, Hocking, and Fairfield counties and the surrounding localities. The Bank provides a range of banking and financial services, which includes accepting demand, savings and time deposits and granting commercial, real estate and consumer loans. In addition, the Bank operates a loan production office in Wheeling, WV. The Bank also provides brokerage services through LPL Financial? member NASD/SIPC.

Urban One Inc Class D

Urban One and its subsidiaries is an urban-oriented, multi-media company that primarily targets African-American and urban consumers. The company's principal business is its radio broadcasting franchise. The company has four reportable segments: radio broadcasting, which includes the company's broadcast operations; Reach Media, which includes the operations of Tom Joyner Morning Show and related activities and operations of other syndicated shows; digital, which consist of the company's online business, including the operations of Interactive One, as well as the digital components of the company's other reportable segments; and cable television, which consists of TV One, LLC operations.

Wayside Technology

Wayside Technology Group is an information technology channel company. The company provides a line of products from software vendors and tools for virtualization/cloud computing, security, networking, storage and infrastructure management, application lifecycle management and other domains as well as computer hardware. The company's Lifeboat Distribution segment distributes technical software to corporate resellers, value added resellers, consultants and systems integrators. The company's TechXtend segment is a reseller of software, hardware and services, selling to end user corporations, government organizations and academic institutions.

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Analysts
Jonathan Moreland

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