The SEC’s Regulation Best Interest May Not Be What the Financial Sector Wished For
We believe the degree of enforcement by the U.S. Securities and Exchange Commission, or SEC, will be a key factor in determining whether its newly proposed “Best Interest†rules package will be as (if not potentially more) transformative for the financial sector as the Department of Labor’s, or DOL's, fiduciary rule has been. The SEC’s regulations are in a public comment period, while the DOL’s rule is in stasis as everyone waits to see if the government appeals a federal court ruling vacating t...Janus Henderson Group is a global investment manager. Co. manages a range of investment products for institutional and retail investors, across five capabilities, being European Equities, Global Equities, Global Fixed Income, Multi-Asset and Alternatives, including Private Equity and Property. Management operates across product lines, distribution channels and geographic regions. All investment product types are sold in most, if not all, of these regions and are managed in various locations. As of Dec 31 2016, Co. had total assets under management of £101.00 billion.
Morningstar, Inc. is a leading provider of independent investment research in North America, Europe, Australia, and Asia. The company offer an extensive line of products and services for individual investors, financial advisors, asset managers, and retirement plan providers and sponsors.
Morningstar provides data on approximately 530,000 investment offerings, including stocks, mutual funds, and similar vehicles, along with real-time global market data on more than 18 million equities, indexes, futures, options, commodities, and precious metals, in addition to foreign exchange and Treasury markets. Morningstar also offers investment management services through its investment advisory subsidiaries and had approximately $185 billion in assets under advisement and management as of June 30, 2016.
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