AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND

RJF RAYMOND JAMES FINANCIAL INC.
WIRE ENCORE WIRE CORPORATION
VSTM VERASTEM INC
TSLA TESLA INC
TRCB TWO RIVER BANCORP
TCBI TEXAS CAPITAL BANCSHARES INC.
T AT&T INC.
SNV SYNOVUS FINANCIAL CORP.
PACW PACWEST BANCORP
LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
HOMB HOME BANCSHARES INC.
HBI HANESBRANDS INC.
HBAN HUNTINGTON BANCSHARES INCORPORATED
FLT FLEETCOR TECHNOLOGIES INC.
FIT FITBIT INC. CLASS A
FAST FASTENAL COMPANY
EBSB MERIDIAN BANCORP INC
BOCH BANK OF COMMERCE HOLDINGS
BDGE BRIDGE BANCORP INC.
AZZ AZZ INC.
ACOR ACORDA THERAPEUTICS INC.
MLVF MALVERN BANCORP
JMP JMP GROUP LLC
FNB F.N.B. CORPORATION
CMO CAPSTEAD MORTGAGE CORPORATION
TSC TRISTATE CAPITAL HOLDINGS INC
UNFI UNITED NATURAL FOODS INC.
MLI MUELLER INDUSTRIES INC.
AIRT AIR T INC.
FSBW FS BANCORP INC
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
ODT ODONATE THERAPEUTICS INC
ROSE ROSEHILL RESOURCES
KRYS KRYSTAL BIOTECH INC
SFS SANTA FE SNYDER CORP
MMAC MMA CAPITAL MANAGEMENT
GMS LLC
BBDC GMS INC.
FPAY BARINGS BDC INC.
SLCA FLEXSHOPPER
PLAG U.S. SILICA HOLDINGS
INC.
PLANET GREEN HOLDINGS (N SHARES)

FB FACEBOOK INC. CLASS A
ACOR ACORDA THERAPEUTICS INC.
SHLD SEARS HOLDINGS CORPORATION
DSPG DSP GROUP INC.
AVK
MMAC ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
LGCYQ MMA CAPITAL MANAGEMENT
BBDC LLC
LEGACY RESERVES
BARINGS BDC INC.

SYNA SYNAPTICS INC
WIRE ENCORE WIRE CORPORATION
VSTM VERASTEM INC
SPKE SPARK ENERGY INC-CLASS A
RUN SUNRUN INC.
PRGX PRGX GLOBAL
LEN LENNAR CORPORATION CLASS A
HY HYSTER-YALE MATERIALS HANDLING INC. CLASS A
GTT GTT COMMUNICATIONS INC.
FOLD AMICUS THERAPEUTICS INC.
FB FACEBOOK INC. CLASS A
EBSB MERIDIAN BANCORP INC
ACOR ACORDA THERAPEUTICS INC.
AIRT AIR T INC.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
NOVN NOVAN INC
SNAP SNAP INC. CLASS A
KALA KALA PHARMACEUTICALS INC.
APPN APPIAN
ODT ODONATE THERAPEUTICS INC
ROSE ROSEHILL RESOURCES
SSP THE E.W. SCRIPPS COMPANY
MMAC MMA CAPITAL MANAGEMENT
BBDC LLC
FPAY BARINGS BDC INC.
SLCA FLEXSHOPPER
FUND U.S. SILICA HOLDINGS
INC.
ROYCE FOCUS TRUST
INC.

WIRE ENCORE WIRE CORPORATION
RUN SUNRUN INC.
PRGX PRGX GLOBAL
AIRT AIR T INC.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
NOVN NOVAN INC
FEIM FREQUENCY ELECTRONICS INC.
ODT ODONATE THERAPEUTICS INC
SSP THE E.W. SCRIPPS COMPANY
BBDC BARINGS BDC INC.
FPAY FLEXSHOPPER

UEPS NET 1 U.E.P.S. TECHNOLOGIES INC.
SEAC SEACHANGE INTERNATIONAL INC.
RLI RLI CORP.
OPK OPKO HEALTH INC.
NMFC NEW MOUNTAIN FINANCE CORPORATION
NGL NGL ENERGY PARTNERS LP
MCRB SERES THERAPEUTICS
LTS LADENBURG THALMANN FINANCIAL SERVICES INC.
KOP KOPPERS HOLDINGS INC.
FPI FARMLAND PARTNERS REIT
FIT FITBIT INC. CLASS A
EBSB MERIDIAN BANCORP INC
CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P.
IRIX IRIDEX CORP.
KFS KINGSWAY FINANCIAL SERVICES
KNDI KANDI TECHNOLGIES GROUP (N SHARES)
ETH ETHAN ALLEN INTERIORS INC.
A2PR0Y SCULPTOR CAPITAL MANAGEMENT INC (A)
VSI VITAMIN SHOPPE
CWH CAMPING WORLD HOLDINGS INC. CLASS A
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
NNBR NN
SNAP INC.
EDGW SNAP INC. CLASS A
ETP EDGEWATER TECHNOLOGY INC.
ODT ENERGY TRANSFER PARTNERS
ITUS L.P.
LIFE ODONATE THERAPEUTICS INC
MMAC ITUS CORP
GMS LIFE TECHNOLOGIES CORPORATION
VNE MMA CAPITAL MANAGEMENT
BHC LLC
MGY GMS INC.
PDLB VEONEER
BAUSCH HEALTH COMPANIES INC.
MAGNOLIA OIL & GAS CORP. CLASS A
PDL COMMUNITY BANCORP

USCR U.S. CONCRETE INC.
SLB.N SCHLUMBERGER NV
VSAT VIASAT INC.
SEAC SEACHANGE INTERNATIONAL INC.
RLI RLI CORP.
PRGX PRGX GLOBAL
PFNX PFENEX INC
OPK OPKO HEALTH INC.
NMFC NEW MOUNTAIN FINANCE CORPORATION
MIC MACQUARIE INFRASTRUCTURE CORPORATION
A2N6GQ LEGACY RESERVES
HY HYSTER-YALE MATERIALS HANDLING INC. CLASS A
HWCC HOUSTON WIRE & CABLE
GTT GTT COMMUNICATIONS INC.
GFN GENERAL FINANCE CORP.
FOLD AMICUS THERAPEUTICS INC.
FB FACEBOOK INC. CLASS A
DISH DISH NETWORK CORPORATION CLASS A
DFRG DEL FRISCO'S RESTAURANT GROUP
CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P.
BLPH BELLEROPHON THERAPEUTICS
ARTX AROTECH
ARCC ARES CAPITAL CORPORATION
APPS DIGITAL TURBINE
AGFS AGROFRESH SOLUTIONS
KFS KINGSWAY FINANCIAL SERVICES
KNDI KANDI TECHNOLGIES GROUP (N SHARES)
ATLO AMES NATIONAL CORP.
INFU INFUSYSTEMS HOLDINGS INC.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
CSTR CAPSTAR FINANCIAL HOLDINGS
KALV KALVISTA PHARMACEUTICALS
NVUS NOVUS THERAPEUTICS INC.
VERI VERITONE INC.
ETP ENERGY TRANSFER PARTNERS
CELC L.P.
KRMD CELCUITY
SIGA REPRO MED SYSTEMS
MMAC SIGA TECHNOLOGIES INC.
TRTC MMA CAPITAL MANAGEMENT
GMS LLC
STKS TERRA TECH CORP.
KDP GMS INC.
MGY THE ONE GROUP HOSPITALITY INC.
FDEU KEURIG DR PEPPER INC.
NWGI MAGNOLIA OIL & GAS CORP. CLASS A
PDLB FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND
NEWGIOCO GROUP
INC.
PDL COMMUNITY BANCORP

MIC MACQUARIE INFRASTRUCTURE CORPORATION
CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
FDEU FIRST TRUST DYNAMIC EUROPE EQUITY INCOME FUND

UFI UNIFI INC
SLB.N SCHLUMBERGER NV
HPP HUDSON PACIFIC PROPERTIES INC.
RLI RLI CORP.
PRGX PRGX GLOBAL
OPK OPKO HEALTH INC.
NMFC NEW MOUNTAIN FINANCE CORPORATION
MIC MACQUARIE INFRASTRUCTURE CORPORATION
A2N6GQ LEGACY RESERVES
KOP KOPPERS HOLDINGS INC.
HY HYSTER-YALE MATERIALS HANDLING INC. CLASS A
GFN GENERAL FINANCE CORP.
FPI FARMLAND PARTNERS REIT
CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P.
BLPH BELLEROPHON THERAPEUTICS
AMRS AMYRIS
AGFS AGROFRESH SOLUTIONS
ABCB AMERIS BANCORP
KNDI KANDI TECHNOLGIES GROUP (N SHARES)
ADC AGREE REALTY CORPORATION
ERI CAESARS ENTERTAINMENT INC
VSI VITAMIN SHOPPE
INFU INFUSYSTEMS HOLDINGS INC.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
ESNC ENSYNC
AMRQQ ALTA MESA RESOURCES INC. CLASS A
MMAC MMA CAPITAL MANAGEMENT
GMS LLC
KDP GMS INC.
VNE KEURIG DR PEPPER INC.
SNCR VEONEER
SYNCHRONOSS TECHNOLOGIES
INC.

SLB.N SCHLUMBERGER NV
NMFC NEW MOUNTAIN FINANCE CORPORATION
HY HYSTER-YALE MATERIALS HANDLING INC. CLASS A
CLMT CALUMET SPECIALTY PRODUCTS PARTNERS L.P.
BLPH BELLEROPHON THERAPEUTICS
AMRS AMYRIS
KNDI KANDI TECHNOLGIES GROUP (N SHARES)
ADC AGREE REALTY CORPORATION
ERI CAESARS ENTERTAINMENT INC
INFU INFUSYSTEMS HOLDINGS INC.
AVK ADVENT CLAYMORE CONVERTIBLE SECURITIES & INCOME FUND
AMRQQ ALTA MESA RESOURCES INC. CLASS A
MMAC MMA CAPITAL MANAGEMENT
LLC