Report
Jonathan Moreland
EUR 9.32 For Business Accounts Only

Monthly Insider Special Screens: December 1, 2021

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
AG MORTGAGE INVESTMENT TRUST INC

Alimera Sciences

Alimera Sciences is a pharmaceutical company that is engaged in the commercialization and development of prescription ophthalmic pharmaceuticals. The company's commercial product is ILUVIEN?, an intravitreal implant that treats patients by delivering a continuous microdose of the non-proprietary corticosteroid fluocinolone acetonide in the eye. ILUVIEN was initially developed to treat diabetic macular edema, a disease of the retina that affects individuals with diabetes and can lead to vision loss and blindness. The company commercially markets ILUVIEN in the United States, Germany, the United Kingdom, Portugal, Austria and Ireland. The company has three segments: the United States, International and Other.

American Reprographics Co.

AmeriServ Financial

AmeriServ Financial is a bank holding company. The company's principal activities consist of owning and operating its three subsidiary entities: AmeriServ Financial Bank, which conducts a general banking business, providing retail banking services, such as demand, savings and time deposits, checking accounts, money market accounts, secured and unsecured consumer loans, and mortgage loans; AmeriServ Trust and Financial Services Company, which focuses on wealth management, including personal trust products and services; and AmeriServ Life Insurance Company, a captive insurance company engaged in underwriting as reinsurer of credit life and disability insurance within the company's market area.

Anixa Biosciences

Anixa Biosciences is a biotechnology company focused on using the body's immune system to diagnose, treat and prevent cancer. The company's subsidiary, Anixa Diagnostics Corporation, develops Cchek?, a platform for non-invasive blood tests for the early detection of cancer. The company's subsidiary, Certainty Therapeutics, Inc., develops immuno-therapy drugs against cancer. The company has focused on the development of a treatment for ovarian cancer. The company is also engaged in limited patent licensing activities in the area of encrypted audio/video conference calling.

Aptinyx

Aptinyx is a clinical-stage biopharmaceutical company focused on the discovery, development, and commercialization of synthetic small molecules for the treatment of brain and nervous system disorders. The company's product candidates comprised of: NYX 2925, which is a small molecule N-methyl-D-aspartate receptors (NMDAr) modulator being developed for the treatment of chronic pain; NYX-783, which is a small-molecule NMDAr modulator in development for the treatment of post-traumatic stress disorder; NYX-458, which is a small-molecule NMDAr modulator in development for the treatment of Parkinson's disease cognitive impairment; and AGN-241751, which is for the treatment of depressive disorder.

Asure Software Inc

Asure Software is a provider of cloud-based Human Capital Management (HCM) software and services. The company's HCM suite, named AsureHCM, includes cloud-based Payroll and Tax, Human Resources (HR), and Time and Attendance software as well as HR Services ranging from HR projects to outsourcing payroll and HR staff. The AsureHCM suite includes product lines: AsurePayroll and Tax, which is a cloud-based solution that provides an application for the company's clients' digital HR; AsureHR, which handles HR activities including employee self-service; AsureTime and Attendance, which provides cost savings and ROI gains; and AsureHR Services, which allows the company's clients to run their businesses.

Bankwell Financial Group

Bankwell Financial Group is a bank holding company. Through its banking subsidiary, Bankwell Bank, the company provides a range of financial services. The company's commercial lending products include owner-occupied commercial real estate loans, commercial real estate investment loans, commercial loans (such as business term loans, equipment financing and lines of credit) to small and medium sized businesses. The company also invests in government agency securities, government guaranteed mortgage backed securities, corporate bonds and municipal securities. In addition, the company provides depository products, including checking, savings, money market and certificates of deposit with a variety of rates.

BCB Bancorp Inc.

BCB Bancorp is a bank holding company. Through its subsidiary, BCB Community Bank (the Bank), the company provides Federal Deposit Insurance Corporation (FDIC)-insured deposit products and invests funds held in deposit accounts at the Bank, together with funds generated from operations, in loans and investment securities. The company also provides loans to its customers, including commercial and multi-family real estate loans, one- to four-family mortgage loans, commercial business loans, construction loans, home equity loans, and consumer loans. The company's deposit instruments include demand, negotiable order of withdrawal, savings and club accounts, money market accounts, and term certificate accounts.

BLACKBOXSTOCKS INC

Calithera Biosciences Inc.

Calithera Biosciences is a clinical-stage bio-pharmaceutical company focused on fighting cancer and other life threatening diseases by discovering and developing small molecule drugs that targets cellular metabolism. The company's main product candidate, telaglenastat (CB-839), is a selective glutaminase inhibitor that blocks glutamine consumption in tumor cells and demonstrates synergistic antitumor effects with multiple anticancer therapies.Co.'s other product candidate, INCB001158, is an oral inhibitor of arginase, an enzyme that depletes the amino acid arginine, a key metabolic nutrient for T-cells and it is being co-developed with Incyte Corporation, for oncology and hematology indications.

Capital Senior Living Corporation

Cidara Therapeutics

Cidara Therapeutics is a biotechnology company focused on the discovery, development and commercialization of anti-infectives for the treatment and prevention of diseases. The company is developing a pipeline of product and development candidates, with a focus on fungal and infections. The company's primary product candidate is rezafungin acetate, an intravenous formulation of a echinocandin. Rezafungin is being developed as a once-weekly therapy for the first-line treatment and prevention of fungal infections. In addition, the company is using its Cloudbreak? platform to develop Antiviral Fc-Conjugates, for the prevention and treatment of influenza and other infections.

Compass Therapeutics, Inc.

Cryomass Technologies, Inc.

ECOARK HLDGS INC

Eyenovia Inc

Eyenovia is a clinical stage ophthalmic biopharmaceutical company developing a pipeline of microdose therapeutics utilizing the company's patented piezo-print delivery technology, branded the Optejet?. The company's MicroStat is a fixed combination formulation of phenylephrine-tropicamide for mydriasis (pupil dilation). MicroPine is a topical therapy for the treatment of progressive myopia. MicroProst is a latanoprost formulation for lowering intraocular pressure in patients with ocular hypertension, primary open angle glaucoma, and chronic angle closure glaucoma. MicroTears is the company's over-the-counter product candidate for hyperemia (red eye), pruritis (itch) and dry eye.

FlexShopper

Gabelli Global Small and Mid Cap Value Trust

HARBOR CUSTOM DEVELOPMENT INC

Heritage Global

INSPIREMD INC

Kingsway Financial Services

Kingsway Financial Services is a holding company. Through its subsidiaries, Co. operates as a merchant bank engaged in the property and casualty insurance business. Co. operates three segments: Insurance Underwriting, which markets automobile insurance products that provide coverage in three main areas: liability, accident benefits and physical damage; Insurance Services, which includes IWS Acquisition Corporation, a licensed motor vehicle service agreement company, and Trinity Warranty Solutions LLC, a provider of warranty products and maintenance support; and Leased Real Estate, which includes Co.'s subsidiary, CMC Industries, Inc., that owns a parcel of real property located in Texas.

LIBERATED SYNDICATION

Liquidia Corporation

Liquidia Technologies is a late-stage clinical biopharmaceutical company focused on the development and commercialization of the company's proprietary PRINT? technology to transform the lives of patients. The company is focused on the development of two product candidates for which it holds commercial rights: LIQ861, which is for the treatment of pulmonary arterial hypertension, a disease caused by the hardening and narrowing of the pulmonary arteries that can lead to right heart failure and eventually death; and LIQ865, which is an injectable, sustained-release formulation of bupivacaine for the management of local post-operative pain a surgical procedure.

Marchex Inc. Cl B

Marchex is a call analytics company that helps businesses connect, drive, measure and convert callers into customers. The company's primary product offerings include: Marchex Call Analytics, which is an analytics platform for enterprises; Marchex Display and Video Analytics, which is a product for marketers that buy digital display advertising; Marchex Site Analytics, which is a product for marketers that can drive phone calls from websites; Marchex Social Analytics, which is a product for marketers that buy social media advertising; Marchex Call Marketplace, which is a mobile advertising network for businesses; and Local Leads, which is an advertising solution for small business resellers.

New Peoples Bankshares Inc.

NGL Energy Partners LP

Nicholas Financial Inc.

Nicholas Financial is a holding company. Through its subsidiary, Nicholas Financial, Inc., the company is engaged primarily in acquiring and servicing automobile finance installment contracts (Contracts) for purchases of used and new automobiles and light trucks. In addition, the company also originates direct consumer loans (Direct Loans) and sells consumer-finance related products. For Automobile Finance Business - Contracts, the company is engaged in the business of providing financing programs, on behalf of purchasers of used cars and light trucks. For Contract Procurement, the Contracts purchased by the company is for used vehicles. For Direct Loans, the loans originated directly between the company and the consumer.

Orbital Energy Group

CUI Global is a platform company engaged in the acquisition, development and commercialization of new technologies and businesses. The company's operations fall into these reportable segments: Power and Electromechanical segment, which provides electronic components including power supplies, transformers, converters, connectors and industrial controls for original equipment manufacturers through its subsidiaries; and Energy Segment, which has developed a portfolio of products, services and resources to provide a range of personalized gas engineering solutions to the gas utilities, power generation, emissions, manufacturing and automotive industries through its subsidiaries.

Pathfinder Bancorp Inc.

Pathfinder Bancorp is a stock holding company. Through its subsidiary, Pathfinder Bank (the Bank), the company is primarily engaged in the business of accepting deposits from the general public in its market area, and investing such deposits, together with other sources of funds, in loans secured by commercial real estate, residential real estate, small business loans, and consumer loans. The Bank also invests a portion of its assets in a range of debt securities issued by the United States Government and its agencies and sponsored enterprises, state and municipal governments and agencies, and corporations. The company provides a variety of deposits, including checking, and savings, among others.

Penns Woods Bancorp Inc.

Penns Woods Bancorp is a bank holding company. Through its subsidiaries, Jersey Shore State Bank (JSSB) and Luzerne Bank (collectively, the Banks), the company is engaged in commercial and retail banking which includes the acceptance of time, savings, and demand deposits, the funding of commercial, consumer, and mortgage loans, and safe deposit services. The Banks provide insurance, securities brokerage services, annuity and mutual fund investment products, and financial planning through JSSB's subsidiary, The M Group, Inc. Services provided by the Banks include accepting time, demand and savings deposits including Super NOW accounts, money market accounts, and fixed rate certificates of deposit.

Petros Pharmaceuticals, Inc.

Putnam High Income Securities Fund

Quest Resource Holding

Quest Resource Holding is a provider of reuse, recycling, and disposal services. The company provides businesses across industry sectors with single source solutions for the reuse, recycling, and disposal of a variety of waste streams and recyclables generated by their operations. The company's customers are multi-location businesses for which it creates, implements, and manages customer-specific programs for the collection, processing, recycling, disposal, and tracking of waste streams and recyclables. The company's sustainability programs include planning, writing policies and procedures, LEED certification, life cycle assessment, energy modeling, building commissioning, and carbon emission reduction reporting.

Qumu

Qumu provides the software solutions to create, manage, secure, distribute and measure the live and on-demand video for enterprises. The Qumu platform encompasses: Video Capture, which supports video content sources, accommodating various video formats; Video Content Management, which allows system users to ingest video, create metadata and share content; Intelligent Delivery, which supports content delivery network configurations, automatically selecting the optimal video quality for a given user, delivering video via eCDN, software CDN, and/or public CDNs; and Extensions and Add-Ons, which include Microsoft Office 365, Zoom, SharePoint, Skype for Business, Social Chorus, Yammer, and IPTV.

RENAISSANCERE HOLDINGS LTD.

RenaissanceRe Holdings is a holding company. Through its subsidiaries, the company is a global provider of reinsurance and insurance. The company's segments are: Property, which includes its catastrophe class of business, comprising excess of loss reinsurance and excess of loss retrocessional reinsurance to insure insurance and reinsurance companies against natural and man-made catastrophes, and its other property class of business, comprising proportional reinsurance, property per risk, property (re)insurance, binding facilities and regional United States multi-line reinsurance; and Casualty and Specialty, in which the company provides its casualty and specialty reinsurance products and excess of loss coverage.

River and Mercantile Group

River & Mercantile Group is an advisory and investment solutions business. Co. is organized into four divisions: Fiduciary Management, which involves the delegation by clients of a range of services, including asset allocation, hedging, and manager selection; Advisory, which provides investment, actuarial and transaction advice; Derivatives Solutions, which provides fully tailored segregated derivative solutions, comprising liability driven investing, including gilt collateral management and structured equity products; and Equity Solutions, which is an active equity manager providing a range of equity products and solutions on a segregated and pooled basis.

Sarepta Therapeutics Inc.

Sarepta Therapeutics is a commercial-stage biopharmaceutical company focused on the discovery and development of RNA-targeted therapeutics, gene therapy and other genetic therapeutic modalities for the treatment of diseases. The company is developing therapeutic candidates for a range of diseases and disorders, including Duchenne muscular dystrophy (DMD), Limb-girdle muscular dystrophies, Mucopolysaccharidosis type IIIA and other neuromuscular and central nervous system. The company's commercial product, EXONDYS 51? (eteplirsen) Injection is indicated for the treatment of DMD in patients who have a confirmed mutation of the DMD gene that is amenable to exon 51 skipping.

Satsuma Pharmaceuticals

Satsuma Pharmaceuticals is a clinical-stage biopharmaceutical company developing a novel therapeutic for the acute treatment of migraine. The company's product candidate, STS101, is a drug-device combination of a proprietary dry-powder formulation of dihydroergotamine mesylate, or DHE, which can be quickly and easily self-administered by a proprietary pre-filled, single-use, nasal delivery device.

ServiceSource International Inc.

ServiceSource International is engaged in outsourced customer success and revenue growth solutions. The company's solutions span the lifecycle of its clients' customers, from landing new customers (Co. provides lead generation, inside sales, and outsourced sales operations services), adoption (Co. provides customer onboarding and customer success management services), expansion (Co. provides cross-sell and upsell, warranty conversion, account-based marketing and channel recruitment and enablement) and renewals (Co. provides renewals management services, including the sale of maintenance and support service contracts for the products used by its clients' end-users).

Six Flags Entertainment Corporation

Six Flags Entertainment is a theme park operator and also an operator of waterparks. The company's parks provide a selection of thrill rides, water attractions, themed areas, concerts and shows, restaurants, game venues and retail outlets. The company holds licenses for theme park usage of certain Warner Bros. and DC Comics characters throughout the U.S. (except the Las Vegas metropolitan area), Canada, Mexico and other countries. The company's licenses include the right to sell merchandise featuring the characters at the parks, and to use the characters in its advertising, as walk-around characters and in theming for rides, attractions and retail outlets.

Skillz Inc (A)

Tessco Technologies Inc.

TESSCO Technologies is a technology distributor, manufacturer, and solutions provider serving commercial and retail customers in the wireless infrastructure and mobile device accessories markets. The company supplies products from manufacturers in mobile communications, Wi-Fi, Internet of Things, and wireless backhaul. The company's segments are commercial and retail. The commercial segment consists of the following two customer markets: public carriers that are responsible for building and maintaining the infrastructure system and provide airtime service to individual subscribers; and value-added resellers and integrators. The retail segment includes retailers, independent dealer agents and carriers.

Western Asset Mortgage Capital

Western Asset Mortgage Capital is a real estate investment company. The company focuses on investing in, financing and managing a portfolio of real estate related securities, whole loans and other financial assets, which the company collectively refers to as its target assets. The company is externally managed by Western Asset Management Company, LLC, an investment advisor. The company's target assets include agency commercial mortgage-backed securities (CMBS), agency residential mortgage-backed securities (RMBS), non-agency RMBS, non-agency CMBS, non U.S. CMBS, to-be-announced securities, mortgage pass-through certificates, principal-only strips, residential whole loans, and residential bridge loans, among others.

Westwood Holdings Group Inc.

Westwood Holdings Group is a holding company. The company manages investment assets and provides services for its clients through its subsidiaries, Westwood Management Corp. and Westwood Advisors, L.L.C. (referred to hereinafter together as Westwood Management), Westwood International Advisors Inc. (Westwood International Advisors) and Westwood Trust. Westwood Management provides investment advisory services include corporate retirement plans, public retirement plans, endowments and foundations. Westwood International Advisors provides investment advisory services to large institutions and pooled investment vehicles, as well as subadvisory services to the NBI Westwood Emerging Markets Fund.

XERIS BIOPHARMA HLDGS INC

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Analysts
Jonathan Moreland

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