The SEC’s Regulation Best Interest May Not Be What the Financial Sector Wished For
The investment services and wealth management companies will now have to closely follow the SEC's package of best interest regulations, as the deadline for the Department of Justice to appeal the vacating of the Department of Labor's fiduciary rule to the Supreme Court has passed. The 5th U.S. Circuit Court of Appeals now only has to issue the mandate putting its vacating of the DOL rule into effect for the DOL rule to effectively disappear. We are currently maintaining our fair value estimates ...TD Ameritrade Holding is a holding company. Through its subsidiaries, the company is a provider of securities brokerage services and related technology-based financial services to retail clients and independent registered investment advisors. The products and services available to the company's clients include: common and preferred stock, Exchange-Traded Funds, options, futures, foreign exchange, mutual funds, fixed income, new and secondary issue securities, margin lending, cash management services, and annuities. The company provides the client service and support through the following means: websites, branches, email, telephone, TTY services for the hearing impaired, and mobile app.
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offer an extensive line of products and services for individual investors, financial advisors, asset managers, and retirement plan providers and sponsors.
Morningstar provides data on approximately 530,000 investment offerings, including stocks, mutual funds, and similar vehicles, along with real-time global market data on more than 18 million equities, indexes, futures, options, commodities, and precious metals, in addition to foreign exchange and Treasury markets. Morningstar also offers investment management services through its investment advisory subsidiaries and had approximately $185 billion in assets under advisement and management as of June 30, 2016.
We have operations in 27 countries.
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