Ongoing Challenges to DOL's Fiduciary Rule Don't Alter Existing Asset and Wealth Management Trends
We don't expect the ongoing challenges to the Department of Labor's fiduciary rule to have much of an impact on the U.S.-based asset managers and wealth management firms we cover, as many of the trends that have affected both industries the past several years--from the growth of low-cost passive investment vehicles (at the expense of actively managed products) to the increased use of fee-based account structures by advisors and broker/dealers--are unlikely to abate in the near to medium term.Wh...
TD Ameritrade Holding is a holding company. Through its subsidiaries, the company is a provider of securities brokerage services and related technology-based financial services to retail clients and independent registered investment advisors. The products and services available to the company's clients include: common and preferred stock, Exchange-Traded Funds, options, futures, foreign exchange, mutual funds, fixed income, new and secondary issue securities, margin lending, cash management services, and annuities. The company provides the client service and support through the following means: websites, branches, email, telephone, TTY services for the hearing impaired, and mobile app.
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offer an extensive line of products and services for individual investors, financial advisors, asset managers, and retirement plan providers and sponsors.
Morningstar provides data on approximately 530,000 investment offerings, including stocks, mutual funds, and similar vehicles, along with real-time global market data on more than 18 million equities, indexes, futures, options, commodities, and precious metals, in addition to foreign exchange and Treasury markets. Morningstar also offers investment management services through its investment advisory subsidiaries and had approximately $185 billion in assets under advisement and management as of June 30, 2016.
We have operations in 27 countries.
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