Report
Jonathan Moreland
EUR 9.40 For Business Accounts Only

Weekly Insider Tables: July 7, 2018

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
Achaogen Inc.

Achaogen is a biopharmaceutical company engaged in discovering, developing, and commercializing antibacterial treatments against multi-drug resistant (MDR) gram-negative infections. The company develops plazomicin for the treatment of serious bacterial infections, including complicated urinary tract infection (cUTI), blood stream infections and other infections due to MDR Enterobacteriaceae, including carbapenem-resistant Enterobacteriaceae. The company also develops antibacterial candidate, C-Scape, an orally-administered combination of ceftibuten and clavulanate for oral treatment for patients with cUTI, and acute pyelonephritis, caused by expanded spectrum beta-lactamases-producing Enterobacteriaceae.

Aerpio Pharmaceuticals, Inc.

Air Industries Group

Air Industries Group is an aerospace and defense company. The company manufactures and designs structural parts and assemblies that focus on flight safety, including landing gear, engine mounts, flight controls, throttle quadrants, components for jet engines and other components. The company's products are deployed on a range of military and commercial aircraft including Sikorsky's UH-60 Black Hawk, Northrop Grumman's E2 Hawkeye, Boeing's 777, Airbus' 380 commercial airliners and USAF F-16 fighter aircraft. The company's Turbine Engine sector makes components for jet engines that are used on the USAF F-15, the Airbus A-330 and A-380, and the Boeing 777, in addition to a number of ground turbine applications.

ALJ Regional Holdings

ALJ Regional Holdings is a holding company. The company's segments are: Faneuil, Inc., which provides call center services, back-office operations, staffing services and toll collection services, focusing on the healthcare, utility, transportation, and toll revenue collection industries; Floors-N-More, LLC, which is a floor covering retailer, and a provider of multiple products for the commercial, retail and home builder markets; and Phoenix Color Corp., which is a manufacturer of book components, educational materials and related products producing components, illustrated books and commercial products using a spectrum of materials and decorative technologies.

Allison Transmission Holdings Inc.

Allison Transmission Holdings is a holding company. Through its subsidiaries, the company manufactures fully-automatic transmissions for medium- and heavy-duty commercial vehicles and medium- and heavy-tactical U.S. defense vehicles. The company's transmissions are in used various applications, including on-highway trucks (distribution, refuse, construction, fire and emergency), buses (mainly school, transit and electric hybrid-transit), motorhomes, off-highway vehicles and equipment (mainly energy, mining and construction) and defense vehicles (wheeled and tracked). The company also sells replacement parts, support equipment and other products to service the installed base of vehicles utilizing its transmissions.

AngioDynamics Inc.

AngioDynamics designs, manufactures and sells medical, surgical and diagnostic devices for the treatment of peripheral vascular disease, vascular access and for use in oncology and surgical settings. The company's business units are: Oncology/Surgery, which provides a range of ablation technologies, including thermal tissue ablation systems, surgical resection and the NanoKnife System; Vascular Interventions and Therapies, which supports the medical areas of venous insufficiency, thrombus management, and peripheral products; and Vascular Access, which includes peripherally inserted central catheters, midline catheters, implantable ports, dialysis catheters and related accessories and supplies.

Apollo Endosurgery

Apollo Endosurgery is a holding company. Through its subsidiaries, the company is focused on the design, development and commercialization of medical devices to develop gastrointestinal (GI) therapeutic endoscopy. The company's products are used to provide interventional therapy to patients who suffer from obesity and the co-morbidities associated with obesity, other GI conditions including closure of acute perforations and chronic fistulas; inadvertent perforation of the GI tract; tissue closure after the removal of abnormal lesions in the esophagus, stomach or colon and in the treatment of swallowing disorders as well as to suture in place esophageal stents in order to prevent their migration.

Aqua Metals Inc

Aqua Metals is engaged in the business of recycling lead through a proprietary and patent-pending process that the company developed and named AquaRefining. AquaRefining uses an aqueous solvent and an electro-chemical process to produce lead suitable for use in lead acid battery (LAB) production. The company's AquaRefining process has two key elements. The first is the company's use of a proprietary, non-toxic solvent that dissolves lead compounds. The second is a proprietary electro-chemical process and electrolyzer that converts the dissolved lead compounds into high purity lead suitable for use in LAB production. The company's AquaRefining process can generate lead and lead-based products, and recovered plastic chips.

AVEO Pharmaceuticals Inc.

AVEO Pharmaceuticals is a biopharmaceutical company. The company's product candidates include: tivozanib, its key candidate, a vascular endothelial growth factor receptor tyrosine kinase inhibitor which has been investigated in several tumor types, including renal cell, hepatocellular, colorectal and breast cancers; Ficlatuzumab, a hepatocyte growth factor inhibitory antibody, which is being tested for the treatment of squamous cell carcinoma of the head and neck, acute myeloid leukemia, and pancreatic cancer; AV-203, an anti-ErbB3 specific monoclonal antibody with high ErbB3 affinity; and AV-380, a humanized IgG1 inhibitory monoclonal antibody for the treatment or prevention of cachexia.

Baldwin & Lyons Inc. Cl B

Baldwin & Lyons engages in marketing and underwriting property, liability and workers' compensation coverage for trucking and public transportation fleets, as well as coverage for trucking industry independent contractors. In addition, the company provides workers' compensation coverage for a variety of operations outside the transportation industry. The company operates as one reportable property and casualty insurance segment, providing a range of products and services, including commercial automobile and workers' compensation insurance products. The company's subsidiaries provide workers' compensation insurance for the fleet transportation industry.

BioSpecifics Technologies

Biospecifics Technologies is a biopharmaceutical company involved in the development of an injectable collagenase clostridium histolyticum (CCH). The company maintains intellectual property with respect to injectable CCH that treats, among other indications, Dupuytren's contracture (DC), Peyronie's disease (PD), frozen shoulder syndrome, and uterine fibroids. Injectable CCH is approved and marketed under the trademark XIAFLEX? for the treatment of both DC and PD. The company is evaluating CCH as a treatment for uterine fibroids. Under its license agreement with Endo International plc's (Endo), Endo has the right to develop CCH for frozen shoulder and plantar fibromatosis, and other licensed indications.

Bruker Corporation

Bruker is a developer, manufacturer and distributor of scientific instruments and analytical and diagnostic solutions. Majority of the company's products are used to detect, measure and visualize structural characteristics of chemical, biological and industrial material samples. The company also develops, manufactures and distributes a range of field analytical systems for chemical, biological, radiological, nuclear and explosives detection. The company also develops, manufactures and markets high and low temperature superconducting materials and devices based primarily on metallic low temperature superconductors. The company's segments include: Bruker Scientific Instruments and Bruker Energy and Supercon Technologies.

Capital Southwest Corp.

Capital Southwest is an internally managed closed-end, non-diversified management investment company. The company's investment objective is to produce risk-adjusted returns by generating current income from its debt investments and capital appreciation from its equity and equity related investments.

Castle Brands

Castle Brands develops and markets various brands in the following beverage alcohol categories: rum, whiskey, liqueurs, and vodka. As of Mar 31 2018, the company distributed its products in all 50 U.S. states and the District of Columbia, in 13 primary international markets. The company markets the following brands, among others: Goslings rum?, Goslings Stormy Ginger Beer, Goslings Dark 'n Stormy? ready-to-drink cocktail, Jefferson's? bourbon, Jefferson's Reserve?, Jefferson's Ocean Aged at Sea?, Jefferson's Wine Finish Collection, Jefferson's The Manhattan: Barrel Finished Cocktail, Jefferson's Chef's Collaboration, Jefferson's Wood Experiment, and Jefferson's Presidential Select.

Catasys Inc.

Catasys is using predictive analytics, artificial intelligence and telehealth, combined with human intervention to deliver improved member health and cost savings to health plans. The company applies data analytics and predictive modeling to identify members with untreated behavioral health conditions, whether diagnosed or not, and coexisting medical conditions that may be impacted through treatment in the OnTrak program. The company's technology enabled OnTrak solution is an integrated suite of services that includes evidence-based psychosocial and medical interventions delivered either in-person or via telehealth, nurse-led care coaching and local community support.

Charter Financial Corp.

Charter Financial is a savings and loan holding company. Through its subsidiary, CharterBank, the company's principal business consists of accepting retail deposits from the general public and investing those deposits, together with funds generated from operations, in commercial real estate loans, one- to four-family residential mortgage loans, construction loans, investment securities, commercial business loans, home equity loans and lines of credit and other consumer loans. In addition, the company provides deposit products, such as checking, money market, regular savings and term certificate accounts. As of Sep 30 2016, the company had total assets of $1.44 billion and total deposits of $1.16 billion.

Clearside Biomedical Inc

Clearside Biomedical is a biopharmaceutical company developing treatments that restore vision for people with back of the eye diseases. The company's suprachoroidal injection platform is a patented approach for delivering pharmacotherapy to the back of the eye via the suprachoroidal space (SCS). The company's key product candidate, XIPERE, is a proprietary, preservative-free suspension of the corticosteroid triamcinolone acetonide formulated for administration via suprachoroidal injection, for the treatment of macular edema related with uveitis. The company is also developing Axitinib for Suprachoroidal Injection for administration to the SCS as a long-acting therapy for wet age-related macular degeneration.

CVB Financial Corp.

CVB Financial is a bank holding company. Through its subsidiary, Citizens Business Bank (the Bank), the company's primary operations are related to banking activities. This includes the acceptance of deposits and the lending and investing of money through the operations of the Bank. The company provides a range of bank deposit instruments including checking, savings, money market and time certificates of deposit for both business and personal accounts. The company also serves as a federal tax depository for its business customers. The company provides a range of lending products, including commercial, agribusiness, consumer, small business administration loans, real estate loans and equipment and vehicle leasing.

Developers Diversified Realty Corporation

Dollar Tree Inc.

Dollar Tree is an operator of discount variety stores. The company's stores operate under the names of Dollar Tree, Family Dollar and Dollar Tree Canada. The company's segments are: Dollar Tree, which is the operator of discount variety stores providing merchandise at the fixed price point of $1.00; and Family Dollar, which operates general merchandise discount retail stores. The merchandise mix in the company's Dollar Tree stores consists of consumable merchandise, variety merchandise, and seasonal goods. The merchandise mix in the company's Family Dollar stores consists of consumable merchandise, home products, apparel and accessories merchandise, and seasonal and electronics merchandise.

Energen Corporation

Energen is an oil and natural gas exploration and production company engaged in the exploration, development and production of oil, natural gas liquids and natural gas. The company's operations are conducted through its subsidiary, Energen Resources Corporation and primarily occur within the Midland Basin, the Delaware Basin and the Central Basin Platform areas of the Permian Basin in west Texas and New Mexico. The company's operations focus on increasing production and adding proved reserves through the development of oil, natural gas liquids and natural gas properties. In addition, the company explores for and develops new reservoirs, primarily in areas in which it has an operating presence.

Enservco Corp.

Esperion Therapeutics Inc.

Esperion Therapeutics is a pharmaceutical company that develops and commercializes oral, once-daily, non-statin medicines for the treatment of patients with elevated low-density lipoprotein cholesterol (LDL-C). The company's primary products, NEXLETOL? tablet and NEXLIZET? tablets, are oral, once-daily, non-statin LDL-C lowering medicines approved in the U.S. for patients with atherosclerotic cardiovascular disease (ASCVD) or heterozygous familial hypercholesterolemia (HeFH). The U.S. Food and Drug Administration has approved NEXLETOL as an adjunct to diet and maximally tolerated statin therapy for the treatment of adults with HeFH or established ASCVD who require additional lowering of LDL-C.

EVINE Live

EVINE Live is a digital commerce company. The company provides a range of proprietary, exclusive and name-brand merchandise in the categories of jewelry and watches, home and consumer electronics, beauty and fashion and accessories directly to consumers via television, online and mobile devices. The company's television shopping network, Evine, provides entertaining content in a digital shopping experience 24 hours a day. The company also operates evine.com, a digital commerce platform that sells products which appear on the company's television shopping network as well as an extended assortment of online-only merchandise. The company's programming and products are also marketed via mobile devices and social media channels.

Exela Technologies Inc.

Exela Technologies is a provider of transaction processing solutions, enterprise information management, document management and digital business process services. The company has three segments: Information and Transaction Processing, which provides solutions and services designed to aid businesses in information capture, processing, decisioning and distribution; Healthcare Solutions, which operate and maintain a consulting and outsourcing business focusing on both the healthcare provider and payer markets; and Legal and Loss Prevention Services, which provide a line of legal services in connection with class action, bankruptcy labor, claims adjudication and employment and other legal matters.

EyePoint Pharmaceuticals

EyePoint Pharmaceuticals is a biopharmaceutical company focuses on developing and commercializing ophthalmic products for the treatment of eye diseases. YUTIQ? (fluocinolone acetonide intravitreal implant) is used for the treatment of chronic non-infectious uveitis affecting the posterior segment of the eye (NIPU). DEXYCU? (dexamethasone intraocular suspension) is used for the treatment of post-operative ocular inflammation. The company is entitled to royalties pursuant to license and collaboration agreements utilizing its Durasert technology platform. These include ILUVIEN? for the treatment of diabetic macular edema, ILUVIEN for NIPU, and Retisert? for the treatment of posterior segment uveitis.

Finisar Corporation

Finisar is engaged in optical communications, providing components and subsystems to networking equipment manufacturers, data center operators, telecom service providers, consumer electronics and automotive companies. The company's optical subsystems consist primarily of transmitters, receivers, transceivers, transponders and active optical cables, which provide the optical-electrical, or optoelectronic interface for interconnecting the electronic equipment used in these networks, including the switches, routers, and servers used in wireline networks as well as the antennas and base stations used in wireless networks. The company also provides products known as wavelength selective switches.

First Citizens BancShares Inc. Class A

First Citizens BancShares is a holding company. Through its banking subsidiary, First-Citizens Bank & Trust Co. (FCB), the company provides a range of retail and commercial banking services. Loan services include various types of commercial, business and consumer lending. Deposit services include checking, savings, money market and time deposit accounts. The company's subsidiaries also provides mortgage lending, a trust department, wealth management services for businesses and individuals and other activities incidental to commercial banking. FCB's subsidiaries provide various investment products including annuities, discount brokerage services and third-party mutual funds.

FLEETCOR Technologies Inc.

FleetCor Technologies is provider of commercial payment solutions. The company's five primary product lines are Fuel, which provides fuel payment solutions to businesses and government entities who operate vehicle fleets, as well as to main oil companies;Lodging, which provides lodging payment solutions to employees who travel overnight for work purposes; Tolls, which provides an electronic toll and parking payments product; Corporate Payments, which include virtual cards, purchasing cards, travel and entertainment cards; and Gift, which provides gift card product management and processing services. Additionally, the company provides other payment products including fleet maintenance and employee benefits.

Green Brick Partners

Green Brick Partners is a homebuilding and land development company. The company acquires and develops land, provides land and construction financing to its controlled builders and participates in the profits of its builders. The company is engaged in homebuilding process, including land acquisition and development, entitlements, design, construction, title and mortgage services, marketing and sales and the creation of brand images at its residential neighborhoods and communities. The company sells finished lots to its controlled builders or option lots from third-party developers for its controlled builders' homebuilding operations and provides them with construction financing and strategic planning.

HireQuest Inc.

Immunomedics Inc.

Immunomedics is a clinical-stage biopharmaceutical company developing monoclonal antibody-based products for the targeted treatment of cancer. The company's product candidate is sacituzumab govitecan (IMMU-132), an antibody-drug conjugate for the treatment of patients with metastatic triple-negative breast cancer who previously received at least two prior therapies for metastatic disease. The company also has other product candidates, which target solid tumors and hematologic malignancies in various stages of clinical and preclinical development, such as labetuzumab govitecan that binds the CEACAM5 antigen expressed on CRC and other solid cancers, and IMMU-140 for the treatment of hematologic malignancies.

Lennar Corporation Class A

Lennar is a homebuilder in the United States, an originator of residential and commercial mortgage loans, a provider of title insurance and closing services and a developer of multifamily rental properties. The company's homebuilding operations include the construction and sale of single-family attached and detached homes as well as the purchase, development and sale of residential land directly and through unconsolidated entities in which it has investments. The company operates under the Lennar brand name. The company creates and participates in joint ventures that acquire and develop land for its homebuilding operations, for sale to third parties or for use in the ventures' own homebuilding operations.

Marriott Vacations Worldwide Corporation

Marriott Vacations Worldwide is a vacation company that provides vacation ownership, exchange, rental and resort and property management, along with related businesses, products and services. The company's reportable segments are; Vacation Ownership, which develops, markets, sells, rents and manages vacation ownership and related products under its licensed brands; and Exchange and Third-Party Management, which includes exchange networks and membership programs comprised of exchange, getaways, interval gold and interval platinum, club interval, sales and marketing support for interval international network resorts, and operational support for interval international network resorts.

Monmouth Real Estate Investment Corporation Class A

Monmouth Real Estate Investment is a real estate investment trust (REIT). The company's main business is the ownership of real estate. The company's investment focus is to own single tenant, industrial buildings, leased primarily to investment-grade tenants or their subsidiaries on long-term net leases. In addition, the company invests in securities of other REITs. The company holds investments in properties in Alabama, Arizona, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Kansas, Kentucky, Louisiana, Maryland, Michigan, Minnesota, Mississippi, Missouri, Nebraska, New Jersey, New York, North Carolina, Ohio, Oklahoma, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, Washington and Wisconsin.

Motorcar Parts of America Inc.

Motorcar Parts of America is a supplier of automotive aftermarket non-discretionary replacement parts and diagnostic equipment. The company's non-discretionary replacement parts are sold to automotive retail chain stores and warehouse distributors throughout North America and to main automobile manufacturers for both their aftermarket programs and warranty replacement programs. The company's hard parts portfolio includes: rotating electrical products such as alternators and starters, wheel hub assemblies and bearings, and brake master cylinders. The company's diagnostic equipment portfolio includes: bench top alternator and starter testing, production alternator and starter, and alternator and starter endurance.

Nabriva Therapeutics AG

NetSol Technologies

NetSol Technologies is a provider of Information Technology and enterprise software solutions. The company's solutions are: NetSol Financial Suite?, a suite of software applications; NFS Digital, enables a sales force for a finance and leasing company to access different channels like point of sale, field investigation and auditing through a self-service mobile application; and Regional NFS? Offerings, which handles every aspect of the lease or loan lifecycle, including credit application origination, credit adjudication, pricing, documentation, booking, payments, customer service, collections, midterm adjustments, and end-of-term options for asset disposition and remarketing.

NuStar Energy L.P.

NuStar Energy is engaged in the transportation of petroleum products and anhydrous ammonia, and the terminalling, storage and marketing of petroleum products. The company's reportable business segments are: pipeline, which consist of the transportation of refined products, crude oil and anhydrous ammonia; storage, which provide storage, handling and other services for petroleum products, crude oil, chemicals and other liquids; and fuels marketing, which includes its bunkering operations at its St. Eustatius and Texas City terminals, as well as certain of its blending operations.

OPTIMIZERX CORP

Otelco Inc

Otelco provides a range of telecommunication services on a retail and wholesale basis. These services include local and long distance calling; network access to and from the company's customers; data transport; digital high-speed internet; cable and Internet Protocol television; other telephone related services; and cloud hosting and managed services. The company provides various communications services that are sold to economically similar customers in a comparable manner of distribution. The company also provides cloud hosting and managed services for small and mid-sized companies who rely on mission-critical software applications.

P.A.M. Transportation Services Inc.

P.A.M. Transportation Services is a holding company. Through its subsidiaries, the company is a truckload dry van carrier transporting general commodities throughout the continental U.S., as well as in certain Canadian provinces. The company also provides transportation services in Mexico under agreements with Mexican carriers. The company's operations are classified into: truckload services, which generally utilize the company-owned trucks, long-term contractors, or single-trip contractors to transport loads of freight for customers; or brokerage and logistics services, which coordinate or facilitate the transport of loads of freight for customers and generally involve the utilization of single-trip contractors.

Precigen Inc

Intrexon is engaged in the field of synthetic biology, focusing on programming biological systems to alleviate disease, remediate environmental challenges, and provide sustainable food and industrial chemicals. Using its suite of technologies, the company designs, builds and regulates gene programs, which are DNA sequences that consist of primary genetic components. A single gene program or a complex, multi-genic program is fabricated and stored within a DNA vector. Vectors are segments of DNA used as a vehicle to transmit genetic information. The company's primary domestic operations are in California, Florida, Maryland, and Virginia, and its primary international operations are in Hungary.

REV Group Inc.

REV Group is a holding company. Through its subsidiaries, the company is a designer, manufacturer and distributor of specialty vehicles and related aftermarket parts and services. The company provides customized vehicle solutions for applications including: essential needs (ambulances, fire apparatus, school buses and municipal transit buses), industrial and commercial (terminal trucks, cut-away buses and sweepers) and consumer leisure (recreational vehicles (RVs), and coaches). The company's segments are: Fire and Emergency, which sells fire apparatus equipment and ambulances; Commercial, which produces buses, terminal trucks and sweepers; and Recreation, which provides motorized and towable RV models.

Synergy Pharmaceuticals Incorporated

Synergy Pharmaceuticals is a biopharmaceutical company focused on the development and commercialization of gastrointestinal (GI) therapies. The company is engaged in the discovery, research and development activities around analogs of uroguanylin, a naturally occurring and endogenous human GI peptide, for the treatment of GI diseases and disorders. The company discovered, is developing and controls 100% worldwide rights to its proprietary uroguanylin analog platform. The company's commercial product, plecanatide, under trademark name TRULANCE

Synovus Financial Corp.

Synovus Financial is a financial services company and a bank holding company. Through its subsidiary bank, Synovus Bank, the company provides commercial banking services and retail banking services. The company's commercial banking services include treasury management, asset management, capital markets services, institutional trust services and commercial, financial and real estate loans. The company's retail banking services include accepting customary types of demand and savings deposits accounts; mortgage, installment and other consumer loans; investment and brokerage services; safe deposit services; automated banking services; automated fund transfers; and Internet-based banking services.

TrueCar Inc.

TrueCar is an internet-based information, technology, and communication services company. The company helps consumers by providing information related to what others have paid for a make, model and trim of car in their area and guaranteed savings off the manufacturer's suggested retail price for that make, model and trim, as well as, in instances, price offers on actual vehicle inventory, which it refers to as Vehicle Identification Number-based offers, from its network of TrueCar Certified Dealers. The company's network of TrueCar Certified Dealers consisted mainly of new car franchises, representing various makes of cars, as well as independent dealers selling used vehicles.

Xenon Pharmaceuticals Inc

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Jonathan Moreland

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