Report
Jonathan Moreland
EUR 8.70 For Business Accounts Only

Weekly Insider Tables: Feb 3, 2018

InsiderInsights Ratings of Companies with Open-Market Form 4 Purchases; Sales Filed at the SEC on the date above. We separate the real investment intelligence from the noise. Saving you time, and improving your research process
Underlyings
ACCELERATE DIAGNOSTICS INC.

Accelerate Diagnostics is an in vitro diagnostics company. The company's Accelerate Pheno? system utilizes genotypic technology to identify (ID) infectious pathogens and phenotypic technology to conduct antibiotic susceptibility testing (AST), which determines whether live bacterial and fungal cells are resistant or susceptible to a particular antimicrobial. The Accelerate PhenoTest? BC Kit, which is the test kit for the system, provides ID and AST results for patients suspected of bacteremia or fungemia, both conditions with morbidity and mortality risk. The Accelerate Pheno? system comprises of a robotic pipettor for fluidic manipulation, an optical system, and an imaging system.

Achaogen Inc.

Achaogen is a biopharmaceutical company engaged in discovering, developing, and commercializing antibacterial treatments against multi-drug resistant (MDR) gram-negative infections. The company develops plazomicin for the treatment of serious bacterial infections, including complicated urinary tract infection (cUTI), blood stream infections and other infections due to MDR Enterobacteriaceae, including carbapenem-resistant Enterobacteriaceae. The company also develops antibacterial candidate, C-Scape, an orally-administered combination of ceftibuten and clavulanate for oral treatment for patients with cUTI, and acute pyelonephritis, caused by expanded spectrum beta-lactamases-producing Enterobacteriaceae.

Alimera Sciences

Alimera Sciences is a pharmaceutical company that is engaged in the commercialization and development of prescription ophthalmic pharmaceuticals. The company's commercial product is ILUVIEN?, an intravitreal implant that treats patients by delivering a continuous microdose of the non-proprietary corticosteroid fluocinolone acetonide in the eye. ILUVIEN was initially developed to treat diabetic macular edema, a disease of the retina that affects individuals with diabetes and can lead to vision loss and blindness. The company commercially markets ILUVIEN in the United States, Germany, the United Kingdom, Portugal, Austria and Ireland. The company has three segments: the United States, International and Other.

Altisource Portfolio Solutions S.A.

Altisource Portfolio Solutions is a marketplace and transaction solutions provider for the real estate, mortgage and consumer debt industries. Co. has three reportable segments: mortgage services, which provides asset management services, origination services, insurance services, property valuation services, and default management services; financial services, which provides collection services primarily to debt originators and servicers and customer relationship management services primarily to the utility, insurance and hotel industries; and technology services, which provides software and data analytics solutions and information technology infrastructure management services.

Apollo Endosurgery

Apollo Endosurgery is a holding company. Through its subsidiaries, the company is focused on the design, development and commercialization of medical devices to develop gastrointestinal (GI) therapeutic endoscopy. The company's products are used to provide interventional therapy to patients who suffer from obesity and the co-morbidities associated with obesity, other GI conditions including closure of acute perforations and chronic fistulas; inadvertent perforation of the GI tract; tissue closure after the removal of abnormal lesions in the esophagus, stomach or colon and in the treatment of swallowing disorders as well as to suture in place esophageal stents in order to prevent their migration.

Argos Therapeutics Inc

Axon Enterprise, Inc.

Bank of Commerce Holdings

Bank of Commerce is a bank holding company. Through its subsidiary, the company provides a range of financial services and products for business and retail customers. The services the company provides include those offered by banks of similar size and character in California. The company's principal deposit products include the following types of accounts; checking, interest-bearing checking, money market, savings and certificates of deposit. The company also provides sweep arrangements, commercial loans, construction loans, term loans, consumer loans, safe deposit boxes, and electronic banking services. The company does not provide trust services or international banking services.

Castle Brands

Castle Brands develops and markets various brands in the following beverage alcohol categories: rum, whiskey, liqueurs, and vodka. As of Mar 31 2018, the company distributed its products in all 50 U.S. states and the District of Columbia, in 13 primary international markets. The company markets the following brands, among others: Goslings rum?, Goslings Stormy Ginger Beer, Goslings Dark 'n Stormy? ready-to-drink cocktail, Jefferson's? bourbon, Jefferson's Reserve?, Jefferson's Ocean Aged at Sea?, Jefferson's Wine Finish Collection, Jefferson's The Manhattan: Barrel Finished Cocktail, Jefferson's Chef's Collaboration, Jefferson's Wood Experiment, and Jefferson's Presidential Select.

Cellular Biomedicine Group Inc

Cellular Biomedicine Group is a clinical-stage biopharmaceutical company engaged in using its proprietary cell-based technologies to develop immunotherapies for the treatment of cancer and stem cell therapies for the treatment of degenerative diseases. The company's technologies include two primary cell platforms: immune cell therapy for treatment of a range of cancer indications, including hematological cancer and solid tumors; and regenerative Medicines using human adipose-derived mesenchymal progenitor cells for treatment of joint diseases, including knee osteoarthritis (autologous & allogeneic); and other degenerative and dermatologic diseases (assessing the feasibility).

Centerspace

Investors Real Estate Trust is a self-advised equity real estate investment trust engaged in acquiring, owning and leasing real estate. The company conducts its day-to-day business operations through its operating partnership, IRET Properties. The company's investments consist of multifamily and healthcare properties located primarily in the Midwest states of Minnesota and North Dakota. As of Apr 30 2017, the company held for investment 87 multifamily properties containing apartment units and 42 commercial properties, consisting of healthcare, and office, retail and industrial. The company operates in two reportable real estate segments: multifamily and healthcare.

Century Bancorp Inc. Cl A

Century Bancorp is a bank holding company. Through its subsidiary, Century Bank and Trust Company, the company provides services to commercial enterprises, state and local governments and agencies, non-profit organizations and individuals. The company also provides securities brokerage services through a program called Investment Services at Century Bank, which is supported by LPL Financial, a third party securities brokerage business. The company grants single-family and multi-family residential loans, commercial and commercial real estate loans, municipal loans, and a variety of consumer loans. In addition, the company provides savings accounts, NOW accounts, demand deposits, time deposits and money market accounts.

Charter Communications Inc. Class A

Charter Communications is a holding company. Through its subsidiaries, the company is a cable operator and a broadband communications company providing video, Internet and voice services. The company also provides its mobile service to residential customers. In addition, the company sells video and online advertising inventory to local, regional and national advertising customers and communications and managed solutions to enterprise customers. The company also owns and operates regional sports networks and local sports, news and community channels. The company owns and operates a two-way telecommunications network which passes various households and small and medium businesses across United States.

Cheniere Energy Partners L.P.

Consumer Portfolio Services Inc.

Consumer Portfolio Service is a finance company. The company's primary business is to purchase and service retail automobile contracts originated primarily by franchised automobile dealers and select independent dealers in the United States in the sale of new and used automobiles, light trucks and passenger vans. Through its automobile contract purchases, the company provides indirect financing to the customers of dealers who have limited credit histories or past credit problems, who the company refers to as sub-prime customers. The company provides eight different financing programs: Bravo, First Time Buyer, Mercury / Delta, Standard, Alpha, Alpha Plus, Super Alpha and Preferred.

CORIUM INTERNATIONAL

Corium International is a commercial stage biopharmaceutical company focused on the development, manufacture and commercialization of pharmaceutical products in transdermal and transmucosal delivery systems. The company has several proprietary programs focusing primarily on the treatment of neurological disorders, with two lead programs in Alzheimer's disease. The company has developed and is the manufacturer of seven prescription drug and consumer products for its marketing partners. The company has two proprietary transdermal platforms: Corplex

Counterpath

Dave & Buster's Entertainment Inc.

Dave & Buster's Entertainment is an owner and operator of entertainment and dining venues (stores) that operate under the name Dave & Buster's. The company's concept is to provide its customers the opportunity to Eat Drink Play and Watch all in one location for adults and families, while serving food and beverages. The company's Eat and Drink is provided through a menu of entrees and appetizers and a selection of non-alcoholic and alcoholic beverages. The company's Play and Watch offerings provide an assortment of entertainment attractions centered around playing games and watching live sports and other televised events.

Dynatronics

Empire Resorts Inc.

Empire Resorts is a holding company engaged in the hospitality and gaming industries. Through its subsidiary, Monticello Raceway Management, Inc., the company owns and operates Monticello Casino and Raceway, which features a video gaming machine (VGM) and harness horseracing facility. Monticello Casino and Raceway operates VGMs, which includes video lottery terminals and electronic table game positions. The company is also engaged in pari-mutuel wagering on the running of live harness horse races, the import simulcasting of harness and thoroughbred horse races from racetracks across the country and internationally, and the export simulcasting of its races to offsite pari-mutuel wagering facilities.

Everest Re Group Ltd.

Everest Re Group is a holding company. Through its subsidiaries, the company underwrites reinsurance and insurance in the United States, Bermuda and international markets. The company's segments are: U.S. Reinsurance, which writes property and casualty reinsurance and specialty lines of business, including Marine, Aviation, Surety and Accident and Health business; International, which focuses on the international reinsurance markets; Bermuda, which writes property and casualty reinsurance and property and casualty reinsurance; and Insurance, which writes property and casualty insurance through agents, wholesale and retail brokers and surplus lines brokers in the United States, Canada, Ireland, Bermuda.

Fluent Inc

Fortress Transportation and Infrastructure Investors LLC

FS KKR Capital Corp.

FS KKR Capital is an externally managed, non-diversified, closed-end management investment company. The company is managed by FS/KKR Advisor, LLC, an investment adviser, which oversees the management of the company's operations. The company's portfolio is comprised of investments in senior secured loans and second lien secured loans of private middle market U.S. companies and, to a lesser extent, subordinated loans of private U.S. companies. The company may purchase interests in loans or make other debt investments, including investments in senior secured bonds, through secondary market transactions in the over-the-counter, market or directly from its target companies as primary market or directly originated investments.

German American Bancorp

German American Bancorp is a financial holding company. Through its subsidiaries, the company operates banking offices, investment brokerage, and property and casualty insurance agency. The company's primary segments are: core banking, which involves accepting deposits from the general public and using such funds to originate consumer, commercial and agricultural, commercial and agricultural real estate, and residential mortgage loans; trust and investment advisory services, which involves providing trust, investment advisory, and brokerage services to customers; and insurance operations, which provides a range of personal and corporate property and casualty insurance products.

HealthStream Inc.

Healthstream provides workforce and provider solutions for healthcare organizations. The company's segments are: Workforce Solutions, which is comprised primarily of Software-as-a-Service and subscription-based products for clinical development, talent management, training, certification, competency assessment, performance appraisal, and additional needs; and Provider Solutions, which provides EchoCredentialing? and MSOW? platforms that manage medical staff credentialing and privileging processes for hospitals, EchoOneApp? platform for medical groups, and EchoAccess? platform to support hospital call centers with physician referral and provider directories functionalities.

J.Jill Inc.

J.Jill is a holding company. Through its subsidiaries, the company is a women's apparel brand focused on the 45 years and older. Co.'s products are marketed under the J.Jill brand name and sold through its retail and direct channels. The company's range of apparel spans knit and woven tops, bottoms and dresses as well as sweaters and outerwear. The company also provides a range of footwear and accessories, including scarves, jewelry and hosiery. The company's products are available across the range of sizes including Misses, Petites, Women's and Tall. The main products of its assortment are designed and merchandised in-house, grounded with styles and fabrications that are represented across a season.

Kala Pharmaceuticals Inc.

Kala Pharmaceuticals is a biopharmaceutical company focused on the development and commercialization of therapeutics using its AMPPLIFY? Mucus Penetrating Particles drug delivery technology, with a focus on the treatment of eye diseases. The company's approved ocular corticosteroid product, INVELTYS? (loteprednol etabonate ophthalmic suspension) is used for the treatment of post-operative inflammation and pain. The company is developing KPI-121 0.25% for the temporary relief of the signs and symptoms of dry eye disease. The company is evaluating compounds in its receptor Tyrosine Kinase Inhibitor program that inhibit the vascular endothelial growth factor pathway for the treatment of a number of retinal diseases.

Legacy Reserves

Legacy Reserves is engaged in the acquisition and development of oil and natural gas properties. The company owns and operates oil and natural gas producing properties located primarily in East Texas, the Permian Basin (West Texas and Southeast New Mexico), Rocky Mountain and Mid-Continent regions of the United States. The company is focused on two activities: the acquisition of producing oil and natural gas properties and the development of properties in established producing trends. As of Dec 31 2016, the company had proved reserves of 144.8 million barrels of oil equivalent, consisting of 32.5 million barrels of oil, 7.8 million barrels of natural gas liquids, and 627 billion cubic feet of natural gas.

Macatawa Bank Corp.

Macatawa Bank is a bank holding company. Through its subsidiary, Macatawa Bank, the company operates branch offices and a lending and operational service facility, providing a range of commercial and consumer banking and trust services in Kent County, Ottawa County, and northern Allegan County, MI. The company's commercial and industrial lending portfolio contains loans with a variety of purposes and security, including loans to finance operations and equipment. The company's commercial real estate loans consist primarily of construction and development loans and multi-family and other non-residential real estate loans. The company's retail loans consist primarily of residential mortgage loans and consumer loans.

MidWestOne Financial Group

MidWestOne Financial Group is a bank holding company. Through its subsidiary, MidWestOne Bank (the Bank), the company is focused on delivering relationship-based business and personal banking products and services. The Bank provides commercial loans, real estate loans, agricultural loans, credit card loans, and consumer loans. The Bank also provides deposit products including demand and interest checking accounts, savings accounts, money market accounts, and time deposits. Complementary to its loan and deposit products, the Bank also provides products and services including treasury management, Zelle, online and mobile banking, debit cards, automated teller machine, and safe deposit boxes.

Mobivity Holdings

Morgan Stanley Emerging Markets Fund Inc.

New Mountain Finance Corporation

New Mountain Finance is a closed-end, non-diversified management investment company that is engaged in the sourcing and origination of debt securities at various levels of the capital structure, including first and second lien debt, notes, bonds and mezzanine securities. In some cases, the company's investments may also include equity interests. The company makes investments through both primary originations and open-market secondary purchases.

Ocwen Financial Corporation

Ocwen Financial is a financial services holding company which, through its subsidiaries, originates and services loans. The company's Servicing business is comprised of its primary residential mortgage servicing business. The company's Lending business originates and purchases forward and reverse mortgage loans. The company's forward mortgage loans are conventional (conforming to the underwriting standards of the government sponsored entities) and government-insured (insured by the Federal Housing Administration (FHA) or Department of Veterans Affairs). The company also originates and purchases Home Equity Conversion Mortgages insured by the FHA through its subsidiary, Liberty Home Equity Solutions, Inc. operations.

OPKO Health Inc.

Opko Health is a healthcare company. The company manages two segments: Diagnostics, which provides laboratory testing services utilized by healthcare providers in the detection, diagnosis, evaluation, monitoring, and treatment of diseases, including esoteric testing, molecular diagnostics, anatomical pathology, genetics, women's health and correctional healthcare; and Pharmaceutical, which includes Rayaldee for the treatment of secondary hyperparathyroidism in adults with chronic kidney disease (CKD) and vitamin D insufficiency, and Alpharen (Fermagate Tablets) for the treatment of hyperphosphatemia in CKD patients requiring regular hemodialysis.

Perceptron Inc.

Perceptron develops, produces and sells automated industrial metrology products and solutions to manufacturing organizations for dimensional gauging, dimensional inspection and 3D scanning. The company's In-Line and Near-Line Measurement Solutions are based on a combination of its non-contact Helix? sensor technology and Vector software. The company's Off-Line Measurement Solutions are based on its Coord3? coordinate measuring machines, V7 3D Laser Scanner, plus TouchDMIS? measuring software. The company's 3D Scanning Solutions include its WheelWorks? software and sensors which provide a method of measuring wheel position for use in automated or manual wheel alignment machines in automotive assembly plants.

PriceSmart Inc.

PriceSmart owns and operates United States style membership shopping warehouse clubs in Central America, the Caribbean and Colombia. The company also functions as a wholesale supplier to a retailer in the Philippines. The company sells brand name and private label consumer products to individuals and businesses. The company provides three types of memberships: Business, Diamond and Platinum. Businesses qualify for Business membership. The Diamond membership is targeted at individuals and families. The Platinum membership provides members with a 2% rebate on several items, up to an annual maximum of $500.

Putnam High Income Securities Fund

Reata Pharmaceuticals Inc. Class A

Reata Pharmaceuticals is a clinical-stage biopharmaceutical company focused on identifying, developing, and commercializing therapies. The company focuses on on small-molecule therapeutics with mechanisms of action for the treatment of diseases with few or no approved therapies. The company's key programs are in rare forms of chronic kidney disease (CKD) and a rare neurological disease. The company's key product candidates include bardoxolone methyl (bardoxolone) in patients with CKD caused by Alport syndrome and omaveloxolone in patients with a neurological disorder called Friedreich's ataxia. The company is developing RTA 1701 for the potential treatment of a range of autoimmune, inflammatory, and fibrotic diseases.

SBA Communications Corp. Class A

SBA Communications is a holding company. Through its subsidiaries, the company is an owner and operator of wireless communications infrastructure, including tower structures, rooftops, and other structures that support antennas used for wireless communications. The company's operations are in the U.S. and its territories. In its site leasing business, the company leases antenna space to wireless service providers on towers that the company owns or operates and manages rooftop and tower sites for property owners under various contractual arrangements. In its site development business, the company assists wireless service providers in developing and maintaining their own wireless service networks.

Sears Holdings Corporation

Sears Holdings is the parent company of Kmart Holding Corporation (Kmart) and Sears, Roebuck and the company (Sears). The company has two segments: Kmart, which includes stores that are mainly free-standing units that carry a range of products, including consumer electronics, seasonal merchandise, outdoor living, toys, lawn and garden equipment, food and consumables and apparel; and Sears Domestic, which includes its full-line stores, specialty stores, commercial sales and home services. The company operates a number of websites under the sears.com and kmart.com banners which provide products and the capability for its members and customers to engage in cross-channel transactions.

Skyline Champion Corporation

Skyline Champion is a producer of factory-built housing in the United States and Canada. The company serves as a solution provider across complementary and vertically integrated businesses including manufactured construction, company-owned retail locations, and transportation logistics services. The company produces a range of manufactured and modular homes under a variety of brand names and in a variety of floor plans and price ranges. While most of the homes the company builds are single-family, multi-section, ranch-style homes, it also builds two-story, single-section, and Cape Cod style homes as well as multi-family units such as town homes, apartments, duplexes, and triplexes.

Sphere 3D Corp

Sphere 3D is a virtualization technology and data management solutions provider with a portfolio of products that address the complete data continuum. Co. delivers data management, and desktop and application virtualization solutions via hybrid Cloud, Cloud and on-premise implementations through its global reseller network. Co.'s products allow organizations to deploy a combination of public, private or hybrid cloud strategies while backing them up with the latest storage solutions. Co. has a portfolio of brands including Glassware 2.0™, NEO®, RDX®, SnapCLOUD™, SnapServer®, SnapSync™ and V3®.

Sprint Corp.

Sprint is a holding company. Through its subsidiaries, the company is a communications company providing wireless and wireline communications products and services to consumers, businesses, government subscribers, and resellers. The company has two segments: Wireless, which provides wireless services on a postpaid and prepaid payment basis to retail subscribers and also on a wholesale basis, including the sale of wireless services that utilize the company's network but are sold under the wholesaler's brand; and Wireline, which provides a suite of wireline communication services to other communications companies and targeted business customers, as well as voice, data and internet protocol communication services.

SYROS PHARMACEUTICALS

Syros Pharmaceuticals is a biopharmaceutical company engaged in the non-coding regulatory region of the genome to develop a new wave of medicines that control the expression of genes. The company's primary product candidates are: SY-1425, a selective retinoic acid receptor alpha agonist that is used to treat acute myeloid leukemia patients; SY-1365, a selective inhibitor of cyclin-dependent kinase 7 (CDK7), that is being evaluated in a Phase 1 clinical trial in patients with advanced solid tumors; and SY-5609, a CDK7 inhibitor that can be administered orally, which is being evaluated in investigational new drug application, enabling preclinical studies.

Templeton Emerging Markets Income Fund

The China Fund, Inc.

Unity Bancorp Inc.

Unity Bancorp is a bank holding company and financial holding company. Through its subsidiary, Unity Bank (the Bank), the company conducts commercial banking business and provides services, including personal and business checking accounts, time deposits, money market accounts and regular savings accounts. The company engages in a range of lending activities and provides commercial, small business administration, consumer, mortgage, home equity and personal loans. The Bank is a commercial bank, providing a range of business and consumer financial services through its main office in Clinton, NJ and additional New Jersey branches. The Bank has Pennsylvania branches located in Bethlehem and Forks Township.

Veeco Instruments Inc.

Veeco Instruments is a manufacturer of semiconductor and thin film process equipment. The company's system products include: Metal Organic Chemical Vapor Deposition Systems, Advanced Packaging Lithography, Precision Surface Processing Systems (Wet Etch and Clean), Laser Annealing Systems, Ion Beam Deposition and Etch Systems, Molecular Beam Epitaxy Systems, 3D Wafer Inspection Systems, and Atomic Layer Deposition and Other Deposition Systems. The company's systems are used in the production of microelectronic components, including light emitting diodes, micro-electro mechanical systems, radio frequency filters and amplifiers, power electronics, thin film magnetic heads, and other semiconductor devices.

Vitamin Shoppe

Vitamin Shoppe is a retailer and contract manufacturer of vitamins, minerals, herbs, specialty supplements, sports nutrition and other health and wellness products. The company's product categories are: Vitamins, Minerals, Herbs and Homeopathy, which includes multi-vitamins such as Vitamins A, C, D, E, and B-complex, along with calcium, magnesium, chromium and zinc; Sports Nutrition, which include protein and weight gain powders, meal replacements, weight management, and pre and post-workout supplements; Specialty Supplements, which include organic greens, psyllium fiber and soy proteins; and Other, which include items such as on the go bars, drinks and snacks, natural beauty and personal care.

WideOpenWest Inc.

WideOpenWesta is an integrated provider of high-speed data, cable television, digital telephony services to residential customers and provides a range of products and services to business customers. The company's products are available either as a bundle or as an individual service to residential and business service customers. In the Midwest, the company provides services in Detroit and Lansing, MI; Chicago, IL; Cleveland and Columbus, OH; Evansville, IN and Baltimore, MD. The Southeastern markets include Augusta, Columbus, Newnan and West Point, GA; Charleston, South Carolina; Dothan, Auburn, Huntsville and Montgomery, AL; Knoxville, TN; and Panama City and Pinellas County, FL.

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Analysts
Jonathan Moreland

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